Notice2025-10232

Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the City of Whittier's Whittier Harbor Rebuild Phase III Project in Whittier, Alaska

Primary source

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Published
June 5, 2025

Issuing agencies

Commerce DepartmentNational Oceanic and Atmospheric Administration

Abstract

NMFS has received a request from the City of Whittier for authorization to take marine mammals incidental to the Whittier Harbor Rebuild Phase III Project in Whittier, Alaska. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an incidental harassment authorization (IHA) to incidentally take marine mammals during the specified activities. NMFS is also requesting comments on a possible one-time, 1-year renewal that could be issued under certain circumstances and if all requirements are met, as described in Request for Public Comments at the end of this notice. NMFS will consider public comments prior to making any final decision on the issuance of the requested MMPA authorization and agency responses will be summarized in the final notice of our decision.

Full Text

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<title>Federal Register, Volume 90 Issue 107 (Thursday, June 5, 2025)</title>
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[Federal Register Volume 90, Number 107 (Thursday, June 5, 2025)]
[Notices]
[Pages 23891-23914]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-10232]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

[RTID 0648-XE898]


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to the City of Whittier's Whittier 
Harbor Rebuild Phase III Project in Whittier, Alaska

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments on proposed authorization and possible renewal.

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SUMMARY: NMFS has received a request from the City of Whittier for 
authorization to take marine mammals incidental to the Whittier Harbor 
Rebuild Phase III Project in Whittier, Alaska. Pursuant to the Marine 
Mammal Protection Act (MMPA), NMFS is requesting comments on its 
proposal to issue an incidental harassment authorization (IHA) to 
incidentally take marine mammals during the specified activities. NMFS 
is also requesting comments on a possible one-time, 1-year renewal that 
could be issued under certain circumstances and if all requirements are 
met, as described in Request for Public Comments at the end of this 
notice. NMFS will consider public comments prior to making any final 
decision on the issuance of the requested MMPA authorization and agency 
responses will be summarized in the final notice of our decision.

DATES: Comments and information must be received no later than July 7, 
2025.

ADDRESSES: Comments should be addressed to the Permits and Conservation 
Division, Office of Protected Resources, National Marine Fisheries 
Service and should be submitted via email to <a href="/cdn-cgi/l/email-protection#733a27235d231c071f1c1018331d1c12125d141c05"><span class="__cf_email__" data-cfemail="c0899490ee90afb4acafa3ab80aeafa1a1eea7afb6">[email&#160;protected]</span></a>. 
Electronic copies of the application and supporting documents, as well 
as a list of the references cited in this document, may be obtained 
online at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>. In 
case of problems accessing these documents, please call the contact 
listed below.
    Instructions: NMFS is not responsible for comments sent by any 
other method, to any other address or individual, or received after the 
end of the comment period. Comments, including all attachments, must 
not exceed a 25-megabyte file size. All comments received are a part of 
the public record and will generally be posted online at <a href="https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act">https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act</a> without change. All personal identifying 
information (e.g., name, address) voluntarily submitted by the 
commenter may be publicly accessible. Do not submit confidential 
business information or otherwise sensitive or protected information.

FOR FURTHER INFORMATION CONTACT: Kelsey Potlock, Office of Protected 
Resources, NMFS, (301) 427-8401.

SUPPLEMENTARY INFORMATION:

Background

    The MMPA prohibits the ``take'' of marine mammals, with certain 
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to 
allow, upon request, the incidental, but not intentional, taking of 
small numbers of marine mammals by U.S. citizens who engage in a 
specified activity (other than commercial fishing) within a specified 
geographical region if certain findings are made and either regulations 
are proposed or, if the taking is limited to harassment, a notice of a 
proposed IHA is provided to the public for review.
    Authorization for incidental takings shall be granted if NMFS finds 
that the taking will have a negligible impact on the species or 
stock(s) and will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for taking for subsistence uses 
(where relevant). Further, NMFS must prescribe the permissible methods 
of taking and other ``means of effecting the least practicable adverse 
impact'' on the affected species or stocks and their habitat, paying 
particular attention to rookeries, mating grounds, and areas of similar 
significance, and on the availability of the species or stocks for 
taking for certain subsistence uses (referred to in shorthand as 
``mitigation''); and requirements

[[Page 23892]]

pertaining to the monitoring and reporting of the takings. The 
definitions of all applicable MMPA statutory terms used above are 
included in the relevant sections below and can be found in section 3 
of the MMPA (16 U.S.C. 1362) and NMFS regulations at 50 CFR 216.103.

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS must review our proposed action (i.e., the issuance of an IHA) 
with respect to potential impacts on the human environment.
    This action is consistent with categories of activities identified 
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or 
mortality) of the Companion Manual for NAO 216-6A, which do not 
individually or cumulatively have the potential for significant impacts 
on the quality of the human environment and for which we have not 
identified any extraordinary circumstances that would preclude this 
categorical exclusion. Accordingly, NMFS has preliminarily determined 
that the issuance of the proposed IHA qualifies to be categorically 
excluded from further NEPA review.
    We will review all comments submitted in response to this notice 
prior to concluding our NEPA process or making a final decision on the 
IHA requests.

Summary of Request

    On January 14, 2025, NMFS received a request from the City of 
Whittier (CoW) for an IHA to take marine mammals incidental to 
construction activities for the Whittier Harbor Rebuild Phase III 
Project in Whittier, Alaska. Following NMFS' review of the application, 
CoW submitted a revised version on March 18, 2025. The application was 
deemed adequate and complete on March 14, 2025. CoW's request is for 
take of killer whales (Orcinus orca), Dall's porpoise (Phocoenoides 
dalli), harbor seals (Phoca vitulina), and Steller sea lions 
(Eumetopias jubatus) by Level B harassment only. Neither CoW nor NMFS 
expect serious injury or mortality to result from this activity and, 
therefore, an IHA is appropriate.

Description of Proposed Activity

Overview

    The CoW has requested an IHA to remove and subsequently install in-
water structures and piles. The purpose of the project is to provide 
safe moorage for the boating public by removing and replacing all 
timber piles and three damaged floats in the highly trafficked Whittier 
Harbor. There have been two previous expansions (in 1980 and 2010) 
since the construction of the Harbor in 1972; however, the Harbor's 
slip waitlist is currently around 360 vessels long, which equates to a 
five to seven year waiting period. Several components that currently 
exist at the site (specifically float systems A, G, and H) consist of 
broken and rotted wood components well past the standard life 
expectancy of such structures. This proposed project is crucial to 
continue the operation of businesses and residents to the citizens of 
Whittier.
    To date, Phases I and II have been completed (in the early 2000s 
(around 2008-2009)) and Phase III is necessary for the final 
improvements to the harbor. To complete Phase III of the Whitter Harbor 
Rebuild Project, three of the harbor's 11 float systems (consisting of 
42 boat slips and their associated walkways, and water/fire systems) 
require pile driving via a vibratory hammer. Overall, CoW would need to 
remove 155 existing creosote-treated timber piles (12- to 16-inch (in; 
30.5- to 40.6-centimeter (cm))), 10 existing steel piles (16-in (40.6-
cm)), 3 walkway floats, and 42 float ``fingers'' (i.e., a small 
floating pontoon or structure that both separates and provides access 
to berthed boats in a marina; they facilitate the transit of passengers 
to a berthed vessel) that make up the boat slips, and subsequently 
install 90 steel piles (16-in (40.6-cm)), 3 new walkway floats, and 42 
new float ``fingers''.
    Given the use of vibratory pile driving to both remove and install 
piles, there is potential for take of marine mammals, by Level B 
harassment only; no take by Level A harassment is expected or requested 
for this project.

Dates and Duration

    CoW anticipates that this project would require up to 104 hours 
over 29 non-consecutive days during a 6 to 7 month period. Currently, 
construction activities are anticipated for fall 2025.

Specific Geographic Region

    The proposed project would occur in the Whittier Harbor, located 
within the city limits of Whittier in southcentral Alaska (latitude: 
60.77774, longitude: -148.6890). The Whittier Harbor is east of the 
Whittier cruise ship dock and Cliffside Marina and west of the ferry 
terminal. The construction work would occur nearshore behind the 
breakwater located at the project site (see figure 1).
BILLING CODE 3510-22-P

[[Page 23893]]

[GRAPHIC] [TIFF OMITTED] TN05JN25.000

BILLING CODE 3510-22-C

Figure 1--CoW's Proposed Project Activities in Whittier, Alaska

Detailed Description of the Specified Activity

    Within Whittier Harbor, 360 slips measuring 0 to 60-feet (ft) in 
length (0 to 18.3 meters (m)) for both commercial and recreational 
activities currently exist. The Harbor was constructed in 1972 and 
expanded twice (in 1980 and in 2010) but still retains an extensive 
waitlist for slips (approximately 360 vessels long), with a duration of 
five to seven years. The Harbor is utilized by a mix of commercial/
business interests (primarily fishing charters and ocean cruises) as 
well as residents of Whittier. Furthermore, the Harbor also serves as a 
substantial revenue stream to the City of Whittier through moorage, 
other fees, and a vessel property tax for year-round moorage. This 
project is necessary because the existing timber piles throughout the 
Harbor have significantly aged and need to be replaced and the existing 
float system for A, G, and H floats also require replacement given 
advanced age. The issues with the Harbor's existing structures (i.e., 
rotted wood, cracked surfacing, and holes) pose as safety risks for 
users in this highly trafficked area in Whittier.
    The Project is broken up into the Project Unit West and the Project 
Unit East (see figure 13 in the ITA application). Collectively across 
the Project, CoW has proposed to remove up to 155 existing 12- to 16-in 
(30.5- to 40.6-cm) creosote-treated timber piles, 10 existing 16-in 
(40.6-cm) steel piles, three walkway floats (i.e., A, G, and H), and 42 
float ``fingers'' which make up

[[Page 23894]]

the boat slips on walkway floats G and H. In their place, CoW would 
install 90 16-in (40.6-cm) steel piles; three new walkway floats for A 
(10-ft x 226-ft (3-m x 69-m)), G (6-ft x 272-ft (2-m x 83-m)), and H 
(6-ft x 256-ft (2-m x 78-m)); install 42 new float ``fingers'' for 
floats G and H (measuring 2-ft x 7-in x 24-ft (0.6-m x 17.8-cm x 1.2-
m)); a new fire suppression and water system for the new floats; and 
other float components, which would be installed out of the water 
(i.e., mooring cleats, walers, fenders, and power pedestals). Pile 
driving using a vibratory hammer only would be necessary to install all 
in-water components; no impact hammer would be necessary. CoW would 
utilize two types of vibratory hammers: the ICE 44/Eccentric moment 
(4,400 inch-pounds (497 Newton-meters (Nm)) on a 41-ft x 148-ft (12.5-m 
x 45-m) barge, and the ICE 28/Eccentric moment (2,800 inch-pounds (315 
Nm)) on a 38-ft x 70-ft (11.6-m x 21-m) barge.
    For the activities, CoW would utilize several construction vessels, 
including:
    <bullet> One 100-ft x 400-ft (30.5-m x 122-m) (or similar) supply 
barge carrying new replacement floats and piles;
    <bullet> Two construction crane barges: one, approximately 41-ft x 
148-ft (12.5-m x 45-m) barge to support areas accessible by it and to 
carry removed A, G, and H floats and timber piles;
    <bullet> One, approximately 38-ft x 70-ft (1.6-m x 21.3-m), barge 
to support construction in confined spaces;
    <bullet> One, approximately 25-ft x 26-ft (7.6-m x 7.9-m), tug to 
transport and maneuver project barges; and
    <bullet> Two skiffs, transported to the project site by barge, to 
support construction and potentially marine mammal monitoring 
activities.
    At Whittier, all barges would be secured with below-surface 
anchors. Upon demolition of the existing old structures, the larger 
construction barge would tow the removed timber piles and floats for A, 
G, and H to Valdez for disposal at the local landfill.
    All construction is expected to begin in mid-September 2025 and 
continue through the spring of 2026. CoW estimates that all in-water 
pile-driving activities (removal and installation) are expected to 
occur for a total of 104 hours over 29 days, of which the days may not 
be consecutive as other activities occur between bouts of pile driving. 
Overall, the entire project is expected to occur over 6 to 7 months. 
This IHA, if issued, would authorize take incidental to the third (non-
consecutive) year of work (2025-2026); the initial two projects (Phase 
I and II) were completed in the early 2000s (around 2008-2009).
    All of the quantitative information found here can be found in 
table 1 below.

        Table 1--Pile Installation and Removal Summary for the Whittier Harbor Rebuild Phase III Project
----------------------------------------------------------------------------------------------------------------
                                                                                    Steel pile      Steel pile
              Removal/installation parameters                Timber pile removal      removal      installation
----------------------------------------------------------------------------------------------------------------
                                                     Summary
----------------------------------------------------------------------------------------------------------------
Pile Diameter.............................................   12-16 in (30-41 cm)   16 in (41 cm)      16 (41 cm)
Number of Piles...........................................                   155              10              90
----------------------------------------------------------------------------------------------------------------
                                        Installation/Removal Information
----------------------------------------------------------------------------------------------------------------
Maximum Number of Piles Per Day...........................                    12              10               6
Estimated Vibratory Time Per Pile (minutes)...............                     5               5              60
Maximum Vibratory Time Per Day (minutes)..................                    60              50             360
Total Duration Estimated (days) \a\.......................                    13               1              15
Total Time Estimated (hours)..............................                    13               1              90
----------------------------------------------------------------------------------------------------------------
\a\ Rounded to the nearest day.

    Proposed mitigation, monitoring, and reporting measures are 
described in detail later in this document (please see Proposed 
Mitigation and Proposed Monitoring and Reporting).

Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the application summarize available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history of the potentially affected species. NMFS 
fully considered all of this information, and we refer the reader to 
these descriptions, instead of reprinting the information. Additional 
information regarding population trends and threats may be found in 
NMFS' Stock Assessment Reports (SARs; <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments</a>) and 
more general information about these species (e.g., physical and 
behavioral descriptions) may be found on NMFS' website (<a href="https://www.fisheries.noaa.gov/find-species">https://www.fisheries.noaa.gov/find-species</a>).
    Table 2 lists all species or stocks for which take is expected and 
proposed to be authorized for CoW's activities in Whittier and 
summarizes information related to the population or stock, including 
regulatory status under the MMPA and Endangered Species Act (ESA) and 
potential biological removal (PBR), where known. PBR is defined by the 
MMPA as the maximum number of animals, not including natural 
mortalities, that may be removed from a marine mammal stock while 
allowing that stock to reach or maintain its optimum sustainable 
population (as described in NMFS' SARs). While no serious injury or 
mortality is anticipated or proposed to be authorized here, PBR and 
annual serious injury and mortality (M/SI) from anthropogenic sources 
are included here as gross indicators of the status of the species or 
stocks and other threats.
    Marine mammal abundance estimates presented in this document 
represent the total number of individuals that make up a given stock or 
the total number estimated within a particular study or survey area. 
NMFS' stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprises that stock. For some species, this geographic area may extend 
beyond U.S. waters. All managed stocks in this region are assessed in 
NMFS' draft 2024 Alaska and Pacific SARs. All values presented in table 
2 are the most recent available at the time of publication (including 
from the draft 2024 SARs) and are available online at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments</a>.

