Notice2025-15116

Agency Information Collection Activities; Information Collection Renewal; Comment Request for Qualified Trust Model Certificates and Model Trust Documents

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
August 8, 2025

Issuing agencies

Government Ethics Office

Abstract

After this second round notice, the Office of Government Ethics (OGE) plans to request that the Office of Management and Budget (OMB) renew its approval under the Paperwork Reduction Act of an existing information collection, consisting of twelve model certificates and model documents for qualified trusts.

Full Text

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<title>Federal Register, Volume 90 Issue 151 (Friday, August 8, 2025)</title>
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[Federal Register Volume 90, Number 151 (Friday, August 8, 2025)]
[Notices]
[Pages 38472-38473]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-15116]



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OFFICE OF GOVERNMENT ETHICS


Agency Information Collection Activities; Information Collection 
Renewal; Comment Request for Qualified Trust Model Certificates and 
Model Trust Documents

AGENCY: Office of Government Ethics (OGE).

ACTION: Notice of request for agency and public comments.

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SUMMARY: After this second round notice, the Office of Government 
Ethics (OGE) plans to request that the Office of Management and Budget 
(OMB) renew its approval under the Paperwork Reduction Act of an 
existing information collection, consisting of twelve model 
certificates and model documents for qualified trusts.

ADDRESSES: Comments: Written comments and recommendations for the 
proposed information collection should be sent within 30 days of 
publication of this notice to <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a>. Find 
this particular information collection by selecting ``Currently under 
30-day Review--Open for Public Comments'' or by using the search 
function.

FOR FURTHER INFORMATION CONTACT: Jennifer Matis at the U.S. Office of 
Government Ethics; telephone: 202-482-9216; TTY: 800-877-8339; Email: 
<a href="/cdn-cgi/l/email-protection#f19b9c90859882b19e9694df969e87"><span class="__cf_email__" data-cfemail="aec4c3cfdac7ddeec1c9cb80c9c1d8">[email&#160;protected]</span></a>.

SUPPLEMENTARY INFORMATION: 
    Title: Executive Branch Qualified Trust Documents.
    Type of Information Collection: Extension of a currently approved 
collection.
    Type of Review Request: Regular.
    Respondents: Any current or prospective executive branch officials 
who seek to establish or have established a qualified blind or 
diversified trust under the Ethics in Government Act of 1978 to avoid 
conflicts of interest while in office.
    Estimated Average Annual Number of Respondents: 2.
    Total Estimated Time per Response: 20 minutes to 100 hours (see 
table below for detailed explanation).
    Estimated Average Total Annual Burden: 120 hours.
    OMB Control Number: 3209-0007.
    Abstract: OGE is the supervising ethics office for the executive 
branch of the Federal Government under the Ethics in Government Act of 
1978 (EIGA). Accordingly, OGE administers the qualified trust program 
for the executive branch. Presidential nominees to executive branch 
positions subject to Senate confirmation and any other executive branch 
officials may seek OGE approval for EIGA-qualified blind or diversified 
trusts as one means to avoid conflicts of interest. The requirements 
for EIGA-qualified blind and diversified trusts are set forth in 
section 13104(f) of the Ethics in Government Act, 5 U.S.C. 13104(f), 
and OGE's implementing financial disclosure regulations at subpart D of 
5 CFR part 2634.
    In order to ensure that all applicable requirements are met, OGE is 
the sponsoring agency for twelve model certificates and model trust 
documents for qualified blind and diversified trusts. See 5 CFR 
2634.402(e)(3), 2634.402(f)(3), 2634.404(e)-(g), 2634.405(d)(2), 
2634.407(a); 2634.408(b)(1)-(3), 2634.408(d)(4), 2634.409, and 
2634.414. The various model certificates and model trust documents are 
used by settlors, trustees, and other fiduciaries in establishing and 
administering these qualified trusts. OGE plans to submit these model 
certificates and model trust documents (described in detail in the 
table below) to OMB for renewed approval pursuant to the Paperwork 
Reduction Act of 1995, 44 U.S.C. chapter 35.
    The twelve model documents, along with their burden estimates, are 
as follows:

