Notice2025-12622
Star Mountain Lower Middle-Market Capital Corp., and Star Mountain Fund Management, LLC
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
July 8, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 90 Issue 128 (Tuesday, July 8, 2025)</title>
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[Federal Register Volume 90, Number 128 (Tuesday, July 8, 2025)]
[Notices]
[Pages 30119-30120]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-12622]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35664; File No. 812-15832]
Star Mountain Lower Middle-Market Capital Corp., and Star
Mountain Fund Management, LLC
July 2, 2025.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under Section 6(c) of the Investment
Company Act of 1940 (``Act'') for an exemption from Sections 18(a)(2),
18(c), 18(i), and 61(a) of the Act.
Summary of Application: Applicants request an order to permit certain
registered closed-end investment companies that have elected to be
regulated as business development companies to issue multiple classes
of shares with varying sales loads and asset-based distribution and/or
service fees.
Applicants: Star Mountain Lower Middle-Market Capital Corp., and Star
Mountain Fund Management, LLC.
Filing Date: The application was filed on June 13, 2025.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#8ad9efe9f8effeebf8f3f9a7c5ecece3e9efcaf9efe9a4ede5fc"><span class="__cf_email__" data-cfemail="1b487e78697e6f7a69626836547d7d72787e5b687e78357c746d">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below.
Hearing requests should be received by the Commission by 5:30 p.m.
on July 28, 2025, and should be accompanied by proof of service on
applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#1546707667706174676c66385a73737c7670556670763b727a63"><span class="__cf_email__" data-cfemail="cb98aea8b9aebfaab9b2b8e684adada2a8ae8bb8aea8e5aca4bd">[email protected]</span></a>.
[[Page 30120]]
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#cf9caaacbdaabbaebdb6bce280a9a9a6acaa8fbcaaace1a8a0b9"><span class="__cf_email__" data-cfemail="da89bfb9a8bfaebba8a3a9f795bcbcb3b9bf9aa9bfb9f4bdb5ac">[email protected]</span></a>. Applicants:
Austin Ericson, Chief Compliance Officer, Star Mountain Fund
Management, LLC, 140 East 45th Street, 37th Floor, New York, New York
10017 and copies to: Richard Horowitz, Esq., Dechert LLP, 1095 Avenue
of the Americas, New York, New York 10036, and Alexander Karampatsos,
Esq., Dechert LLP, 1900 K Street NW, Washington, DC 20006.
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Counsel at
(202) 551-6825 (Division of Investment Management, Chief Counsel's
Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' Application,
dated June 13, 2025, which may be obtained via the Commission's website
by searching for the file number at the top of this document, or for an
Applicant using the Company name search field, on the SEC's EDGAR
system. The SEC's EDGAR system may be searched at, <a href="https://www.sec.gov/edgar/searchedgar/companysearch">https://www.sec.gov/edgar/searchedgar/companysearch</a>. You may also call the SEC's Office of
Investor Education and Advocacy at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-12622 Filed 7-7-25; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on July 8, 2025.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.