[[Page 23895]]



                                         Table 2--Species \a\ With Estimated Take From the Specified Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                         ESA/MMPA status;    Stock abundance (CV;
             Common name                  Scientific name               Stock             strategic (Y/N)      Nmin; most recent       PBR     Annual M/
                                                                                                \b\          abundance survey) \c\               SI \d\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                              Order Artiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
    Killer whale....................  Orcinus orca...........  Alaska Resident........  -, -, N             1,920 (N/A, 1,920,             18        1.3
                                                                                                             2019) \e\.
                                                               Gulf of Alaska/Aleutian  -, -, N             587 (N/A, 587, 2012)          5.9        0.8
                                                                Islands/Bering Sea                           \f\.
                                                                Transient.
Family Phocoenidae (porpoises):
    Dall's porpoise.................  Phocoenoides dalli.....  Alaska.................  -, -, N             UND (UND, UND, 2015)          UND         37
                                                                                                             \g\.
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                                                               Order Carnivora--Pinnipedia
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Family Otariidae (eared seals and
 sea lions):
    Steller sea lion................  Eumetopias jubatus.....  Western................  E, D, Y             49,837 (N/A, 49,837,          299        267
                                                                                                             2022) \h\.
Family Phocidae (earless seals):
    Harbor seal.....................  Phoca vitulina.........  Prince William Sound...  -, -, N             44,756 (N/A, 41,776,        1,253        413
                                                                                                             2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
  (<a href="https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/">https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/</a>; Committee on Taxonomy, 2024).
\b\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
  designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
  which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
  automatically designated under the MMPA as depleted and as a strategic stock.
\c\ NMFS marine mammal stock assessment reports online at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region</a>. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
\d\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
  fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated
  with estimated mortality due to commercial fisheries is presented in some cases.
\e\ Nest is based upon counts of individuals identified from photo-ID catalogs.
\f\ Nest is based upon counts of individuals identified from photo-ID catalogs.
\g\ The best available abundance estimate is likely an underestimate for the entire stock because it is based upon a survey that covered only a small
  portion of the stock's range.
\h\ Nest is best estimate of counts, which have not been corrected for animals at sea during abundance surveys. Estimates provided are for the United
  States only. The overall Nmin is 73,211 and overall PBR is 439.

    As indicated above in table 2, all four species (with five managed 
stocks) temporally and spatially co-occur with the activity to the 
degree that take is reasonably likely to occur. All species that could 
potentially occur in the proposed project areas are included in section 
4 and table 5 of CoW's IHA application. For humpback whales (Megaptera 
novaeangliae), the inland waters of Southeast Alaska are a seasonal 
feeding biologically important area (BIA) from May through September 
(Wild et al., 2023). However, the applicant has requested no take of 
this species given they would shut down/delay any pile driving 
activities in the event that a humpback whale is observed at the edge 
of the Level B harassment isopleth. Because of this, no take is 
expected to occur given the enhanced mitigation measures. Furthermore, 
Whittier Harbor is located in a small passageway of the Prince William 
Sound area, and represents a tiny portion of the available habitat for 
humpback whales. The AT1 Transient stock of killer whales (consisting 
of seven individuals) has been reported in the area of Whittier, but 
the likelihood of this stock occurring in the project area during the 
short proposed project timeframe (29 days) during active pile driving 
is low, and no take of this stock is proposed for authorization. 
Therefore, they are not discussed further in this notice. In addition, 
sea otters (Enhydra lutris) may be found in both the Prince William 
Sound and Whittier, Alaska. However, this species is managed by the 
U.S. Fish and Wildlife Service (see <a href="https://www.fws.gov/species/sea-otter-enhydra-lutris">https://www.fws.gov/species/sea-otter-enhydra-lutris</a>) and therefore not discussed further in this 
document.
    For more details on the species that are likely to occur near the 
project area and may be taken by CoW's proposed activities, see CoW's 
IHA application, the draft SARs, and NMFS' website.

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals 
underwater, and exposure to anthropogenic sound can have deleterious 
effects. To appropriately assess the potential effects of exposure to 
sound, it is necessary to understand the frequency ranges marine 
mammals can hear. Not all marine mammal species have equal hearing 
capabilities (e.g., Richardson et al., 1995; Wartzok and Ketten, 1999; 
Au and Hastings, 2008). To reflect this, Southall et al. (2007, 2019) 
recommended that marine mammals be divided into hearing groups based on 
directly measured (behavioral or auditory evoked potential techniques) 
or estimated hearing ranges (behavioral response data, anatomical 
modeling, etc.). Generalized hearing ranges were chosen based on the 
~65 decibel (dB) threshold from composite audiograms, previous analyses 
in NMFS (2024), and/or data from Southall et al. (2007) and Southall et 
al. (2019). We note that the names of two hearing groups and the 
generalized hearing ranges of all marine mammal hearing groups have 
been recently updated (NMFS, 2024), as reflected below in table 3. Of 
the species that could be potentially taken in the proposed project 
area, none are considered low-frequency (LF) cetaceans, one is 
considered a high-frequency (HF) cetacean, one is considered a very 
high-frequency (VHF) cetacean, one is an otariid pinniped, and one is a 
phocid pinniped.

[[Page 23896]]



                  Table 3--Marine Mammal Hearing Groups
                              [NMFS, 2024]
------------------------------------------------------------------------
               Hearing group                 Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen        7 Hz to 36 kHz.
 whales).
High-frequency (HF) cetaceans (dolphins,    150 Hz to 160 kHz.
 toothed whales, beaked whales, bottlenose
 whales).
Very High-frequency (VHF) cetaceans (true   200 Hz to 165 kHz.
 porpoises, Kogia, river dolphins,
 Cephalorhynchid, Lagenorhynchus cruciger
 & L. australis).
Phocid pinnipeds (PW) (underwater) (true    40 Hz to 90 kHz.
 seals).
Otariid pinnipeds (OW) (underwater) (sea    60 Hz to 68 kHz.
 lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
  composite (i.e., all species within the group), where individual
  species' hearing ranges may not be as broad. Generalized hearing range
  chosen based on ~65 dB threshold from composite audiogram, previous
  analysis in NMFS (2018), and/or data from Southall et al. (2007) and
  Southall et al. (2019). Additionally, animals are able to detect very
  loud sounds above and below that ``generalized'' hearing range. Hz =
  Hertz; kHz = kilohertz.

    For more detail concerning these groups and associated generalized 
hearing ranges, please see (NMFS, 2024) for a review of available 
information.

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    This section includes a summary and provides a discussion of the 
ways in which components of the specified activity may impact marine 
mammals and their habitat. The Estimated Take of Marine Mammals section 
later in this document includes a quantitative analysis of the number 
of individuals that are expected to be taken by this activity. The 
Negligible Impact Analysis and Determination section considers the 
content of this section, the Estimated Take of Marine Mammals section, 
and the Proposed Mitigation section, to draw conclusions regarding the 
likely impacts of these activities on the reproductive success or 
survivorship of individuals and whether those impacts are reasonably 
expected to, or reasonably likely to, adversely affect the species or 
stock through effects on annual rates of recruitment or survival.
    Acoustic effects on marine mammals during the specified activities 
are expected to potentially occur from vibratory pile removal and 
installation. The effects of underwater noise from CoW's proposed 
activities have the potential to result in take by Level B harassment 
of marine mammals in the project area.
    Overall, the proposed activities would result in the removal of 165 
piles (155 timber and 10 steel) by vibratory pile driving, 3 walkway 
floats, and 42 float ``fingers''. CoW would then install 90 steel piles 
by vibratory pile driving, 3 new walkway floats, and 42 float 
``fingers'' in Whittier Harbor. There are a variety of types and 
degrees of effects to marine mammals, prey species, and habitat that 
could occur because of the proposed project. Below we provide a brief 
description of the types of sound sources that would be generated by 
the project, the general impacts from these types of activities, and an 
analysis of the anticipated impacts on marine mammals from the project, 
with consideration of the proposed mitigation measures.

Description of Sound Sources for the Specified Activities

    Activities associated with the proposed project that have the 
potential to incidentally take marine mammals though exposure to sound 
would include vibratory pile removal and installation. Vibratory 
hammers install piles by vibrating them and allowing the weight of the 
hammer to push them into the substrate. Vibratory hammers typically 
produce less sound (i.e., lower levels) than impact hammers. Peak sound 
pressure levels (SPLs) may be 180 dB or greater, but are generally 10 
to 20 dB lower than SPLs generated during impact pile driving of the 
same-sized pile (Oestman et al., 2009; California Department of 
Transportation (CALTRANS; 2015, 2020). Sounds produced by vibratory 
hammers are non-impulsive; compared to sounds produced by impact 
hammers, the rise time is slower, reducing the probability and severity 
of injury, and the sound energy is distributed over a greater amount of 
time (Nedwell and Edwards, 2002; Carlson et al., 2005).

Potential Effects of Underwater Sound on Marine Mammals

    The introduction of anthropogenic noise into the aquatic 
environment from vibratory pile driving is the primary means by which 
marine mammals may be harassed from CoW's specified activities. 
Anthropogenic sounds cover a broad range of frequencies and sound 
levels and can have a range of highly variable impacts on marine life 
from none or minor to potentially severe responses depending on 
received levels, duration of exposure, behavioral context, and various 
other factors. Broadly, underwater sound from active acoustic sources, 
such as those in the Project, can potentially result in one or more of 
the following: temporary or permanent hearing impairment, non-auditory 
physical or physiological effects, behavioral disturbance, stress, and 
masking (Richardson et al., 1995; Gordon et al., 2003; Nowacek et al., 
2007; Southall et al., 2007; G[ouml]tz et al., 2009).
    We describe the more severe effects of certain non-auditory 
physical or physiological effects only briefly as we do not expect that 
use of the vibratory hammer is reasonably likely to result in such 
effects (see below for further discussion). Potential effects from 
impulsive sound sources can range in severity from effects such as 
behavioral disturbance or tactile perception to physical discomfort, 
slight injury of the internal organs and the auditory system, or 
mortality (Yelverton et al., 1973). Non-auditory physiological effects 
or injuries that theoretically might occur in marine mammals exposed to 
high level underwater sound or as a secondary effect of extreme 
behavioral reactions (e.g., change in dive profile as a result of an 
avoidance reaction) caused by exposure to sound include neurological 
effects, bubble formation, resonance effects, and other types of organ 
or tissue damage (Cox et al., 2006; Southall et al., 2007; Zimmer and 
Tyack, 2007; Tal et al., 2015). The project activities considered here 
do not involve the use of devices such as explosives or mid-frequency 
tactical sonar that are associated with these types of effects.
    In general, animals exposed to natural or anthropogenic sound may 
experience physical and psychological effects, ranging in magnitude 
from none to severe (Southall et al., 2007, 2019). Exposure to 
anthropogenic noise has the potential to result in auditory threshold 
shifts and behavioral reactions (e.g., avoidance, temporary cessation 
of foraging and vocalizing, changes in dive behavior). It can also lead 
to non-observable physiological responses,

[[Page 23897]]

such an increase in stress hormones. Additional noise in a marine 
mammal's habitat can mask acoustic cues used by marine mammals to carry 
out daily functions, such as communication and predator and prey 
detection.
    The degree of effect of an acoustic exposure on marine mammals is 
dependent on several factors, including, but not limited to, sound type 
(e.g., impulsive vs. non-impulsive), signal characteristics, the 
species, age and sex class (e.g., adult male vs. mom with calf), 
duration of exposure, the distance between the noise source and the 
animal, received levels, behavioral state at time of exposure, and 
previous history with exposure (Wartzok et al., 2004; Southall et al., 
2007). In general, sudden, high-intensity sounds can cause hearing 
loss, as can longer exposures to lower-intensity sounds. Moreover, any 
temporary or permanent loss of hearing, if it occurs at all, will occur 
almost exclusively for noise within an animal's hearing range. We 
describe below the specific manifestations of acoustic effects that may 
occur based on the activities proposed by CoW.
    Richardson et al. (1995) described zones of increasing intensity of 
effect that might be expected to occur in relation to distance from a 
source and assuming that the signal is within an animal's hearing 
range. First (at the greatest distance) is the area within which the 
acoustic signal would be audible (potentially perceived) to the animal 
but not strong enough to elicit any overt behavioral or physiological 
response. The next zone (closer to the receiving animal) corresponds 
with the area where the signal is audible to the animal and of 
sufficient intensity to elicit behavioral or physiological 
responsiveness. The third is a zone within which, for signals of high 
intensity, the received level is sufficient to potentially cause 
discomfort or tissue damage to auditory or other systems. Overlaying 
these zones to a certain extent is the area within which masking (i.e., 
when a sound interferes with or masks the ability of an animal to 
detect a signal of interest that is above the absolute hearing 
threshold) may occur; the masking zone may be highly variable in size.
    Below, we provide additional detail regarding potential impacts on 
marine mammals and their habitat from noise in general, starting with 
hearing impairment, as well as from the specific activities CoW plans 
to conduct, to the degree it is available.
    Hearing Threshold Shifts. NMFS defines a noise-induced threshold 
shift (TS) as a change, usually an increase, in the threshold of 
audibility at a specified frequency or portion of an individual's 
hearing range above a previously established reference level (NMFS, 
2018, 2024). The amount of threshold shift is customarily expressed in 
dB. TS can be permanent or temporary. As described in NMFS (2018, 2024) 
there are numerous factors to consider when examining the consequence 
of TS, including, but not limited to, the signal temporal pattern 
(e.g., impulsive or non-impulsive), likelihood an individual would be 
exposed for a long enough duration or to a high enough level to induce 
a TS, the magnitude of the TS, time to recovery (seconds to minutes, or 
hours to days), the frequency range of the exposure (i.e., spectral 
content), the hearing frequency range of the exposed species relative 
to the signal's frequency spectrum (i.e., how animal uses sound within 
the frequency band of the signal; e.g., Kastelein et al., 2014), and 
the overlap between the animal and the source (e.g., spatial, temporal, 
and spectral).
    Auditory Injury (AUD INJ). NMFS (2024) defines AUD INJ as damage to 
the inner ear that can result in destruction of tissue, such as the 
loss of cochlear neuron synapses or auditory neuropathy (Houser, 2021; 
Finneran, 2024). AUD INJ may or may not result in a permanent threshold 
shift (PTS). PTS is subsequently defined as a permanent, irreversible 
increase in the threshold of audibility at a specified frequency or 
portion of an individual's hearing range above a previously established 
reference level (NMFS, 2024). PTS does not generally affect more than a 
limited frequency range, and an animal that has incurred PTS has some 
level of hearing loss at the relevant frequencies; typically animals 
with PTS or other AUD INJ are not functionally deaf (Au and Hastings, 
2008; Finneran, 2016). Available data from humans and other terrestrial 
mammals indicate that a 40-dB threshold shift approximates AUD INJ 
onset (see Ward et al., 1958, 1959; Ward, 1960; Kryter et al., 1966; 
Miller, 1974; Ahroon et al., 1996; Henderson et al., 2008). AUD INJ 
levels for marine mammals are estimates, as with the exception of a 
single study unintentionally inducing PTS in a harbor seal (Phoca 
vitulina) (Kastak et al., 2008), there are no empirical data measuring 
AUD INJ in marine mammals largely due to the fact that, for various 
ethical reasons, experiments involving anthropogenic noise exposure at 
levels inducing AUD INJ are not typically pursued or authorized (NMFS, 
2024).
    Temporary Threshold Shift (TTS). TTS is a temporary, reversible 
increase in the threshold of audibility at a specified frequency or 
portion of an individual's hearing range above a previously established 
reference level (NMFS, 2024), and is not considered an AUD INJ. Based 
on data from marine mammal TTS measurements (see Southall et al., 2007, 
2019), a TTS of 6 dB is considered the minimum threshold shift clearly 
larger than any day-to-day or session-to-session variation in a 
subject's normal hearing ability (Finneran et al., 2000, 2002; Schlundt 
et al., 2000). As described in Finneran (2015), marine mammal studies 
have shown the amount of TTS increases with the 24-hour cumulative 
sound exposure level (SEL<INF>24</INF>) in an accelerating fashion: at 
low exposures with lower SEL<INF>24</INF>, the amount of TTS is 
typically small and the growth curves have shallow slopes. At exposures 
with higher SEL<INF>24</INF>, the growth curves become steeper and 
approach linear relationships with the sound exposure level (SEL).
    Depending on the degree (elevation of threshold in dB), duration 
(i.e., recovery time), and frequency range of TTS, and the context in 
which it is experienced, TTS can have effects on marine mammals ranging 
from discountable to more impactful (similar to those discussed in 
auditory masking, below). For example, a marine mammal may be able to 
readily compensate for a brief, relatively small amount of TTS in a 
non-critical frequency range that takes place during a time when the 
animal is traveling through the open ocean, where ambient noise is 
lower and there are not as many competing sounds present. 
Alternatively, a larger amount and longer duration of TTS sustained 
during time when communication is critical for successful mother/calf 
interactions could have more severe impacts. We note that reduced 
hearing sensitivity as a simple function of aging has been observed in 
marine mammals, as well as humans and other taxa (Southall et al., 
2007), so we can infer that strategies exist for coping with this 
condition to some degree, though likely not without cost.
    Many studies have examined noise-induced hearing loss in marine 
mammals (see Finneran (2015) and Southall et al. (2019) for summaries). 
TTS is the mildest form of hearing impairment that can occur during 
exposure to sound (Kryter, 2013). While experiencing TTS, the hearing 
threshold rises, and a sound must be at a higher level in order to be 
heard. In terrestrial and marine mammals, TTS can last from minutes or 
hours to days (in cases of strong TTS). In many cases, hearing 
sensitivity recovers rapidly after exposure to the sound ends. For 
cetaceans, published data on the onset

