Rule2025-16040

Medical Devices; Orthopedic Devices; Classification of Orthopedic Manual Surgical Instrumentation for Use With Non-Fusion Spinous Process Spacer Devices

Primary source

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Published
August 21, 2025
Effective
August 21, 2025

Issuing agencies

Health and Human Services DepartmentFood and Drug Administration

Abstract

The Food and Drug Administration (FDA, the Agency, or we) is classifying orthopedic manual surgical instrumentation for use with non-fusion spinous process spacer devices into class II (special controls). The special controls that apply to the device type are identified in this order and will be part of the codified language for classification of orthopedic manual surgical instrumentation for use with non-fusion spinous process spacer devices. We are taking this action because we have determined that classifying the device into class II will provide a reasonable assurance of safety and effectiveness of the device. We believe this action will also enhance patients' access to beneficial innovative devices, in part by reducing regulatory burdens.

Full Text

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<title>Federal Register, Volume 90 Issue 160 (Thursday, August 21, 2025)</title>
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[Federal Register Volume 90, Number 160 (Thursday, August 21, 2025)]
[Rules and Regulations]
[Pages 40730-40732]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-16040]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 888

[Docket No. FDA-2025-N-2523]


Medical Devices; Orthopedic Devices; Classification of Orthopedic 
Manual Surgical Instrumentation for Use With Non-Fusion Spinous Process 
Spacer Devices

AGENCY: Food and Drug Administration, HHS.

ACTION: Final amendment; final order.

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SUMMARY: The Food and Drug Administration (FDA, the Agency, or we) is 
classifying orthopedic manual surgical instrumentation for use with 
non-fusion spinous process spacer devices into class II (special 
controls). The special controls that apply to the device type are 
identified in this order and will be part of the codified language for 
classification of orthopedic manual surgical instrumentation for use 
with non-fusion spinous process spacer devices. We are taking this 
action because we have determined that classifying the device into 
class II will provide a reasonable assurance of safety and 
effectiveness of the device. We believe this action will also enhance 
patients' access to beneficial innovative devices, in part by reducing 
regulatory burdens.

DATES: This order is effective August 21, 2025. The classification was 
applicable on July 6, 2020.

FOR FURTHER INFORMATION CONTACT: Anne Talley, Center for Devices and 
Radiological Health, Food and Drug Administration, 10903 New Hampshire 
Ave., Bldg. 66, Rm. G225, Silver Spring, MD 20993-0002, 240-402-6536, 
<a href="/cdn-cgi/l/email-protection#f5b49b9b90dba1949999908cb5939194db9d9d86db929a83"><span class="__cf_email__" data-cfemail="82c3ecece7acd6e3eeeee7fbc2e4e6e3aceaeaf1ace5edf4">[email&#160;protected]</span></a>.

SUPPLEMENTARY INFORMATION:

I. Background

    Upon request, FDA has classified orthopedic manual surgical 
instrumentation for use with non-fusion spinous process spacer devices 
as class II (special controls), which we have determined will provide a 
reasonable

[[Page 40731]]

assurance of safety and effectiveness for its intended use. In 
addition, we believe this action will enhance patients' access to 
beneficial innovation, in part by reducing regulatory burdens by 
placing the device into the appropriate device class based on risk and 
the regulatory controls sufficient to provide reasonable assurance of 
safety and effectiveness.
    FDA may classify a device through an accessory classification 
request under section 513(f)(6) of the Federal Food, Drug, and Cosmetic 
Act (FD&C Act) (21 U.S.C. 360c(f)(6)), established by section 707 of 
the FDA Reauthorization Act of 2017 (Pub. L. 115-52). The provision 
allows manufacturers or importers to request classification of an 
accessory distinct from another device upon written request. The 
classification is based on the risks of the accessory when used as 
intended as well as the level of regulatory controls necessary to 
provide a reasonable assurance of safety and effectiveness, 
notwithstanding the classification of any other device with which such 
accessory is intended to be used. Until an accessory is reclassified by 
FDA, the classification of any accessory distinct from another device 
by regulation or written order issued prior to December 13, 2016, will 
continue to apply.
    Under section 513(f)(6)(D)(ii) of the FD&C Act, a manufacturer or 
importer may request appropriate classification of an accessory that 
has been granted marketing authorization as part of a premarket 
approval application (PMA), premarket notification (510(k)), or De Novo 
classification request. FDA must grant or deny the request not later 
than 85 days after receipt and, if granting, publish a notice in the 
Federal Register within 30 days of announcing the classification.
    Alternatively, under section 513(f)(6)(C) of the FD&C Act, a person 
filing a PMA or 510(k) may include a written request for the proper 
classification of an accessory that has not been classified distinctly 
from another device based on the risks of the accessory when used as 
intended and the level of regulatory controls necessary to provide a 
reasonable assurance of safety and effectiveness. When the written 
request is included in a submission for marketing authorization, FDA 
must grant or deny the request along with the response to the PMA or 
510(k). Upon granting, FDA will publish a notice in the Federal 
Register within 30 days of announcing the classification.

