Notice2025-13717
Proposed Collection; Comment Request; Extension: Rule 12d1-3
Primary source
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Published
July 22, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 90 Issue 138 (Tuesday, July 22, 2025)</title>
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[Federal Register Volume 90, Number 138 (Tuesday, July 22, 2025)]
[Notices]
[Page 34542]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-13717]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0109]
Proposed Collection; Comment Request; Extension: Rule 12d1-3
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget (``OMB'') for extension and approval.
Rule 12d1-3 (17 CFR 240.12d1-3) of the Securities Exchange Act of
1934 (``Exchange Act'') requires a certification that a security has
been approved by an exchange for listing and registration pursuant to
Section 12(d) of the Exchange Act (15 U.S.C. 78l(d)) to be filed with
the Commission. We estimate that Rule 12d1-3 takes approximately 0.5
hours per response to provide the information required under Rule12d1-3
and is filed by an average of 709 respondents annually with an average
of 1,066 responses per year (calculated for the period 2022 through
2024). This is an average of 1.5 responses per respondent per year. We
further estimate that 100% of the collection of information is carried
internally by the respondent. Thus, we estimate the total annual
reporting burden to be 533 hours (0.5 hours per response x 1,066
responses). We estimate that there is no cost associated with this
information collection because 100% of the burden is carried internally
by the respondent.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number.
Written comments are invited on: (a) whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology.
Please direct your written comments on this 60-Day Collection
Notice to Austin Gerig, Director/Chief Data Officer, Securities and
Exchange Commission, c/o Tanya Ruttenberg via email to
<a href="/cdn-cgi/l/email-protection#b2e2d3c2d7c0c5ddc0d9e0d7d6c7d1c6dbdddcf3d1c6f2c1d7d19cd5ddc4"><span class="__cf_email__" data-cfemail="712110011403061e031a231415041205181e1f301205310214125f161e07">[email protected]</span></a> by September 22, 2025. There will be a
second opportunity to comment on this SEC request following the Federal
Register publishing a 30-Day Submission Notice.
Dated: July 17, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-13717 Filed 7-21-25; 8:45 am]
BILLING CODE 8011-01-P
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