[[Page 23898]]

of TTS are limited to captive bottlenose dolphin (Tursiops truncatus), 
beluga whale (Delphinapterus leucas), harbor porpoise (Phocoena 
phocoena), and Yangtze finless porpoise (Neophocoena asiaeorientalis) 
(Southall et al., 2019). For pinnipeds in water, measurements of TTS 
are limited to harbor seals, elephant seals (Mirounga angustirostris), 
bearded seals (Erignathus barbatus) and California sea lions (Zalophus 
californianus) (Kastak et al., 1999, 2007; Kastelein et al., 2019b, 
2019c, 2021, 2022a, 2022b; Reichmuth et al., 2019; Sills et al., 2020). 
TTS was not observed in spotted (Phoca largha) and ringed (Pusa 
hispida) seals exposed to single airgun impulse sounds at levels 
matching previous predictions of TTS onset (Reichmuth et al., 2016). 
These studies examine hearing thresholds measured in marine mammals 
before and after exposure to intense or long-duration sound exposures. 
The difference between the pre-exposure and post-exposure thresholds 
can be used to determine the amount of threshold shift at various post-
exposure times.
    The amount and onset of TTS depends on the exposure frequency. 
Sounds below the region of best sensitivity for a species or hearing 
group are less hazardous than those near the region of best sensitivity 
(Finneran and Schlundt, 2013). At low frequencies, onset-TTS exposure 
levels are higher compared to those in the region of best sensitivity 
(e.g., a low frequency noise would need to be louder to cause TTS onset 
when TTS exposure level is higher), as shown for harbor porpoises and 
harbor seals (Kastelein et al., 2019a, 2019c). Note that in general, 
harbor seals and harbor porpoises have a lower TTS onset than other 
measured pinniped or cetacean species (Finneran, 2015). In addition, 
TTS can accumulate across multiple exposures, but the resulting TTS 
will be less than the TTS from a single, continuous exposure with the 
same SEL (Mooney et al., 2009; Finneran et al., 2010; Kastelein et al., 
2014, 2015). This means that TTS predictions based on the total, 
SEL<INF>24</INF> will overestimate the amount of TTS from intermittent 
exposures, such as sonars and impulsive sources. Nachtigall et al. 
(2018) describe measurements of hearing sensitivity of multiple 
odontocete species (bottlenose dolphin, harbor porpoise, beluga 
(Delphinapterus leucas), and false killer whale (Pseudorca crassidens)) 
when a relatively loud sound was preceded by a warning sound. These 
captive animals were shown to reduce hearing sensitivity when warned of 
an impending intense sound. Based on these experimental observations of 
captive animals, the authors suggest that wild animals may dampen their 
hearing during prolonged exposures or if conditioned to anticipate 
intense sounds. Another study showed that echolocating animals 
(including odontocetes) might have anatomical specializations that 
might allow for conditioned hearing reduction and filtering of low-
frequency ambient noise, including increased stiffness and control of 
middle ear structures and placement of inner ear structures (Ketten et 
al., 2021). Data available on noise-induced hearing loss for mysticetes 
are currently lacking (NMFS, 2024). Additionally, the existing marine 
mammal TTS data come from a limited number of individuals within these 
species.
    Relationships between TTS and AUD INJ thresholds have not been 
studied in marine mammals, and there are no measured PTS data for 
cetaceans, but such relationships are assumed to be similar to those in 
humans and other terrestrial mammals. AUD INJ typically occurs at 
exposure levels at least several dB above that inducing mild TTS (e.g., 
a 40-dB threshold shift approximates AUD INJ onset (Kryter et al., 
1966; Miller, 1974), while a 6-dB threshold shift approximates TTS 
onset (Southall et al., 2007, 2019). Based on data from terrestrial 
mammals, a precautionary assumption is that the AUD INJ thresholds for 
impulsive sounds (such as impact pile driving pulses as received close 
to the source) are at least 6 dB higher than the TTS threshold on a 
peak-pressure basis and AUD INJ cumulative sound exposure level 
thresholds are 15 to 20 dB higher than TTS cumulative sound exposure 
level thresholds (Southall et al., 2007, 2019). Given the higher level 
of sound or longer exposure duration necessary to cause AUD INJ as 
compared with TTS, it is considerably less likely that AUD INJ could 
occur.
    Behavioral Effects. Exposure to noise also has the potential to 
behaviorally disturb marine mammals to a level that rises to the 
definition of harassment under the MMPA. Generally speaking, NMFS 
considers a behavioral disturbance that rises to the level of 
harassment under the MMPA a non-minor response--in other words, not 
every response qualifies as behavioral disturbance, and for responses 
that do, those of a higher level, or accrued across a longer duration, 
have the potential to affect foraging, reproduction, or survival. 
Behavioral disturbance may include a variety of effects, including 
subtle changes in behavior (e.g., minor or brief avoidance of an area 
or changes in vocalizations), more conspicuous changes in similar 
behavioral activities, and more sustained and/or potentially severe 
reactions, such as displacement from or abandonment of high-quality 
habitat. Behavioral responses may include changing durations of 
surfacing and dives, changing direction and/or speed; reducing/
increasing vocal activities; changing/cessation of certain behavioral 
activities (such as socializing or feeding); eliciting a visible 
startle response or aggressive behavior (such as tail/fin slapping or 
jaw clapping); and avoidance of areas where sound sources are located. 
In addition, pinnipeds may increase their haul out time, possibly to 
avoid in-water disturbance (Thorson and Reyff, 2006).
    Behavioral responses to sound are highly variable and context-
specific and any reactions depend on numerous intrinsic and extrinsic 
factors (e.g., species, state of maturity, experience, current 
activity, reproductive state, auditory sensitivity, time of day), as 
well as the interplay between factors (e.g., Richardson et al., 1995; 
Wartzok et al., 2004; Southall et al., 2007, 2019; Weilgart, 2007; 
Archer et al., 2010). Behavioral reactions can vary not only among 
individuals but also within an individual, depending on previous 
experience with a sound source, context, and numerous other factors 
(Ellison et al., 2012), and can vary depending on characteristics 
associated with the sound source (e.g., whether it is moving or 
stationary, number of sources, distance from the source). In general, 
pinnipeds seem more tolerant of, or at least habituate more quickly to, 
potentially disturbing underwater sound than do cetaceans, and 
generally seem to be less responsive to exposure to industrial sound 
than most cetaceans. Please see Appendices B and C of Southall et al. 
(2007) and Gomez et al. (2016) for reviews of studies involving marine 
mammal behavioral responses to sound.
    Habituation can occur when an animal's response to a stimulus wanes 
with repeated exposure, usually in the absence of unpleasant associated 
events (Wartzok et al., 2004). Animals are most likely to habituate to 
sounds that are predictable and unvarying. It is important to note that 
habituation is appropriately considered as a ``progressive reduction in 
response to stimuli that are perceived as neither aversive nor 
beneficial,'' rather than as, more generally, moderation in response to 
human disturbance (Bejder et al., 2009). The opposite process is 
sensitization, when an unpleasant experience leads to subsequent

[[Page 23899]]

responses, often in the form of avoidance, at a lower level of 
exposure.
    As noted above, behavioral state may affect the type of response. 
For example, animals that are resting may show greater behavioral 
change in response to disturbing sound levels than animals that are 
highly motivated to remain in an area for feeding (Richardson et al., 
1995; Wartzok et al., 2004; National Research Council (NRC), 2005). 
Controlled experiments with captive marine mammals have shown 
pronounced behavioral reactions, including avoidance of loud sound 
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed 
responses of wild marine mammals to loud-pulsed sound sources (e.g., 
seismic airguns) have been varied but often consist of avoidance 
behavior or other behavioral changes (Richardson et al., 1995; Morton 
and Symonds, 2002; Nowacek et al., 2007).
    Available studies show wide variation in response to underwater 
sound; therefore, it is difficult to predict specifically how any given 
sound in a particular instance might affect marine mammals perceiving 
the signal (e.g., Erbe et al., 2019). If a marine mammal does react 
briefly to an underwater sound by changing its behavior or moving a 
small distance, the impacts of the change are unlikely to be 
significant to the individual, let alone the stock or population. If a 
sound source displaces marine mammals from an important feeding or 
breeding area for a prolonged period, impacts on individuals and 
populations could be significant (e.g., Lusseau and Bejder, 2007; 
Weilgart, 2007; NRC, 2005). However, there are broad categories of 
potential response, which we describe in greater detail here, that 
include alteration of dive behavior, alteration of foraging behavior, 
effects to breathing, interference with or alteration of vocalization, 
avoidance, and flight.
    Avoidance and displacement. Changes in dive behavior can vary 
widely and may consist of increased or decreased dive times and surface 
intervals as well as changes in the rates of ascent and descent during 
a dive (e.g., Frankel and Clark, 2000; Costa et al., 2003; Ng and 
Leung, 2003; Nowacek et al., 2004; Goldbogen et al., 2013a, 2013b; 
Blair et al., 2016). Variations in dive behavior may reflect 
interruptions in biologically significant activities (e.g., foraging) 
or they may be of little biological significance. The impact of an 
alteration to dive behavior resulting from an acoustic exposure depends 
on what the animal is doing at the time of the exposure and the type 
and magnitude of the response.
    Disruption of feeding behavior can be difficult to correlate with 
anthropogenic sound exposure, so it is usually inferred by observed 
displacement from known foraging areas, the appearance of secondary 
indicators (e.g., bubble nets or sediment plumes), or changes in dive 
behavior. Acoustic and movement bio-logging tools also have been used 
in some cases to infer responses to anthropogenic noise. For example, 
Blair et al. (2015) reported significant effects on humpback whale 
foraging behavior in Stellwagen Bank in response to ship noise 
including slower descent rates, and fewer side-rolling events per dive 
with increasing ship nose. In addition, Wisniewska et al. (2018) 
reported that tagged harbor porpoises demonstrated fewer prey capture 
attempts when encountering occasional high-noise levels resulting from 
vessel noise as well as more vigorous fluking, interrupted foraging, 
and cessation of echolocation signals observed in response to some 
high-noise vessel passes. As for other types of behavioral response, 
the frequency, duration, and temporal pattern of signal presentation, 
as well as differences in species sensitivity, are likely contributing 
factors to differences in response in any given circumstance (e.g., 
Croll et al., 2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko 
et al., 2007). A determination of whether foraging disruptions incur 
fitness consequences would require information on or estimates of the 
energetic requirements of the affected individuals and the relationship 
between prey availability, foraging effort and success, and the life 
history stage of the animal.
    Respiration rates vary naturally with different behaviors, and 
alterations to breathing rate as a function of acoustic exposure can be 
expected to co-occur with other behavioral reactions, such as a flight 
response or an alteration in diving. However, respiration rates in and 
of themselves may be representative of annoyance or an acute stress 
response. Various studies have shown that respiration rates may either 
be unaffected or could increase, depending on the species and signal 
characteristics, again highlighting the importance in understanding 
species differences in the tolerance of underwater noise when 
determining the potential for impacts resulting from anthropogenic 
sound exposure (e.g., Kastelein et al., 2001; 2005; 2006; Gailey et 
al., 2007). For example, harbor porpoise respiration rates increased in 
response to pile driving sounds at and above a received broadband SPL 
of 136 dB (zero-peak SPL: 151 dB micropascal (re 1 [mu]Pa); SEL of a 
single strike (SEL<INF>ss</INF>): 127 dB re 1 square micropascals per 
second ([mu]Pa\2\-s; Kastelein et al., 2013).
    Avoidance is the displacement of an individual from an area or 
migration path because of the presence of a sound or other stressors, 
and is one of the most obvious manifestations of disturbance in marine 
mammals (Richardson et al., 1995). For example, gray whales are known 
to change direction--deflecting from customary migratory paths--in 
order to avoid noise from seismic surveys (Malme et al., 1984). Harbor 
porpoises, Atlantic white-sided dolphins (Lagenorhynchus actusus), and 
minke whales (Balaenoptera acutorostrata) have demonstrated avoidance 
in response to vessels during line transect surveys (Palka and Hammond, 
2001). In addition, beluga whales in the St. Lawrence Estuary in Canada 
have been reported to increase levels of avoidance with increased boat 
presence by way of increased dive durations and swim speeds, decreased 
surfacing intervals, and by bunching together into groups (Blane and 
Jaakson, 1994). Avoidance may be short-term, with animals returning to 
the area once the noise has ceased (e.g., Bowles et al., 1994; Goold, 
1996; Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 
2007). Longer-term displacement is possible, however, which may lead to 
changes in abundance or distribution patterns of the affected species 
in the affected region if habituation to the presence of the sound does 
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann 
et al., 2006).
    A flight response is a dramatic change in normal movement to a 
directed and rapid movement away from the perceived location of a sound 
source. The flight response differs from other avoidance responses in 
the intensity of the response (e.g., directed movement, rate of 
travel). Relatively little information on flight responses of marine 
mammals to anthropogenic signals exist, although observations of flight 
responses to the presence of predators have occurred (Connor and 
Heithaus, 1996; Bowers et al., 2018). The result of a flight response 
could range from brief, temporary exertion and displacement from the 
area where the signal provokes flight to, in extreme cases, marine 
mammal strandings (England et al., 2001). However, it should be noted 
that response to a perceived predator does not necessarily invoke 
flight (Ford and Reeves, 2008), and whether individuals are solitary or 
in groups may influence the response.
    Behavioral disturbance can also impact marine mammals in more 
subtle ways. Increased vigilance may result in costs related to 
diversion of focus and