------------------------------------------------------------------------
                                                   Estimated burden
------------------------------------------------------------------------
Model qualified trust documents:
    (A) Blind Trust Communications           20 minutes per
     (Expedited Procedure for Securing        communication.
     Approval of Proposed Communications).
    (B) Model Qualified Blind Trust          100 hours per model.
     Provisions.
    (C) Model Qualified Diversified Trust    100 hours per model.
     Provisions.
    (D) Model Qualified Diversified Trust    100 hours per model.
     Provisions (For Use in the Case of
     Multiple Fiduciaries).
    (E) Model Qualified Blind Trust          100 hours per model.
     Provisions (For Use in the Case of an
     Irrevocable Pre-Existing Trust).
    (F) Hybrid Version of the Model          100 hours per model.
     Qualified Diversified Trust Provisions.
    (G) Model Qualified Blind Trust          100 hours per model.
     Provisions (For Use in the Case of
     Multiple Fiduciaries).
    (H) Model Qualified Diversified Trust    100 hours per model.
     Provisions (For Use in the Case of an
     Irrevocable Pre-Existing Trust).
    (I) Model Confidentiality Agreement      2 hours per agreement.
     Provisions (For Use in the Case of a
     Privately Owned Business).
    (J) Model Confidentiality Agreement      2 hours per agreement.
     Provisions (For Use in the Case of
     Investment Management Activities).
Model Trust Certificates:
    (K) Certificate of Independence........  20 minutes per certificate.
    (L) Certificate of Compliance..........  20 minutes per certificate.
------------------------------------------------------------------------

    These estimates are based on the amount of time imposed on 
professional trust administrators or private representatives. OGE notes 
that only one set of the various model trust provisions (items (B) 
through (H)) will be prepared for a single qualified trust, and only 
prior to the establishment of that qualified trust. Likewise, other 
model documents listed above are used in connection with establishing 
the qualified trust (items (I), (J), and (K)). The remaining model 
documents are used after the trust's creation (items (A) and (L)). 
Accordingly, OGE notes that the majority of the time burden for any 
given trust is imposed during the creation of the trust.
    At the present time, there are no active qualified trusts in the 
executive branch. However, OGE anticipates possible limited use of 
these model documents during the forthcoming three-year period. OGE 
estimates that there may be an average of one individual per year who 
initiates a qualified trust using these model documents during calendar 
years 2026 through 2028. OGE has accordingly estimated the average 
annual number of respondents to be two, which represents one respondent 
establishing a qualified trust and one respondent maintaining a 
previously established qualified trust. Based on the above, OGE 
estimates an average annual time burden during the next three years of 
120 hours. Using an estimated rate of $300 per hour for the services of 
a professional trust administrator or private representative, the 
estimated annual cost burden is $36,000.

[[Page 38473]]

    Under OMB's implementing regulations for the Paperwork Reduction 
Act, any recordkeeping, reporting, or disclosure requirement contained 
in a rule of general applicability is deemed to involve ten or more 
persons. See 5 CFR 1320.3(c)(4)(i). OGE intends to submit all twelve 
qualified trust model certificates and model documents described above 
(all of which are included under OMB paperwork control number 3209-
0007) for a three-year extension of approval without modification.
    A Federal Register Notice with a 60-day comment period soliciting 
comments on this information collection was published on June 5, 2025 
(90 FR 23935). OGE did not receive any comments in response.
    Request for Comments: Agency and public comments are invited 
specifically on the need for and practical utility of this information 
collection, on the accuracy of OGE's burden estimate, on the 
enhancement of quality, utility, and clarity of the information 
collected, and on minimizing the burden to the public. Comments 
received in response to this notice will be summarized for, and may be 
included with, the OGE request for extension of OMB approval. The 
comments will also become a matter of public record.
    Specifically, OGE seeks public comment on the following:
    <bullet> Do the model qualified blind trusts provide sufficient 
direction to establish a trust under the Qualified Trust Program? If 
not, what provisions could be clearer or what language should be 
changed?
    <bullet> Do the model qualified diversified trusts provide 
sufficient direction to establish a trust under the Qualified Trust 
Program? If not, what provisions could be clearer or what language 
should be changed?
    <bullet> Do the Additional Trust Documents provide sufficient 
information for individuals to comply with the logistical requirements 
(e.g., procedure for securing approval of proposed communications) of 
the Qualified Trust Program? If not, what provisions could be clearer 
or what language should be changed?

    Approved: August 6, 2025.
Shelley K. Finlayson,
Chief of Staff and Program Counsel, Office of Government Ethics.
[FR Doc. 2025-15116 Filed 8-7-25; 8:45 am]
BILLING CODE 6345-04-P


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