Notice2025-14928
Agency Information Collection Activities; Proposed Collection; Comment Request; Reinstatement With Change: Rule 30a-1
Primary source
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Published
August 6, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 90 Issue 149 (Wednesday, August 6, 2025)</title>
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[Federal Register Volume 90, Number 149 (Wednesday, August 6, 2025)]
[Notices]
[Page 37929]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-14928]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0219]
Agency Information Collection Activities; Proposed Collection;
Comment Request; Reinstatement With Change: Rule 30a-1
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'' or ``SEC'') is soliciting comments on
the collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget for reinstatement.
The title for the collection of information is ``Rule 30a-1 (17 CFR
270.30a-1) under the Investment Company Act of 1940.''
The Commission is seeking to reinstate the Paperwork Reduction Act
(``PRA'') information collection request for rule 30a-1 (17 CFR
270.30a-1) under the Investment Company Act of 1940 under OMB control
number 3235-0219 for the purpose of discontinuing this information
collection. The last Commission request for OMB approval under this
control number was submitted in May of 2000. Rule 30a-1 is an active
rule, but it has been amended since the last PRA submission in 2000.
The current rule requires investment companies and unit investment
trusts to file an annual report on Form N-CEN at least every twelve
months. The burden associated with the information request outlined
within rule 30a-1 is contained within the information collection
request for Form N-CEN under OMB control number 3235-0729. Thus, there
has been no lapse in reporting the burden associated with rule 30a-1.
Since the burden is being reported under an alternative ICR, the
Commission is seeking to reinstate the rule 30a-1 ICR under control
number 3235-0729 in order to have it properly discontinued. Moving
forward, the Commission will reference rule 30a-1 within the ICR for
Form N-CEN.
The requirements of this collection of information are mandatory.
Responses will not be kept confidential. An agency may not conduct or
sponsor, and a person is not required to respond to a collection of
information unless it displays a currently valid control number.
Written comments are invited on: (a) whether this proposed
collection of information is necessary for the proper performance of
the functions of the SEC, including whether the information will have
practical utility; (b) the accuracy of the SEC's estimate of the burden
imposed by the proposed collection of information, including the
validity of the methodology and the assumptions used; (c) ways to
enhance the quality, utility, and clarity of the information to be
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated,
electronic collection techniques or other forms of information
technology.
Please direct your written comments on this 60-Day Collection
Notice to Austin Gerig, Director/Chief Data Officer, Securities and
Exchange Commission, c/o Tanya Ruttenberg via email to
<a href="/cdn-cgi/l/email-protection#217140514453564e534a734445544255484e4f604255615244420f464e57"><span class="__cf_email__" data-cfemail="0b5b6a7b6e797c647960596e6f7e687f6264654a687f4b786e68256c647d">[email protected]</span></a> by October 6, 2025. There will be a
second opportunity to comment on this SEC request following the Federal
Register publishing a 30-Day Submission Notice.
Dated: August 4, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-14928 Filed 8-5-25; 8:45 am]
BILLING CODE 8011-01-P
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