[[Page 23900]]

attention (i.e., when a response consists of increased vigilance, it 
may come at the cost of decreased attention to other critical behaviors 
such as foraging or resting). These effects have generally not been 
demonstrated for marine mammals, but studies involving fishes and 
terrestrial animals have shown that increased vigilance may 
substantially reduce feeding rates (e.g., Beauchamp and Livoreil, 1997; 
Fritz et al., 2002; Purser and Radford, 2011). In addition, chronic 
disturbance can cause population declines through reduction of fitness 
(e.g., decline in body condition) and subsequent reduction in 
reproductive success, survival, or both (e.g., Harrington and Veitch, 
1992; Daan et al., 1996; Bradshaw et al., 1998). However, Ridgway et 
al. (2006) reported that increased vigilance in bottlenose dolphins 
exposed to sound over a 5-day period did not cause any sleep 
deprivation or stress effects.
    Many animals perform vital functions, such as feeding, resting, 
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption 
of such functions resulting from reactions to stressors such as sound 
exposure are more likely to be significant if they last more than one 
diel cycle or recur on subsequent days (Southall et al., 2007). 
Consequently, a behavioral response lasting less than one day and not 
recurring on subsequent days is not considered particularly severe 
unless it could directly affect reproduction or survival (Southall et 
al., 2007). Note that there is a difference between multi-day 
substantive (i.e., meaningful) behavioral reactions and multi-day 
anthropogenic activities. For example, just because an activity lasts 
for multiple days does not necessarily mean that individual animals are 
either exposed to activity-related stressors for multiple days or, 
further, exposed in a manner resulting in sustained multi-day 
substantive behavioral responses.
    Physiological stress responses. An animal's perception of a threat 
may be sufficient to trigger stress responses consisting of some 
combination of behavioral responses, autonomic nervous system 
responses, neuroendocrine responses, or immune responses (e.g., Selye, 
1950; Moberg, 2000). In many cases, an animal's first and sometimes 
most economical (in terms of energetic costs) response is behavioral 
avoidance of the potential stressor. Autonomic nervous system responses 
to stress typically involve changes in heart rate, blood pressure, and 
gastrointestinal activity. These responses have a relatively short 
duration and may or may not have a significant long-term effect on an 
animal's fitness.
    Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that 
are affected by stress--including immune competence, reproduction, 
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been 
implicated in failed reproduction, altered metabolism, reduced immune 
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha, 
2000). Increases in the circulation of glucocorticoids are also equated 
with stress (Romano et al., 2004).
    The primary distinction between stress (which is adaptive and does 
not normally place an animal at risk) and ``distress'' is the cost of 
the response. During a stress response, an animal uses glycogen stores 
that can be quickly replenished once the stress is alleviated. In such 
circumstances, the cost of the stress response would not pose serious 
fitness consequences. However, when an animal does not have sufficient 
energy reserves to satisfy the energetic costs of a stress response, 
energy resources must be diverted from other functions. This state of 
distress will last until the animal replenishes its energetic reserves 
sufficient to restore normal function.
    Relationships between these physiological mechanisms, animal 
behavior, and the costs of stress responses are well studied through 
controlled experiments and for both laboratory and free-ranging animals 
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003; 
Krausman et al., 2004; Lankford et al., 2005; Ayres et al., 2012; Yang 
et al., 2022). Stress responses due to exposure to anthropogenic sounds 
or other stressors and their effects on marine mammals have also been 
reviewed (Fair and Becker, 2000; Romano et al., 2002b) and, more 
rarely, studied in wild populations (e.g., Romano et al., 2002a). For 
example, Rolland et al. (2012) found that noise reduction from reduced 
ship traffic in the Bay of Fundy was associated with decreased stress 
in North Atlantic right whales (Eubalaena glacialis). In addition, 
Lemos et al. (2022) observed a correlation between higher levels of 
fecal glucocorticoid metabolite concentrations (indicative of a stress 
response) and vessel traffic in gray whales. Yang et al. (2022) studied 
behavioral and physiological responses in captive bottlenose dolphins 
exposed to playbacks of ``pile-driving-like'' impulsive sounds, finding 
significant changes in cortisol and other physiological indicators but 
only minor behavioral changes. These and other studies lead to a 
reasonable expectation that some marine mammals will experience 
physiological stress responses upon exposure to acoustic stressors and 
that it is possible that some of these would be classified as 
``distress.'' In addition, any animal experiencing TTS would likely 
also experience stress responses (NRC, 2005), however distress is an 
unlikely result of this project based on observations of marine mammals 
during previous, similar construction projects.
    Vocalizations and Auditory Masking. Since many marine mammals rely 
on sound to find prey, moderate social interactions, and facilitate 
mating (Tyack, 2008), noise from anthropogenic sound sources can 
interfere with these functions, but only if the noise spectrum overlaps 
with the hearing sensitivity of the receiving marine mammal (Southall 
et al., 2007; Clark et al., 2009; Hatch et al., 2012). Chronic exposure 
to excessive, though not high-intensity, noise could cause masking at 
particular frequencies for marine mammals that utilize sound for vital 
biological functions (Clark et al., 2009). Acoustic masking is when 
other noises such as from human sources interfere with an animal's 
ability to detect, recognize, or discriminate between acoustic signals 
of interest (e.g., those used for intraspecific communication and 
social interactions, prey detection, predator avoidance, navigation) 
(Richardson et al., 1995; Erbe et al., 2016). Therefore, under certain 
circumstances, marine mammals whose acoustical sensors or environments 
are being severely masked could also be impaired from maximizing their 
performance fitness in survival and reproduction. The ability of a 
noise source to mask biologically important sounds depends on the 
characteristics of both the noise source and the signal of interest 
(e.g., signal-to-noise ratio, temporal variability, direction), in 
relation to each other and to an animal's hearing abilities (e.g., 
sensitivity, frequency range, critical ratios, frequency 
discrimination, directional discrimination, age or TTS hearing loss), 
and existing ambient noise and propagation conditions (Hotchkin and 
Parks, 2013).
    Marine mammals vocalize for different purposes and across multiple 
modes, such as whistling, echolocation click production, calling, and 
singing. Changes in vocalization behavior in response to anthropogenic 
noise can occur for any of these modes and may result from a need to 
compete with an increase in background noise or may reflect increased 
vigilance or a startle

[[Page 23901]]

response. For example, in the presence of potentially masking signals, 
humpback whales and killer whales have been observed to increase the 
length of their songs (Miller et al., 2000; Fristrup et al., 2003) or 
vocalizations (Foote et al., 2004), respectively, while North Atlantic 
right whales have been observed to shift the frequency content of their 
calls upward while reducing the rate of calling in areas of increased 
anthropogenic noise (Parks et al., 2007). Fin whales (Balaenoptera 
physalus) have also been documented lowering the bandwidth, peak 
frequency, and center frequency of their vocalizations under increased 
levels of background noise from large vessels (Castellote et al., 
2012). Other alterations to communication signals have also been 
observed. For example, gray whales, in response to playback experiments 
exposing them to vessel noise, have been observed increasing their 
vocalization rate and producing louder signals at times of increased 
outboard engine noise (Dahlheim and Castellote, 2016). Alternatively, 
in some cases, animals may cease sound production during production of 
aversive signals (Bowles et al., 1994, Wisniewska et al., 2018).
    Under certain circumstances, marine mammals experiencing 
significant masking could also be impaired from maximizing their 
performance fitness in survival and reproduction. Therefore, when the 
coincident (masking) sound is human-made, it may be considered 
harassment when disrupting or altering critical behaviors. It is 
important to distinguish TTS and PTS, which persist after the sound 
exposure, from masking, which occurs during the sound exposure. Because 
masking (without resulting in TS) is not associated with abnormal 
physiological function, it is not considered a physiological effect, 
but rather a potential behavioral effect (though not necessarily one 
that would be associated with harassment).
    The frequency range of the potentially masking sound is important 
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation 
sounds produced by odontocetes but are more likely to affect detection 
of mysticete communication calls and other potentially important 
natural sounds such as those produced by surf and some prey species. 
The masking of communication signals by anthropogenic noise may be 
considered as a reduction in the communication space of animals (e.g., 
Clark et al., 2009) and may result in energetic or other costs as 
animals change their vocalization behavior (e.g., Miller et al., 2000; 
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2010; Holt 
et al., 2009). Masking can be reduced in situations where the signal 
and noise come from different directions (Richardson et al., 1995), 
through amplitude modulation of the signal, or through other 
compensatory behaviors, including modifications of the acoustic 
properties of the signal or the signaling behavior (Hotchkin and Parks, 
2013). Masking can be tested directly in captive species (e.g., Erbe, 
2008), but in wild populations it must be either modeled or inferred 
from evidence of masking compensation. There are few studies addressing 
real-world masking sounds likely to be experienced by marine mammals in 
the wild (e.g., Branstetter et al., 2013).
    Since noises generated from the proposed construction activities 
are mostly concentrated at low frequencies (<2 kHz), these activities 
likely have less effect on mid-frequency echolocation sounds produced 
by odontocetes (toothed whales). However, lower frequency noises are 
more likely to affect detection of communication calls and other 
potentially important natural sounds such as surf and prey noise. Low-
frequency noise may also affect communication signals when they occur 
near the frequency band for noise and thus reduce the communication 
space of animals (e.g., Clark et al., 2009) and cause increased stress 
levels (e.g., Holt et al., 2009). Unlike TS, masking, which can occur 
over large temporal and spatial scales, can potentially affect the 
species at population, community, or even ecosystem levels, in addition 
to individual levels. Masking affects both senders and receivers of the 
signals, and at higher levels for longer durations, could have long-
term chronic effects on marine mammal species and populations. However, 
the noise generated by CoW's proposed activities will only occur 
intermittently, across an estimated 46 days during the proposed 
authorization period in a relatively small area focused around the 
proposed construction site. Thus, while CoW's proposed activities may 
mask some acoustic signals that are relevant to the daily behavior of 
marine mammals, the short-term duration and limited areas affected make 
it very unlikely that the fitness of individual marine mammals would be 
impacted.
    While in some cases marine mammals have exhibited little to no 
obviously detectable response to certain common or routine 
industrialized activities (Cornick et al., 2011; Horley and Larson, 
2023), it is possible some animals may at times be exposed to received 
levels of sound above the Level B harassment thresholds during the 
proposed project. This potential exposure in combination with the 
nature of planned activity (e.g., vibratory pile driving) means it is 
possible that take by Level B harassment could occur over the total 
estimated period of activities; therefore, NMFS, in response to the 
CoW's IHA application, proposes to authorize take by Level B harassment 
from the CoW's proposed construction activities.
    Airborne Acoustic Effects. Pinnipeds that occur near the project 
site could be exposed to airborne sounds associated with construction 
activities that have the potential to cause behavioral harassment, 
depending on their distance from these activities. Airborne noise would 
primarily be an issue for pinnipeds that are swimming or hauled out 
near the project site within the range of noise levels elevated above 
airborne acoustic harassment criteria. Within the project area, no 
haul-out areas are known. Cetaceans are not expected to be exposed to 
airborne sounds that would result in harassment as defined under the 
MMPA.
    We recognize that pinnipeds in the water could be exposed to 
airborne sound that may result in behavioral harassment when looking 
with their heads above water. Most likely, any airborne sound would 
cause behavioral responses similar to those discussed above in relation 
to underwater sound. For instance, anthropogenic sound could cause 
hauled out pinnipeds (if any are opportunistically present) to exhibit 
changes in their normal behavior, such as reduction in vocalizations, 
or cause them to flush from haul-outs, temporarily abandon the area, 
and or move further from the source. However, these animals would 
previously have been `taken' because of exposure to underwater sound 
above the behavioral harassment thresholds, which are in all cases 
larger than those associated with airborne sound. Thus, the behavioral 
harassment of these animals is already accounted for in these estimates 
of potential take. Therefore, we do not believe that authorization of 
incidental take resulting from airborne sound for pinnipeds is 
warranted, and airborne sound is not discussed further here.