II. Accessory Classification

    On April 15, 2020, FDA received RTI Surgical, Inc.'s request for 
accessory classification of coflex Interlaminar Technology 
Instrumentation. FDA reviewed the request in order to classify the 
device under the criteria for classification set forth in section 
513(a)(1) of the FD&C Act.
    We classify devices into class II if general controls by themselves 
are insufficient to provide reasonable assurance of safety and 
effectiveness, but there is sufficient information to establish special 
controls that, in combination with the general controls, provide 
reasonable assurance of the safety and effectiveness of the device for 
its intended use (see section 513(a)(1)(B) of the FD&C Act). After 
review of the information submitted in the request, we determined that 
the device can be classified into class II with the establishment of 
special controls. FDA has determined that these special controls, in 
addition to the general controls, will provide reasonable assurance of 
the safety and effectiveness of the device.
    Therefore, on July 6, 2020, FDA issued an order to the requester 
classifying the device into class II. In this final order, FDA is 
codifying the classification of the device by adding 21 CFR 
888.4520.\1\ We have named the generic type of device ``orthopedic 
manual surgical instrumentation for use with non-fusion spinous process 
spacer devices,'' and they are identified as non-powered hand-held 
devices designed specifically for use with non-fusion spinous process 
spacer devices and interface with the associated implant for the 
purpose of inserting, positioning, or removing the implant. This type 
of device includes instruments specific to the geometry of the implant.
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    \1\ FDA notes that the ``ACTION'' caption for this final order 
is styled as ``Final amendment; final order,'' rather than ``Final 
order.'' Beginning in December 2019, this editorial change was made 
to indicate that the document ``amends'' the Code of Federal 
Regulations. The change was made in accordance with the Office of 
Federal Register's (OFR) interpretations of the Federal Register Act 
(44 U.S.C. chapter 15), its implementing regulations (1 CFR 5.9 and 
parts 21 and 22), and the Document Drafting Handbook.
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    FDA has identified the following risks to health associated 
specifically with this type of device and the measures required to 
mitigate these risks in table 1.

  Table 1--Orthopedic Manual Surgical Instrumentation for Use With Non-
   Fusion Spinous Process Spacer Devices Risks and Mitigation Measures
------------------------------------------------------------------------
       Identified risks to health              Mitigation measures
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Adverse tissue reaction................  Biocompatibility evaluation.
Infection..............................  Reprocessing validation,
                                          Sterilization validation, and
                                          Labeling.
Implant damage or malpositioning.......  Validation of technical
                                          specifications, and Labeling.
------------------------------------------------------------------------

    FDA has determined that special controls, in combination with the 
general controls, address these risks to health and provide reasonable 
assurance of safety and effectiveness. For a device to fall within this 
classification, and thus avoid automatic classification in class III, 
it would have to comply with the special controls named in this final 
order. The necessary special controls appear in the regulation codified 
by this final order. This device is subject to premarket notification 
requirements under section 510(k) of the FD&C Act (21 U.S.C. 360(k)).
    Section 510(m) of the FD&C Act provides that FDA may exempt a class 
II device from the premarket notification requirements under section 
510(k) if, after notice of our intent to exempt and consideration of 
comments, we determine that premarket notification is not necessary to 
provide reasonable assurance of safety and effectiveness of the device. 
At a future date, we may publish a separate notice in the Federal 
Register announcing our intent to exempt this device.

III. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

[[Page 40732]]

IV. Paperwork Reduction Act of 1995

    This final order establishes special controls that refer to 
previously approved collections of information found in other FDA 
regulations and guidance. These collections of information are subject 
to review by the Office of Management and Budget (OMB) under the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521). The collections 
of information in 21 CFR part 860, subpart D, regarding De Novo 
classification have been approved under OMB control number 0910-0844; 
the collections of information in the guidance document ``Medical 
Device Accessories--Describing Accessories and Classification 
Pathways'' have been approved under OMB control number 0910-0823; the 
collections of information in part 814, subparts A through E, regarding 
premarket approval have been approved under OMB control number 0910-
0231; the collections of information in 21 CFR part 820 regarding 
quality system regulation have been approved under OMB control number 
0910-0073; the collections of information in part 807, subpart E, 
regarding premarket notification submissions have been approved under 
OMB control number 0910-0120; and the collections of information in 
part 801 regarding labeling have been approved under OMB control number 
0910-0485.

List of Subjects in 21 CFR Part 888

    Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
888 is amended as follows:

PART 888--ORTHOPEDIC DEVICES

0
1. The authority citation for part 888 continues to read as follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.


0
2. Add Sec.  888.4520 to subpart E to read as follows:


Sec.  888.4520  Orthopedic manual surgical instrumentation for use with 
non-fusion spinous process spacer devices.

    (a) Identification. Orthopedic manual surgical instrumentation for 
use with non-fusion spinous process spacer devices are non-powered 
hand-held devices designed specifically for use with non-fusion spinous 
process spacer devices and interface with the associated implant for 
the purpose of inserting, positioning, or removing the implant. This 
type of device includes instruments specific to the geometry of the 
implant.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) Technical specifications regarding geometry of the instruments 
must be specified and validated to demonstrate that the instruments can 
safely position, place, or remove the implant.
    (2) The patient contacting components of the device must be 
demonstrated to be biocompatible.
    (3) Performance data must demonstrate that reprocessing of reusable 
devices that are provided non-sterile, or sterilization of devices 
provided sterile, is validated.
    (4) Labeling must include:
    (i) Identification of implant(s) and instruments which have been 
validated for use together; and
    (ii) Validated methods and instructions for reprocessing any 
reusable parts.

Grace R. Graham,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2025-16040 Filed 8-20-25; 8:45 am]
BILLING CODE 4164-01-P


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Indexed from Federal Register on August 21, 2025.

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