Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Certain Business Development Companies From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions)

Primary source

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Published

July 1, 2025

Issuing agencies

Securities and Exchange Commission

View on FederalRegister.gov →Plain-text source

Indexed from Federal Register on July 1, 2025.

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