Potential Effects on Marine Mammal Habitat

    CoW's proposed activities could have localized, temporary impacts 
on marine mammal habitat, including prey, by increasing in-water SPLs. 
Increased noise levels may affect acoustic habitat and adversely affect 
marine mammal prey near the project area (see

[[Page 23902]]

discussion below). Elevated levels of underwater noise would ensonify 
the project areas where both fishes and mammals occur and could affect 
foraging success. Additionally, marine mammals may avoid the area 
during the proposed construction activities; however, displacement due 
to noise is expected to be temporary and is not expected to result in 
long-term effects to the individuals or populations.
    The total area likely impacted by CoW's activities is relatively 
small compared to the available habitat in and around Whittier Harbor. 
Avoidance by potential prey (i.e., fish) of the immediate area due to 
increased noise is possible. The duration of fish and marine mammal 
avoidance of this area after pile driving stops is unknown, but a rapid 
return to normal recruitment, distribution, and behavior is 
anticipated. Any behavioral avoidance by fish or marine mammals of the 
disturbed area would still leave significantly large areas of fish and 
marine mammal foraging habitat in the nearby vicinity.
    The proposed project will occur within the approximate footprint of 
existing marine infrastructure. The nearshore and intertidal habitat 
where the proposed project will occur is an area of relatively high 
marine vessel traffic. Most marine mammals do not generally use the 
area within the footprint of the project area. Temporary, intermittent, 
and short-term habitat alteration may result from increased noise 
levels during the proposed construction activities. Effects on marine 
mammals will be limited to temporary displacement from pile 
installation and removal noise, and effects on prey species will be 
similarly limited in time and space.
    Water quality. Temporary and localized reduction in water quality 
will occur because of in-water construction activities. Most of this 
effect would occur during the installation and removal of piles when 
bottom sediments are disturbed. The installation and removal of piles 
using the vibratory hammer would disturb bottom sediments and may cause 
a temporary increase in suspended sediment in the project area. During 
pile extraction, sediment attached to the pile moves vertically through 
the water column until gravitational forces cause it to slough off 
under its own weight. The small resulting sediment plume is expected to 
settle out of the water column within a few hours. Studies of the 
effects of turbid water on fish (marine mammal prey) suggest that 
concentrations of suspended sediment can reach thousands of milligrams 
per liter before an acute toxic reaction is expected (Burton, 1993).
    Effects to turbidity and sedimentation are expected to be short-
term, minor, and localized. Following the completion of sediment-
disturbing activities, suspended sediments in the water column should 
dissipate and quickly return to background levels in all construction 
scenarios. Turbidity within the water column has the potential to 
reduce the level of oxygen in the water and irritate the gills of prey 
fish species in the proposed project area. However, turbidity plumes 
associated with the project would be temporary and localized, and fish 
in the proposed project area would be able to move away from and avoid 
the areas where plumes may occur. Therefore, it is expected that the 
impacts on prey fish species from turbidity, and therefore on marine 
mammals, would be minimal and temporary. In general, the area likely 
impacted by the proposed construction activities is relatively small 
compared to the available marine mammal habitat in and around Whittier 
Harbor.
    Potential Effects on Prey. Sound may affect marine mammals through 
impacts on the abundance, behavior, or distribution of prey species 
(e.g., crustaceans, cephalopods, fishes, and zooplankton). Marine 
mammal prey varies by species, season, and location and, for some, is 
not well documented. Studies regarding the effects of noise on known 
marine mammal prey are described here.
    Fishes utilize the soundscape and components of sound in their 
environment to perform important functions such as foraging, predator 
avoidance, mating, and spawning (e.g., Zelick et al., 1999; Fay, 2009). 
Depending on their hearing anatomy and peripheral sensory structures, 
which vary among species, fishes hear sounds using pressure and 
particle motion sensitivity capabilities and detect the motion of 
surrounding water (Fay et al., 2008). The potential effects of noise on 
fishes depends on the overlapping frequency range, distance from the 
sound source, water depth of exposure, and species-specific hearing 
sensitivity, anatomy, and physiology. Key impacts to fishes may include 
behavioral responses, hearing damage, barotrauma (pressure-related 
injuries), and mortality.
    Fish react to sounds that are especially strong and/or intermittent 
low-frequency sounds and behavioral responses such as flight or 
avoidance are the most likely effects. Short duration, sharp sounds can 
cause overt or subtle changes in fish behavior and local distribution. 
The reaction of fish to noise depends on the physiological state of the 
fish, past exposures, motivation (e.g., feeding, spawning, migration), 
and other environmental factors. Hastings and Popper (2005) identified 
several studies that suggest fish may relocate to avoid certain areas 
of sound energy. Additional studies have documented effects of pile 
driving on fishes (e.g. Scholik and Yan, 2001, 2002; Popper and 
Hastings, 2009). Several studies have demonstrated that impulse sounds 
might affect the distribution and behavior of some fishes, potentially 
impacting foraging opportunities or increasing energetic costs (e.g., 
Fewtrell and McCauley, 2012; Pearson et al., 1992; Skalski et al., 
1992; Santulli et al., 1999; Paxton et al., 2017). However, some 
studies have shown no or slight reaction to impulse sounds (e.g., 
Pe[ntilde]a et al., 2013; Wardle et al., 2001; Jorgenson and Gyselman, 
2009; Cott et al., 2012). More commonly, though, the impacts of noise 
on fishes are temporary.
    SPLs of sufficient strength have been known to cause injury to 
fishes and fish mortality (summarized in Popper et al., 2014). However, 
in most fish species, hair cells in the ear continuously regenerate and 
loss of auditory function likely is restored when damaged cells are 
replaced with new cells. Halvorsen et al. (2012b) showed that a TTS of 
4 to 6 dB was recoverable within 24 hours for one species. Impacts 
would be most severe when the individual fish is close to the source 
and when the duration of exposure is long. Injury caused by barotrauma 
can range from slight to severe and can cause death, and is most likely 
for fish with swim bladders. Barotrauma injuries have been documented 
during controlled exposure to impact pile driving (Halvorsen et al., 
2012a; Casper et al., 2013, 2017).
    Fish populations in the proposed project area that serve as marine 
mammal prey could be temporarily affected by noise from pile 
installation and removal. The frequency range in which fishes generally 
perceive underwater sounds is 50 to 2,000 Hz, with peak sensitivities 
below 800 Hz (Popper and Hastings, 2009). Fish behavior or distribution 
may change, especially with strong and/or intermittent sounds that 
could harm fishes. High underwater SPLs have been documented to alter 
behavior, cause hearing loss, and injure or kill individual fish by 
causing serious internal injury (Hastings and Popper, 2005).
    Zooplankton is a food source for several marine mammal species, as 
well as a food source for fish that are then preyed upon by marine 
mammals. Population effects on zooplankton could

[[Page 23903]]

have indirect effects on marine mammals. Data are limited on the 
effects of underwater sound on zooplankton species, particularly sound 
from construction (Erbe et al., 2019). Popper and Hastings (2009) 
reviewed information on the effects of human-generated sound and 
concluded that no substantive data are available on whether the sound 
levels from pile driving, seismic activity, or any human-made sound 
would have physiological effects on invertebrates. Any such effects 
would be limited to the area very near (1 to 5 m (3.28 to 16.4 ft)) the 
sound source and would result in no population effects because of the 
relatively small area affected at any one time and the reproductive 
strategy of most zooplankton species (short generation, high fecundity, 
and very high natural mortality). No adverse impact on zooplankton 
populations is expected to occur from the specified activity due in 
part to large reproductive capacities and naturally high levels of 
predation and mortality of these populations. Any mortalities or 
impacts that might occur would be negligible.
    The greatest potential impact to marine mammal prey during 
construction would occur during vibratory pile driving. In-water 
construction activities would only occur during daylight hours, 
allowing fish to forage and transit the project area in the evening. 
Vibratory pile driving would possibly elicit behavioral reactions from 
fishes such as temporary avoidance of the area but is unlikely to cause 
injuries to fishes or have persistent effects on local fish 
populations. Construction is expected to have minimal permanent and 
temporary impacts on benthic invertebrate species, which are known 
marine mammal prey source. In addition, the area in question is 
generally considered low-quality habitat since it is already highly 
developed and experiences a high level of anthropogenic noise from 
normal operations and other vessel traffic.

Potential Effects on Foraging Habitat

    This proposed project is not expected to result in any habitat 
related effects that could cause significant or long-term negative 
consequences for individual marine mammals or their populations, since 
installation and removal of in-water piles would be temporary and 
intermittent. The total seafloor area affected by pile installation and 
removal is a very small area compared to the vast foraging area 
available to marine mammals outside this project area. For marine 
mammals, while the area is commonly used or traversed, the proposed 
project area does not contain any particularly high-value habitat and 
is not usually important to any of the other species potentially 
affected by CoW's proposed activities. While opportunistic foraging 
could occur, more foraging habitat is available in the Passage Canal 
and Prince William Sound. Overall, the area impacted by the project is 
relatively small compared to the available habitat just outside the 
project area, and there are no areas of particular importance that 
would be impacted by this project during the period planned for 
activities to occur (i.e., September through September). Any behavioral 
avoidance by fish of the disturbed area would still leave significantly 
large areas of fish and marine mammal foraging habitat in the nearby 
vicinity. As described in the preceding, the potential for the CoW's 
construction to affect the availability of prey to marine mammals or to 
meaningfully impact the quality of physical or acoustic habitat is 
considered insignificant. Therefore, impacts of the project are not 
likely to have adverse effects on marine mammal foraging habitat in the 
proposed project area.
    In summary, given the relatively small areas potentially being 
effected, as well as the temporary and mostly transitory nature of the 
proposed construction activities, any adverse effects from CoW's 
activities on prey habitat or prey populations are expected to be minor 
and temporary. The most likely impact to fishes at the project site 
would be temporary avoidance of the area. Any behavioral avoidance by 
fish of the disturbed area would still leave significantly large areas 
of fish and marine mammal foraging habitat in the nearby vicinity. 
Thus, we preliminarily conclude that impacts of the specified 
activities are not likely to have more than short-term adverse effects 
on any prey habitat or populations of prey species. Further, any 
impacts to marine mammal habitat are not expected to result in 
significant or long-term consequences for individual marine mammals, or 
to contribute to adverse impacts on their populations.

Estimated Take of Marine Mammals

    This section provides an estimate of the number of incidental takes 
proposed for authorization through the IHA, which will inform NMFS' 
consideration of ``small numbers,'' the negligible impact 
determinations, and impacts on subsistence uses.
    Harassment is the only type of take expected to result from these 
activities. Except with respect to certain activities not pertinent 
here, section 3(18) of the MMPA defines ``harassment'' as any act of 
pursuit, torment, or annoyance, which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild (Level A harassment); 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering (Level B harassment).
    Authorized takes would be by Level B harassment only, in the form 
behavioral reactions for individual marine mammals resulting from 
exposure to vibratory pile driving. Based on the nature of the activity 
and the anticipated effectiveness of the mitigation measures (i.e., 
enhanced shutdown zone around the approximate 25 m (82 ft) distance to 
the Level A harassment threshold) discussed in detail below in the 
Proposed Mitigation section, Level A harassment is neither anticipated 
nor proposed to be authorized. Additionally, as described previously, 
no serious injury or mortality is anticipated or proposed to be 
authorized for this activity. Below we describe how the proposed take 
numbers are estimated.
    For acoustic impacts, generally speaking, we estimate take by 
considering: (1) acoustic criteria above which NMFS believes the best 
available science indicates marine mammals will likely be behaviorally 
harassed or incur some degree of AUD INJ; (2) the area or volume of 
water that will be ensonified above these levels in a day; (3) the 
density or occurrence of marine mammals within these ensonified areas; 
and, (4) the number of days of activities. We note that while these 
factors can contribute to a basic calculation to provide an initial 
prediction of potential takes, additional information that can 
qualitatively inform take estimates is also sometimes available (e.g., 
previous monitoring results or average group size). Below, we describe 
the factors considered here in more detail and present the proposed 
take estimates.

Acoustic Criteria

    NMFS recommends the use of acoustic criteria that identify the 
received level of underwater sound above which exposed marine mammals 
would be reasonably expected to be behaviorally harassed (equated to 
Level B harassment) or to incur AUD INJ of some degree (equated to 
Level A harassment). We note that the criteria for AUD INJ, as well as 
the names of two hearing groups, have been recently updated (NMFS, 
2024) as reflected below in the Level A Harassment section.

[[Page 23904]]

    Level B Harassment. Though significantly driven by received level, 
the onset of behavioral disturbance from anthropogenic noise exposure 
is also informed to varying degrees by other factors related to the 
source or exposure context (e.g., frequency, predictability, duty 
cycle, duration of the exposure, signal-to-noise ratio, distance to the 
source), the environment (e.g., bathymetry, other noises in the area, 
predators in the area), and the receiving animals (hearing, motivation, 
experience, demography, life stage, depth) and can be difficult to 
predict (e.g., Southall et al., 2007, 2021; Ellison et al., 2012). 
Based on what the available science indicates and the practical need to 
use a threshold based on a metric that is both predictable and 
measurable for most activities, NMFS typically uses a generalized 
acoustic threshold based on received level to estimate the onset of 
behavioral harassment. NMFS generally predicts that marine mammals are 
likely to be behaviorally harassed in a manner considered to be Level B 
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB (referenced 
to re 1 [mu]Pa)) for continuous (e.g., vibratory pile driving, 
drilling) and above RMS SPL 160 dB re 1 [mu]Pa for non-explosive 
impulsive (e.g., seismic airguns) or intermittent (e.g., scientific 
sonar) sources.
    For in-air sounds, NMFS predicts that harbor seals exposed above 
received levels of 90 dB re 20 [mu]Pa (RMS) will be behaviorally 
harassed, and other pinnipeds will be harassed when exposed above 100 
dB re 20 [mu]Pa (RMS). Generally speaking, Level B harassment take 
estimates based on these behavioral harassment thresholds are expected 
to include any likely takes by TTS as, in most cases, the likelihood of 
TTS occurs at distances from the source less than those at which 
behavioral harassment is likely. TTS of a sufficient degree can 
manifest as behavioral harassment, as reduced hearing sensitivity and 
the potential reduced opportunities to detect important signals (e.g., 
conspecific communication, predators, prey) may result in changes in 
behavior patterns that would not otherwise occur.
    CoW's proposed construction includes the use of continuous (i.e., 
vibratory pile driving) sources, and therefore the RMS SPL threshold of 
120 dB re 1 [mu]Pa is applicable.
    Level A harassment. NMFS' Updated Technical Guidance for Assessing 
the Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 
3.0) (NMFS, 2024) identifies dual criteria to assess AUD INJ (Level A 
harassment) to five different underwater marine mammal groups (based on 
hearing sensitivity) as a result of exposure to noise from two 
different types of sources (impulsive or non-impulsive) (table 4). 
CoW's proposed construction includes the use of a non-impulsive 
(vibratory pile driving) source.
    The 2024 Updated Technical Guidance criteria include both updated 
thresholds and updated weighting functions for each hearing group. The 
thresholds are provided in table 4. The references, analysis, and 
methodology used in the development of the criteria are described in 
NMFS' 2024 Updated Technical Guidance, which may be accessed at <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance-other-acoustic-tools">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance-other-acoustic-tools</a>.

                          Table 4--Thresholds Identifying the Onset of Auditory Injury
----------------------------------------------------------------------------------------------------------------
                                                  AUD INJ onset acoustic thresholds *  (received level)
             Hearing group              ------------------------------------------------------------------------
                                                  Impulsive                         Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans...........  Cell 1: Lpk,flat: 222 dB;   Cell 2: LE,LF,24h: 197 dB.
                                          LE,LF,24h: 183 dB.
High-Frequency (HF) Cetaceans..........  Cell 3: Lpk,flat: 230 dB;   Cell 4: LE,HF,24h: 201 dB.
                                          LE,HF,24h: 193 dB.
Very High-Frequency (VHF) Cetaceans....  Cell 5: Lpk,flat: 202 dB;   Cell 6: LE,VHF,24h: 181 dB.
                                          LE,VHF,24h: 159 dB.
Phocid Pinnipeds (PW) (Underwater).....  Cell 7: Lpk,flat: 223 dB;   Cell 8: LE,PW,24h: 195 dB.
                                          LE,PW,24h: 183 dB.
Otariid Pinnipeds (OW) (Underwater)....  Cell 9: Lpk,flat: 230 dB;   Cell 10: LE,OW,24h: 199 dB.
                                          LE,OW,24h: 185 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric criteria for impulsive sounds: Use whichever criteria results in the larger isopleth for
  calculating AUD INJ onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure
  level criteria associated with impulsive sounds, the PK SPL criteria are recommended for consideration for non-
  impulsive sources.
Note: Peak sound pressure level (Lp,0-pk) has a reference value of 1 [mu]Pa, and weighted cumulative sound
  exposure level (LE,p) has a reference value of 1 [mu]Pa\2\s. In this table, criteria are abbreviated to be
  more reflective of International Organization for Standardization standards (ISO, 2017; ISO, 2020). The
  subscript ``flat'' is being included to indicate peak sound pressure are flat weighted or unweighted within
  the generalized hearing range of marine mammals underwater (i.e., 7 Hz to 165 kHz). The subscript associated
  with cumulative sound exposure level criteria indicates the designated marine mammal auditory weighting
  function (LF, HF, and VHF cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is
  24 hours. The weighted cumulative sound exposure level criteria could be exceeded in a multitude of ways
  (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for action proponents
  to indicate the conditions under which these criteria will be exceeded.

Ensonified Area

    Here, we describe operational and environmental parameters of the 
activity that are used in estimating the area ensonified above the 
acoustic thresholds, including source levels and transmission loss 
coefficient.
    The sound field in the proposed project area is the existing 
background noise and any additional construction noise produced from 
the proposed project. Marine mammals are only expected to be affected 
by sound generated by CoW's primary component of the project (i.e., 
vibratory pile driving). The source level assumed for both removal and 
installation activities is based on reviews of measurements of the same 
or similar types and dimensions of piles available in the literature 
and from similar coastal construction projects. The source levels for 
the piles and activity are presented in table 5. The source levels for 
vibratory removal and installation of piles of the same material and 
diameter are assumed to be the same.

[[Page 23905]]



                 Table 5--Sound Proxy Sources for the Whittier Harbor Rebuild Phase III Project
----------------------------------------------------------------------------------------------------------------
           Method and pile type                Sound source level at 10 meters              Proxy source
----------------------------------------------------------------------------------------------------------------
Vibratory Hammer.........................  dB RMS.................................  Proxy Source.
16-inch (41 cm) steel pile installation..  155....................................  Denes et al. (2016).
12- to 16-inch (30 to 41 cm) timber pile   162....................................  Denes et al. (2016).
 removal.
----------------------------------------------------------------------------------------------------------------

    Transmission Loss (TL) is the decrease in acoustic intensity as an 
acoustic pressure wave propagates out from a source. TL parameters vary 
with frequency, temperature, sea conditions, current, source and 
receiver depth, water depth, water chemistry, and bottom composition 
and topography. The general formula for underwater TL is:

TL = B x Log10(R1/R2),

where:

TL = transmission loss in dB,
B = transmission loss coefficient,
R1 = the distance of the modeled SPL from the driven pile, and
R2 = the distance from the driven pile of the initial measurement.

    Absent site-specific acoustical monitoring with differing measured 
TL, a practical spreading value of 15 is used as the TL coefficient in 
the above formula. Site-specific TL data for Whittier is not available; 
therefore, the default coefficient of 15 is used to determine the 
distances to the Level A harassment and Level B harassment thresholds.
    The ensonified area associated with Level A harassment is more 
technically challenging to predict due to the need to account for a 
duration component. Therefore, NMFS developed an optional User 
Spreadsheet tool to accompany the 2024 Updated Technical Guidance that 
can be used to relatively simply predict an isopleth distance for use 
in conjunction with marine mammal density or occurrence to help predict 
potential takes. We note that because of some of the assumptions 
included in the methods underlying this optional tool, we anticipate 
that the resulting isopleth estimates are typically going to be 
overestimates of some degree, which may result in an overestimate of 
potential take by Level A harassment. However, this optional tool 
offers the best way to estimate isopleth distances when more 
sophisticated modeling methods are not available or practical. For 
stationary sources, such as vibratory pile driving, the optional User 
Spreadsheet tool predicts the distance at which, if a marine mammal 
remained at that distance for the duration of the activity, it would be 
expected to incur auditory injury. Inputs used in the optional User 
Spreadsheet tool, the resulting estimated isopleths, and the resulting 
zones of influence (i.e., areas in square kilometers (km\2\)) are 
reported below in tables 6, 7, and 8, respectively.

                               Table 6--NMFS User Spreadsheet Variables and Inputs
----------------------------------------------------------------------------------------------------------------
                                      User spreadsheet variables and inputs
-----------------------------------------------------------------------------------------------------------------
                                         Vibratory steel pile     Vibratory steel pile    Vibratory timber pile
          Activity analyzed                  installation               removal                  removal
----------------------------------------------------------------------------------------------------------------
Spreadsheet tab used.................  A.1) Vibratory pile      A.1) Vibratory pile      A.1) Vibratory pile
                                        driving.                 driving.                 driving.
Proxy used...........................  18-inch (46 cm) pile     18-inch (46 cm) pile     12- to 16-inch (30-41
                                        from Denes et al.        from Denes et al.        cm) timber pile from
                                        (2016).                  (2016).                  CALTRANS (2020).
Sound Pressure Level (dB)............  155....................  155....................  162.
Distance associated with sound         10.....................  10.....................  10.
 pressure level (meters).
Transmission loss coefficient........  15.....................  15.....................  15.
Number of piles removed/installed per  12.....................  10.....................  12.
 day.
Duration to drive each pile (minutes)  60.....................  5......................  5.
Duration of sound production in a day  43,200.................  3,000..................  3,600.
 (seconds).
Marine mammal WFA (kHz)..............  2.5....................  2.5....................  2.5.
Cumulative SEL at measured distance..  201.35.................  189.77.................  197.56.
----------------------------------------------------------------------------------------------------------------


  Table 7--Results From the User Spreadsheet for the Distances to the Level A Harassment and Level B Harassment
                                     Thresholds From Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
                                                        Level A harassment              Level B harassment
                                                 ---------------------------------------------------------------
                  Species group                       Current       Distance to       Current       Distance to
                                                  threshold (dB;     threshold    threshold (dB;     threshold
                                                      SELcum)        (meters)         SPLRMS)        (meters)
----------------------------------------------------------------------------------------------------------------
                               Vibratory Steel Pile Installation (16-inch (41 cm))
----------------------------------------------------------------------------------------------------------------
Low-frequency cetaceans.........................             197            19.2             120     \a\ 2,154.4
High-frequency cetaceans........................             201             7.4
Very high-frequency cetaceans...................             181            15.7
Phocid pinnipeds (in water).....................             195            24.8
Otariid pinnipeds (in water)....................             199             8.3
----------------------------------------------------------------------------------------------------------------

[[Page 23906]]

 
                                 Vibratory Steel Pile Removal (16-inch (41 cm))
----------------------------------------------------------------------------------------------------------------
Low-frequency cetaceans.........................             197             3.3             120     \a\ 2,154.4
High-frequency cetaceans........................             201             1.2
Very high-frequency cetaceans...................             181             2.7
Phocid pinnipeds (in water).....................             195             4.2
Otariid pinnipeds (in water)....................             199             1.4
----------------------------------------------------------------------------------------------------------------
                            Vibratory Timber Pile Removal (12- to 16-inch (30-41 cm))
----------------------------------------------------------------------------------------------------------------
Low-frequency cetaceans.........................             197            10.8             120     \a\ 6,309.6
High-frequency cetaceans........................             201             4.1
Very high-frequency cetaceans...................             181             8.8
Phocid pinnipeds (in water).....................             195            13.8
Otariid pinnipeds (in water)....................             199             4.7
----------------------------------------------------------------------------------------------------------------
\a\ Distances represent the calculated radius of the zone. The actual zone may be truncated by landforms. For
  these zones, the estimated maximum distance that sound would travel in water before being truncated by land is
  approximately 1,880 meters for the East Unit and 1,700 meters for the West Unit.


Table 8--Calculated Distances (and Areas) for NMFS' Level A Harassment and Level B Harassment Thresholds for the East and West Parts of the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                   Distance (meters) and (area (km\2\)) to NMFS' thresholds
                                                                    ------------------------------------------------------------------------------------
                                                                                            Level A harassment                        Level B harassment
                Activity                         Project unit       -----------------------------------------------------------------         \a\
                                                                                                                                     -------------------
                                                                         LFC          HFC          VHFC          PW           OW      All marine mammals
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                        Vibratory pile driving/removal activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
12- to 16-inch (30-41 cm) timber pile     East.....................         10.8  4.1 (0.021)   8.8 (0.024         13.8  4.7 (0.021)     6,309.6 (0.650)
 removal.                                 West.....................      (0.025)  4.1 (0.015)  8.8 (0.018)      (0.027)  4.7 (0.016)     6,309.6 (1.385)
                                                                            10.8                                   13.8
                                                                         (0.019)                                (0.021)
16-inch (41 cm) steel pile removal......  East.....................  3.3 (0.020)  1.2 (0.019)   2.7 (0.02)  4.2 (0.021)  1.4 (0.019)     2,154.4 (0.650)
                                          West.....................  3.3 (0.015)  1.2 (0.014)  2.7 (0.015)  4.2 (0.015)  1.4 (0.014)     2,154.4 (1.385)
16-inch (41 cm) steel pile installation.  East.....................         19.2  7.4 (0.023)         15.7         24.8  8.3 (0.023)     2,154.4 (0.650)
                                          West.....................      (0.030)  7.4 (0.017)      (0.028)      (0.033)  8.3 (0.018)     2,154.4 (1.385)
                                                                            19.2                      15.7         24.8
                                                                         (0.023)                   (0.022)      (0.026)
All piles (in-air)......................  East.....................  ...........  ...........  ...........  ...........  ...........    PW: 31.7 (0.037)
                                                                                                                                       OW: 10.02 (0.028)
                                          West.....................  ...........  ...........  ...........  ...........  ...........    PW: 31.7 (0.029)
                                                                                                                                       OW: 10.02 (0.021)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: LFC = low-frequency cetaceans; HFC = high-frequency cetaceans; VHFC = very high-frequency cetaceans; PW = phocid pinnipeds (in-water); OW =
  otariids pinnipeds (in-water).
\a\ Distances represent the calculated radius of the zone. The actual km\2\ zones may be truncated by landforms.

Marine Mammal Occurrence and Take Estimation

    In this section, we provide information about the occurrence of 
marine mammals, including density or other relevant information, which 
will inform the take calculations. Next, we describe how all of the 
information described above is synthesized to produce a quantitative 
estimate of the take that is reasonably likely to occur and proposed 
for authorization.
    CoW provided estimation count information based on a synthetization 
of different resources, including a local whale watching company, 
reports from previous marine construction projects in the Whittier 
area, and the available scientific literature (Solstice Alaska 
Consulting, Inc., 2022; Alaska Department of Transportation and Public 
Facilities, 2019; Moran et al., 2018; Olsen et al., 2018; Solstice 
Alaska Consulting, Inc., 2024; Leonard and Wisdom, 2020). Frequency of 
sightings were determined by first grouping each species/stock into 
``common,'' ``infrequent,'' ``rare,'' or ``very rare ''. Species/stocks 
who were determined as ``common'' or ``infrequent'' were assumed that 
they could occur at least once per day; other species/stocks who were 
labeled as ``rare'' or ``very rare'' were assumed that occurrence in 
the project area would be approximately two to four times per month.
    More specific information on the occurrence information 
incorporated into the analysis can be found in table 6 of CoW's ITA 
application and is not repeated here; instead, we reference the reader 
there for additional information. For NMFS' analysis, we reviewed the 
group sizes and occurrence information synthesized in the application 
and we provide the numerical values here in table 9.

[[Page 23907]]



                     Table 9--Species Occurrence Information for the Proposed Take Analysis
----------------------------------------------------------------------------------------------------------------
                                                                                                    Group size
                Species                  Frequency determination          Occurrence value         (individuals)
----------------------------------------------------------------------------------------------------------------
Dall's porpoise.......................  Infrequent...............  Two groups per month.........               5
Killer whale..........................  Infrequent...............  Two groups per month.........              14
Harbor seal...........................  Common...................  One group per day............               2
Steller sea lion......................  Common...................  One group per day............               2
----------------------------------------------------------------------------------------------------------------

    Next, all available information was utilized to determine the 
proposed take for marine mammals incidental to CoW's project. In using 
the daily occurrence estimates for each species, the estimated group 
sizes and the number of days or months for each specific type of pile 
driving were multiplied together (see the below formula):

Estimated take = group size x groups per day/month x # of days of pile 
driving

    The results of this analysis can be found in table 10, where the 
number of takes that NMFS proposes for authorization are presented.

                 Table 10--Proposed Take, by Level B Harassment Only, by Stock, Harassment Type, and as a Percentage of Stock Abundance
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                         Proposed take
                                                                                       ------------------------------------------------  Proposed stock
          Marine mammal species                       Stock                  NEST           Level A         Level B                     percentage to be
                                                                                        harassment \a\  harassment \a\       Total          taken \b\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Killer whale.............................  Alaska Resident............           1,920               0              21              21               1.1
                                           Gulf of Alaska/Aleutian                 587               0               7               7               1.2
                                            Islands/Bering Sea
                                            Transient.
Dall's porpoise..........................  Alaska.....................          13,110               0              10              10               0.1
Harbor seal..............................  Prince William Sound.......      \c\ 44,756               0              58              58               0.1
Steller sea lion.........................  Western....................          49,837               0              58              58               0.1
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ The applicant did not request take by Level A harassment in their final ITA application, nor does NMFS expect take by Level A harassment from the
  described specified activities; however, NMFS is displaying the column for clarity and descriptive purposes. Only take by Level B harassment was
  requested, is expected, and proposed for authorization.
\b\ The percent stock taken calculation is based on the total estimated take expected (in this case, all from Level B harassment).
\c\ No stock abundance is available in NMFS' draft 2024 SARs for this stock; the value presented here is from Young et al. (2023) for the small numbers
  calculation.

Proposed Mitigation

    In order to issue an IHA under section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to the 
activity, and other means of effecting the least practicable impact on 
the species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of the species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting the 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks, and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, NMFS 
considers two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat. 
This considers the nature of the potential adverse impact being 
mitigated (likelihood, scope, range). It further considers the 
likelihood that the measure will be effective if implemented 
(probability of accomplishing the mitigating result if implemented as 
planned), the likelihood of effective implementation (probability 
implemented as planned), and;
    (2) The practicability of the measures for applicant 
implementation, which may consider such things as cost and impact on 
operations.
    In addition to the measures described later in this section, CoW 
would be required to follow these general mitigation measures:
    <bullet> Take proposed to be authorized, by Level B harassment 
only, would be limited to the species and numbers listed in tables 2 
and 10. Proposed construction activities must be halted upon 
observation of either a species for which incidental take would not be 
authorized or a species for which incidental take would be authorized 
but the authorized number of takes has been met, entering or is within 
the harassment zone;
    <bullet> The taking by Level A harassment, serious injury, or death 
of any of the species listed in tables 2 and 10 or any taking of any 
other species of marine mammal would be prohibited and would result in 
the modification, suspension, or revocation of the IHA, if issued. Any 
taking exceeding the authorized amounts listed in table 10 would be 
prohibited and would result in the modification, suspension, or 
revocation of the IHA, if issued;
    <bullet> Ensure that construction supervisors and crews, the marine 
mammal monitoring team, and relevant CoW staff are trained prior to the 
start of all construction activities, so that responsibilities, 
communication procedures, marine mammal monitoring protocol, and 
operational procedures are clearly understood. New personnel joining 
during the project must be trained prior to commencing work;

[[Page 23908]]

    <bullet> CoW, construction supervisors and crews, protected species 
observers (PSOs), and relevant project staff must avoid direct physical 
interaction with marine mammals during construction activities. If a 
marine mammal comes within 10 m (32.8 ft) of such activity, operations 
must cease and vessels must reduce speed to the minimum level required 
to maintain steerage and safe working conditions, as necessary to avoid 
direct physical interaction;
    <bullet> If poor weather conditions restrict the PSO's ability to 
make observations within the Level A and B harassment zone of pile 
driving (e.g., if there is excessive wind or fog), pile installation 
and removal will be halted; and
    <bullet> Employ PSOs and establish monitoring locations as 
described in Section 5 of the IHA and within CoW's Marine Mammal 
Monitoring Plan (see the proposed Plan found on NMFS' website: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>). CoW would be required to 
monitor the project area to the maximum extent possible based on the 
required number of PSOs, required monitoring locations, and 
environmental conditions.
    Additionally, the following mitigation measures apply to CoW's in-
water construction activities.

Pre- and Post-Activity Monitoring

    CoW would be required to establish pre- and post-monitoring zones 
with radial distances (based on the distances to the Level B harassment 
threshold), as identified in table 11, for all construction activities. 
All pre-start clearance monitoring must be conducted during periods of 
visibility sufficient for the PSO to determine that the shutdown zones 
(indicated in table 12) are clear of marine mammals. All monitoring 
would be required to take place from 30 minutes prior to initiation of 
pile driving activity (i.e., pre-clearance monitoring) through 30 
minutes post-completion of pile driving activity. Pile driving may 
commence following 30 minutes of observation when the determination is 
made that the shutdown zones are clear of marine mammals (see table 12 
further below).

  Table 11--Proposed Monitoring Zones During CoW's Specified Activities
------------------------------------------------------------------------
                                           Level B harassment monitoring
                                           zones for all marine mammals
                Activity                           (meters) \a\
                                         -------------------------------
                                             East unit       West unit
------------------------------------------------------------------------
               Vibratory pile driving installation/removal
------------------------------------------------------------------------
12- to 16-inch (30-41 cm) timber pile          \b\ 1,880       \b\ 1,700
 removal................................
16-inch (41 cm) steel pile removal......       \b\ 1,880       \b\ 1,700
16-inch (41 cm) steel pile installation.       \b\ 1,880       \b\ 1,700
                                         -------------------------------
All piles (in-air)......................       35 \c\ (harbor seals)
                                            15 \c\ (Steller sea lions)
------------------------------------------------------------------------
\a\ The distances refer to the maximum radius of the zone and are
  rounded to the nearest whole number.
\b\ While NMFS does recognize that these zones are calculated to be much
  larger (i.e., 6,310 m and 2,155 m), the estimated maximum distance
  that sound would travel in water before being truncated by land is
  approximately 1,880 meters for the East Unit and 1,700 meters for the
  West Unit so we have carried these forward as more realistic
  monitoring zones.
\c\ While no take by harassment is expected from in-air activities,
  these zones are included in the event that hauled out pinnipeds enter
  the water during active pile driving.

    If a break in vibratory pile driving occurs for a duration of 30 
minutes or longer, CoW must begin the 30-minute pre-clearance 
monitoring again to ensure the applicable monitoring zones are clear of 
marine mammals.

Shutdown Zones

    CoW would be required to establish shutdown zones with radial 
distances, as identified in table 12, for all construction activities. 
The purpose of a shutdown zone is generally to define an area within 
which shutdown of the activity would occur upon sighting of a marine 
mammal (or in anticipation of an animal entering the defined area). The 
shutdown zone during vibratory pile driving is based on the greatest 
distance to Level A harassment threshold (i.e., 24.8 m (81.4 ft) (refer 
to table 8)), initially rounded up to the nearest whole number (25 m 
(82 ft)). A general 10-m (32.8-ft) shutdown zone would be required for 
all other activities where harassment is not expected (i.e., movement 
of the barges to the pile locations, movement of the barges during 
position and removal of the float systems, and positioning/stabbing of 
the pile on the substrate using a crane).
    PSOs will be stationed at various land-based observations points 
during the proposed construction activities and will monitor 
continuously during in-water work. If a marine mammal is observed 
entering or within the shutdown zones indicated in table 12, pile-
driving activity must be delayed or halted. If pile driving is delayed 
or halted due to the presence of a marine mammal, the activity may not 
commence or resume until either the animal has voluntarily exited and 
been visually confirmed beyond the shutdown zones or 15 minutes have 
passed without re-detection of the animal. If a marine mammal comes 
within or approaches the shutdown zone indicated in table 12, such 
operations must cease.

                       Table 12--Proposed Shutdown Zones During CoW's Specified Activities
----------------------------------------------------------------------------------------------------------------
                                                      Proposed level A harassment shutdown zones (meters) \a\
               Specified activity                ---------------------------------------------------------------
                                                        HFC            VHFC             PW              OW
----------------------------------------------------------------------------------------------------------------
                                   Vibratory pile driving installation/removal
----------------------------------------------------------------------------------------------------------------
12- to 16-inch (30-41 cm) timber pile removal...              10              10              15              10

[[Page 23909]]

 
16-inch (41 cm) steel pile removal..............              10              10              10              10
16-inch (41 cm) steel pile installation.........              10              20              25              10
----------------------------------------------------------------------------------------------------------------
Note: HFC = high-frequency cetaceans; VHFC = very high-frequency cetaceans; PW = phocid pinnipeds (in-water); OW
  = otariids pinnipeds (in-water).
\a\ The distances refer to the maximum radius of the Level A harassment zone and are rounded to the nearest
  whole number.

    CoW would also be required to establish shutdown zones for all 
marine mammals for which take has not been authorized or for which 
incidental take has been authorized but the authorized number of takes 
has been met. These zones are equivalent to the Level B harassment 
zones for each activity. If a marine mammal species for which take is 
not authorized by this IHA, if issued, enters the shutdown zone, all 
in-water activities would cease until the animal leaves the zone or has 
not been observed for at least 15 minutes. CoW would then be required 
to notify NMFS about the species and precautions taken. Vibratory pile 
driving would proceed if the non-IHA species is observed to leave the 
Level A harassment zone or if 15 minutes have passed since the last 
observation.
    If shutdown and/or clearance procedures would result in an imminent 
safety concern, as determined by CoW or its designated officials, the 
in-water activity would be allowed to continue until the safety concern 
has been addressed, and the animal would be continuously monitored.

Monitoring Zone During Construction Activities

    All marine mammals would be monitored in the Level B harassment 
zone and throughout the area as far as visual monitoring can take 
place. If a marine mammal enters the Level B harassment zone, in-water 
activities would continue and the animal's presence within the 
estimated harassment zone would be documented.
    Based on our evaluation of the proposed mitigation measures, NMFS 
has preliminarily determined that the measures provide the means of 
effecting the least practicable impact on the affected species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance.

Proposed Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth requirements pertaining to the 
monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104(a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that will result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present while 
conducting the activities. Effective reporting is critical, for both 
compliance as well as ensuring that the most value is obtained from the 
required monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
    <bullet> Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
    <bullet> Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the activity; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
    <bullet> Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
    <bullet> How anticipated responses to stressors impact either: (1) 
long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
    <bullet> Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and,
    <bullet> Mitigation and monitoring effectiveness.
    CoW would be required to abide by all monitoring and reporting 
measures contained within the IHA, if issued, and their Marine Mammal 
Monitoring Plan (see the proposed Plan found on NMFS' website: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>). A summary of those 
measures, and additional requirements proposed by NMFS, is described 
below.

Visual Monitoring

    Marine mammal monitoring must be conducted in accordance with the 
conditions in this section and the IHA, if issued. Marine mammal 
monitoring during vibratory pile driving activities would be conducted 
by PSOs who meet the following requirements:
    <bullet> PSOs must be independent of the activity contractor (for 
example, employed by a subcontractor) and have no other assigned tasks 
during monitoring periods;
    <bullet> At least one PSO would have prior experience performing 
the duties of a PSO during construction activity pursuant to a NMFS-
issued incidental take authorization;
    <bullet> Other PSOs may substitute relevant experience, education 
(degree in biological science or related field), or training for prior 
experience performing the duties of a PSO during construction activity 
pursuant to a NMFS-issued incidental take authorization; and
    <bullet> Where a team of three or more PSOs is required, a lead 
observer or monitoring coordinator would be designated. The lead 
observer would be required to have prior experience performing the 
duties of a PSO during construction activities pursuant to a NMFS-
issued incidental take authorization.
    PSOs must also have the following additional qualifications:
    <bullet> Ability to conduct field observations and collect data 
according to assigned protocols;
    <bullet> Experience or training in the field identification of 
marine mammals, including the identification of behaviors;
    <bullet> Sufficient training, orientation, or experience with the 
construction operation to provide for personal safety during 
observations;

[[Page 23910]]

    <bullet> Writing skills sufficient to prepare a report of 
observations including but not limited to the number and species of 
marine mammals observed; dates and times when in-water construction 
activities were conducted; dates, times and reason for implementation 
of mitigation (or why mitigation was not implemented when required); 
and marine mammal behavior; and
    <bullet> Ability to communicate orally, by radio or in person, with 
project personnel to provide real-time information on marine mammals 
observed in the area as necessary.
    CoW would be required to establish monitoring locations as 
described in the ``Marine Mammal Monitoring Plan'' (see the proposed 
Plan found on NMFS' website: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>). For all pile-driving activities, at least two PSOs would 
be onsite during in-water activities associated with the proposed 
Project. These PSOs would be stationed at the Whittier Harbor 
breakwater near the picnic shelter (``Station 1''), at the Whittier 
fuel dock (``Station 2''), and at the City of Whittier campground 
(``Station 3''). The number and locations of PSOs would be based on two 
work scenarios: during more generic activities, such as all in-water 
construction not involving any pile driving and during all barge 
movement (``Scenario #1''); and, during removal and installation of 
piles using an active vibratory pile hammer (``Scenario #2''). See 
figure 2 for the planned PSO locations. PSOs would record all 
observations of marine mammals, regardless of distance from the pile 
being driven, as well as the additional data indicated below and in the 
draft IHA, if issued.
[GRAPHIC] [TIFF OMITTED] TN05JN25.001

Figure 2--Proposed PSO Monitoring Locations During Vibratory Pile 
Driving Activities for the Whittier Harbor Rebuild Phase III Project.

    Monitoring would be conducted 30 minutes before, during, and 30 
minutes after all in water construction activities. All PSOs would have 
access to high-quality binoculars and/or spotting scopes to monitor 
distances, hand-held global positioning system (GPS) unit/grid-maps and 
compass/clinometer, and portable two-way radios for maintaining contact 
with work crews, CoW inspectors, and other PSOs. In addition, CoW would 
record all incidents of marine mammal occurrence, regardless of 
distance from the construction activities, and would document any 
behavioral reactions in concert with distance from piles being driven 
or removed. Pile driving activities include the time to install or 
remove a single pile or series of piles, as long as the time elapsed 
between uses of the pile driving equipment is no more than 30 minutes.
    CoW would conduct briefings between construction supervisors and 
crews, PSOs, CoW staff prior to the start of all pile-driving 
activities and when new personnel join the work. These briefings would 
explain responsibilities, communication procedures, marine mammal 
monitoring protocol, and operational procedures.

AT1 Killer Whale Dorsal Fin Monitoring

    Although take of AT1 killer whales is not proposed to be 
authorized, given the limited likelihood for their presence to overlap 
the project area in space and time, NMFS has included in the proposed 
IHA recent photographs (from 2021) of the dorsal fins of all seven 
members of the AT1 stock. These images are provided courtesy of the 
North Gulf Oceanic Society (<a href="http://www.whalesalaska.org">http://www.whalesalaska.org</a>) and would be 
used to aid PSOs in the identification of these specific individual 
killer whales and to implement mitigation, if necessary, to avoid take.

Reporting

    CoW would be required to submit an annual draft summary report on 
all construction activities and marine mammal monitoring results to 
NMFS within 90 days following the end of construction or 60 calendar 
days prior to the requested issuance of any subsequent IHA for similar 
activity at the same location, whichever comes first. The draft summary 
report would include an overall description of construction work 
completed, a

[[Page 23911]]

narrative regarding marine mammal sightings, and associated raw PSO 
data sheets (in electronic spreadsheet format). Specifically, the 
report must include:
    <bullet> Dates and times (begin and end) of all marine mammal 
monitoring;
    <bullet> Construction activities occurring during each daily 
observation period, including: (a) how many and what type of piles were 
driven or removed; (b) the method of removal and installation (i.e., 
vibratory pile driving); and (c) the total duration of time needed to 
drive each pile via vibratory driving;
    <bullet> PSO locations during marine mammal monitoring; and
    <bullet> Environmental conditions during monitoring periods (at 
beginning and end of PSO shift and whenever conditions change 
significantly), including Beaufort sea state and any other relevant 
weather conditions including cloud cover, fog, sun glare, and overall 
visibility to the horizon, and estimated observable distance.
    Upon observation of a marine mammal, the following information must 
be reported:
    <bullet> Name of PSO who sighted the animal(s) and PSO location and 
activity at the time of the sighting;
    <bullet> Time of the sighting;
    <bullet> Identification of the animal(s) (e.g., genus/species, 
lowest possible taxonomic level, or unidentified), PSO confidence in 
identification, and the composition of the group if there is a mix of 
species;
    <bullet> Distance and bearing of each observed marine mammal 
relative to the pile being driven or removed for each sighting;
    <bullet> Estimated number of animals (min/max/best estimate);
    <bullet> Estimated number of animals by cohort (e.g., adults, 
juveniles, neonates, group composition, etc.);
    <bullet> Animal's closest point of approach and estimated time 
spent within the estimated harassment zone(s);
    <bullet> Description of any marine mammal behavioral observations 
(e.g., observed behaviors such as feeding or traveling), including an 
assessment of behavioral responses thought to have resulted from the 
activity (e.g., no response or changes in behavioral state such as 
ceasing feeding, changing direction, flushing, or breaching);
    <bullet> Number of marine mammals detected within the estimated 
harassment zones, by species; and
    <bullet> Detailed information about implementation of any 
mitigation (e.g., shutdowns and delays), a description of specified 
actions that ensured, and resulting changes in behavior of the 
animal(s), if any.
    If no comments are received from NMFS within 30 days after the 
submission of the draft summary report, the draft report would 
constitute the final report. If CoW received comments from NMFS, a 
final summary report addressing NMFS' comments must be submitted within 
30 days after receipt of comments.

Reporting Injured or Dead Marine Mammals

    In the unanticipated event that the specified activity causes the 
take of a marine mammal in a manner prohibited by the IHA (if issued), 
such as an injury, serious injury, or mortality, CoW must immediately 
cease the specified activities and report the incident to the NMFS 
Office of Protected Resources (<a href="/cdn-cgi/l/email-protection#c09092ee899490ee8dafaea9b4afb2a9aea792a5b0afb2b4b380aeafa1a1eea7afb6"><span class="__cf_email__" data-cfemail="82d2d0accbd6d2accfedecebf6edf0ebece5d0e7f2edf0f6f1c2ecede3e3ace5edf4">[email&#160;protected]</span></a> and 
<a href="/cdn-cgi/l/email-protection" class="__cf_email__" data-cfemail="eba2bfbbc59b849f87848880ab85848a8ac58c849d">[email&#160;protected]</a>), and the NMFS Alaska 24-hour Regional Stranding 
Hotline (877) 925-7773 or (877) 9-AKR-PRD. The report must include the 
following information:
    <bullet> Time, date, and location (latitude/longitude) of the first 
discovery (and updated location information if known and applicable);
    <bullet> Species identification (if known) or description of the 
animal(s) involved;
    <bullet> Condition of the animal(s) (including carcass condition if 
the animal is dead);
    <bullet> Observed behaviors of the animal(s), if alive;
    <bullet> If available, photographs or video footage of the 
animal(s); and
    <bullet> General circumstances under which the animal was 
discovered.
    Activities would not resume until NMFS can review the circumstances 
surrounding the prohibited take. NMFS would work with CoW to determine 
what is necessary to minimize the likelihood of further prohibited take 
and ensure MMPA compliance. CoW cannot resume their activities until 
NMFS has notified them via letter, email, or telephone.
    If CoW discovers an injured or dead marine mammal, and the lead PSO 
determines that the cause of the injury or death is unknown and the 
death is relatively recent (e.g., in less than a moderate state of 
decomposition as described in the next paragraph), then CoW would 
immediately report the incident to the NMFS Office of Protected 
Resources (<a href="/cdn-cgi/l/email-protection#075755294e5357294a68696e7368756e696055627768757374476968666629606871"><span class="__cf_email__" data-cfemail="2171730f6875710f6c4e4f48554e53484f467344514e535552614f4e40400f464e57">[email&#160;protected]</span></a> and <a href="/cdn-cgi/l/email-protection" class="__cf_email__" data-cfemail="531a07037d233c273f3c3038133d3c32327d343c25">[email&#160;protected]</a>), 
and the NMFS Alaska 24-hour Regional Stranding Hotline at (877) 925-
7773 or (877) 9-AKR-PRD. The report would include the same information 
identified in the paragraph above. Activities would be able to continue 
while NMFS reviews the circumstances of the incident. NMFS would work 
with CoW to determine whether modifications in the activities are 
appropriate.
    Finally, in the event that CoW discovers an injured or dead marine 
mammal and the lead PSO determines that the injury or death is not 
associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), CoW would report the incident to 
the Permits and Conservation Division, Office of Protected Resources, 
NMFS, and the NMFS Alaska Stranding Hotline and/or by email to the 
Alaska Regional Stranding Coordinator, within 24 hours of the 
discovery. CoW would provide photographs, video footage (if available), 
or other documentation of the stranded animal sighting to NMFS and the 
Marine Mammal Stranding Network.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any impacts or responses (e.g., intensity, duration), 
the context of any impacts or responses (e.g., critical reproductive 
time or location, foraging impacts affecting energetics), as well as 
effects on habitat, and the likely effectiveness of the mitigation. We 
also assess the number, intensity, and context of estimated takes by 
evaluating this information relative to population status. Consistent 
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338, 
September 29, 1989), the impacts from other past and ongoing 
anthropogenic activities are incorporated into this analysis via their 
impacts on the baseline (e.g., as reflected in the regulatory status of 
the species, population size and growth rate where known, ongoing 
sources of human-caused mortality, or ambient noise levels).

[[Page 23912]]

    To avoid repetition, the discussion of our analysis applies to all 
of the species listed in tables 2 and 10, given that the anticipated 
effects of this activity on these different marine mammal stocks are 
expected to be similar. There is little information about the nature or 
severity of the impacts, or the size, status, or structure of any of 
these species or stocks that would lead to a different analysis for 
this activity.
    Pile driving activities associated with CoW's proposed construction 
project have the potential to disturb or displace marine mammals. 
Specifically, the project activities may result in take, in the form of 
Level B harassment only, from underwater sounds generated from 
vibratory pile driving and removal. Potential takes could occur if 
individuals are present in the ensonified zone when these activities 
are underway.
    The takes by Level B harassment would be due to potential 
behavioral disturbance. No serious injury or mortality would be 
expected, even in the absence of required mitigation measures, given 
the nature of the activities. The potential for harassment would be 
further minimized through the construction method and the 
implementation of the planned mitigation measures (see the Proposed 
Mitigation section). Any potential for take by Level A harassment is 
also not expected, given the nature of the activities and the small 
distance to the Level A harassment threshold. The potential for this is 
further reduced through the required mitigation measures proposed. 
Given the small harassment zone estimated for vibratory pile driving 
and the proximity of this zone near the construction barge, an animal 
would have to remain within the area estimated to be ensonified above 
the Level A harassment threshold for multiple hours. This is highly 
unlikely given the small size of the construction location, marine 
mammal movement in the area (i.e., no residential species), and the use 
of observers stationed around the construction site.
    Behavioral responses of marine mammals to pile driving in Whittier 
are expected to be mild, short term, and temporary. Marine mammals 
within the Level B harassment zones may not show any visual cues they 
are disturbed by activities or they could become alert, avoid the area, 
leave the area, or display other mild responses that are not 
observable, such as changes in vocalization patterns. Given vibratory 
pile driving would occur for only a portion of the project's duration, 
any harassment that may occur would be expected to be temporary. 
Additionally, many of the species present in region would only be 
present temporarily based on seasonal patterns or during active transit 
between other habitats. Pinnipeds in the area would have the ability to 
haul-out to avoid the activities and no in-air harassment is 
anticipated from the construction activities planned given the type of 
activities and short isopleths to the Level B harassment threshold 
(refer to table 8). These temporarily present species would then be 
exposed to even smaller periods of noise-generating activity, further 
decreasing the impacts.
    Any impacts on marine mammal prey that would occur during CoW's 
proposed activities would have, at most, short-term effects on foraging 
of individual marine mammals, and likely no effect on the populations 
of marine mammals as a whole. Indirect effects on marine mammal prey 
during the construction are expected to be minor, and these effects are 
unlikely to cause substantial effects on marine mammals at the 
individual level, with no expected effect on annual rates of 
recruitment or survival.
    For all species and stocks, take would occur within a limited, 
confined area of the stock's range, and, there are no known BIAs near 
the project area that are expected to be impacted by CoW's proposed 
activities. While Steller sea lions and harbor seals are the species 
most likely to occur within the immediate project area, the nearest 
haul out for Steller sea lions is over 40 km (24.9 mi) away, with the 
closest known sighting (on a mooring buoy) located approximately 8 km 
(5 mi) away, all of which is outside of the ensonified zone. For harbor 
seals, although they have been observed occasionally hauling out within 
Whittier Harbor, there are no known rookeries or major haul-out areas 
near the project area. Any other species are likely to be transiting 
through or by Whittier Harbor but are not expected to remain for any 
extended duration.
    In addition, it is unlikely that minor noise effects in a small, 
localized area of habitat would have any effect on the reproduction or 
survival of any individuals, much less the stocks' annual rates of 
recruitment or survival. In combination, we believe that these factors, 
as well as the available body of evidence from other similar 
activities, demonstrate that the potential effects of the specified 
activities would have only minor, short-term effects on individuals. 
The specified activities are not expected to impact rates of 
recruitment or survival and would not be expected to result in 
population-level impacts.
    In summary and as described above, the following factors primarily 
support our preliminary determination that the impacts resulting from 
this activity are not expected to adversely affect any of the species 
or stocks through effects on annual rates of recruitment or survival:
    <bullet> No serious injury or mortality is anticipated or proposed 
to be authorized;
    <bullet> No take by Level A harassment was requested, is expected, 
or is proposed for authorization;
    <bullet> For all species and stocks, Whittier Harbor is a very 
small and peripheral part of their range;
    <bullet> The intensity of anticipated takes by Level B harassment 
is relatively low for all stocks. Level B harassment would be primarily 
in the form of behavioral disturbance, resulting in avoidance of the 
project areas around where vibratory pile driving is occurring;
    <bullet> Effects on species that serve as prey for marine mammals 
from the activities are expected to be short-term and, therefore, any 
associated impacts on marine mammal feeding are not expected to result 
in significant or long-term consequences for individuals, or to accrue 
to adverse impacts on their populations;
    <bullet> Although the Prince William Sound is part of the critical 
habitat designated for Steller sea lions (both terrestrial and aquatic 
habitats), the nearest Steller sea lion haul-out is over 40 km (24.9 
mi) away, with the closest known sighting (on a mooring buoy) located 
approximately 8 km (5 mi) away, all of which is outside of the 
ensonified zone;
    <bullet> The project area does not overlap any areas of known 
important habitat (i.e., BIAs) for marine mammals;
    <bullet> The ensonified areas are very small relative to the 
overall habitat ranges of all species and stocks; and
    <bullet> There is a lack of anticipated significant or long-term 
negative effects to marine mammal habitat.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the proposed monitoring and 
mitigation measures, NMFS preliminarily finds that the total marine 
mammal take from the proposed activity will have a negligible impact on 
all affected marine mammal species or stocks.

Small Numbers

    As noted previously, only take of small numbers of marine mammals 
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for 
specified activities other than military readiness activities. The MMPA 
does not define small numbers and so, in practice, where estimated 
numbers are

[[Page 23913]]

available, NMFS compares the number of individuals taken to the most 
appropriate estimation of abundance of the relevant species or stock in 
our determination of whether an authorization is limited to small 
numbers of marine mammals. When the predicted number of individuals to 
be taken is fewer than one-third of the species or stock abundance, the 
take is considered to be of small numbers (see 86 FR 5322, January 19, 
2021). Additionally, other qualitative factors may be considered in the 
analysis, such as the temporal or spatial scale of the activities.
    The instances of take NMFS has proposed to authorize is below one-
third of the estimate stock abundance for all species. The number of 
animals proposed for authorization that could be taken from these 
stocks would be considered small relative to the relevant stocks' 
abundances even if each estimated taking occurred to a new individual. 
While there is a potential for some individuals to be taken multiple 
times per day, PSOs would count them as separate takes if they cannot 
be individually identified.
    Based on the analysis contained herein of the proposed activity 
(including the proposed mitigation and monitoring measures) and the 
anticipated take of marine mammals, NMFS preliminarily finds that small 
numbers of marine mammals would be taken relative to the population 
size of the affected species or stocks.

Unmitigable Adverse Impact Analysis and Determination

    In order to issue an IHA, NMFS must find that the specified 
activity will not have an ``unmitigable adverse impact'' on the 
subsistence uses of the affected marine mammal species or stocks by 
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50 
CFR 216.103 as an impact resulting from the specified activity: (1) 
That is likely to reduce the availability of the species to a level 
insufficient for a harvest to meet subsistence needs by: (i) Causing 
the marine mammals to abandon or avoid hunting areas; (ii) Directly 
displacing subsistence users; or (iii) Placing physical barriers 
between the marine mammals and the subsistence hunters; and (2) That 
cannot be sufficiently mitigated by other measures to increase the 
availability of marine mammals to allow subsistence needs to be met.
    While Alaska Natives have historically hunted sea lions and harbor 
seals in the Prince William Sound, subsistence species hunted more 
today consist of salmon, halibut, shellfish, and plants (i.e., wild 
berries) with a significant decline in marine mammal hunting overall 
(Poe et al., 2010). CoW has indicated that the last recorded harvest of 
marine mammals in Whittier was in 1990 during the harvest of seven 
marine mammals (per ADF&G, 2024b). While other coastal communities 
along the Prince William Sound report more recent subsistence harvests 
(i.e., Cordova, Chenega, and Tatitlek), subsistence hunters have had to 
travel further form their communities to be successful when harvesting 
marine mammals (Keating et al., 2020). However, per Fall and Zimpelman 
(2016), these reported travel ranges do not extend into the Passage 
Canal and Cordova, Chenega, and Tatitlek are located at least 60 miles 
(96.56 km) away by boat.
    Because of this, NMFS agrees with CoW's preliminary determination 
that the proposed project is not likely to adversely affect the 
availability of any marine mammal species/stocks that would 
traditionally be used for subsistence purposes, or would affect any 
subsistence harvest in the region because of the following reasons:
    <bullet> There is no recently recorded subsistence harvest of 
marine mammals in the area;
    <bullet> The construction activities would be localized and 
temporary in nature;
    <bullet> The proposed mitigation measures would minimize any 
disturbances of marine mammals in the area;
    <bullet> NMFS expects that any effects on marine mammals would not 
rise above behavioral impacts and would be temporary in nature; and
    <bullet> No serious injury or mortality is expected to result from 
the project activities, therefore, the project would not result in a 
signify ant change to the availability of subsistence resources.
    Based on the description of the specified activity, the measures 
described to minimize adverse effects on the availability of marine 
mammals for subsistence purposes, and the proposed mitigation and 
monitoring measures; NMFS has preliminarily determined that there will 
not be an unmitigable adverse impact on subsistence uses from CoW's 
proposed activities.

Endangered Species Act

    Section 7(a)(2) of the ESA of 1973 (16 U.S.C. 1531 et seq.) 
requires that each Federal agency insure that any action it authorizes, 
funds, or carries out is not likely to jeopardize the continued 
existence of any endangered or threatened species or result in the 
destruction or adverse modification of designated critical habitat. To 
ensure ESA compliance for the issuance of IHAs, NMFS consults 
internally whenever we propose to authorize take for endangered or 
threatened species, in this case with the Alaska Regional Office.
    NMFS is proposing to authorize take of Steller sea lions (Western 
DPS), which are listed under the ESA. The Permits and Conservation 
Division has requested initiation of section 7 consultation with the 
Alaska Regional Office for the issuance of this IHA. NMFS will conclude 
the ESA consultation prior to reaching a determination regarding the 
proposed issuance of the authorization.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to CoW for conducting construction activities as part of 
the Whittier Harbor Rebuild Phase III Project in Whittier, Alaska from 
September 15, 2025 through September 14, 2026, provided the previously 
mentioned mitigation, monitoring, and reporting requirements are 
incorporated. A draft of the proposed IHA can be found at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>.

Request for Public Comments

    We request comment on our analyses, the proposed authorization, and 
any other aspect of this notice of proposed IHA for CoW's proposed 
Whittier Harbor Rebuild Phase III Project. We also request comment on 
the potential renewal of this proposed IHA as described in the 
paragraph below. Please include with your comments any supporting data 
or literature citations to help inform decisions on the request for 
this IHA or a subsequent renewal IHA.
    On a case-by-case basis, NMFS may issue a one-time, 1-year renewal 
IHA following notice to the public providing an additional 15 days for 
public comments when (1) up to another year of identical or nearly 
identical activities as described in the Description of Proposed 
Activity section of this notice is planned or (2) the activities as 
described in the Description of Proposed Activity section of this 
notice would not be completed by the time the IHA expires and a renewal 
would allow for completion of the activities beyond that described in 
the Dates and Duration section of this notice, provided all of the 
following conditions are met:
    <bullet> A request for renewal is received no later than 60 days 
prior to the needed renewal IHA effective date (recognizing that the 
renewal IHA expiration date

[[Page 23914]]

cannot extend beyond 1 year from expiration of the initial IHA).
    <bullet> The request for renewal must include the following:
    (1) An explanation that the activities to be conducted under the 
requested renewal IHA are identical to the activities analyzed under 
the initial IHA, are a subset of the activities, or include changes so 
minor (e.g., reduction in pile size) that the changes do not affect the 
previous analyses, mitigation and monitoring requirements, or take 
estimates (with the exception of reducing the type or amount of take).
    (2) A preliminary monitoring report showing the results of the 
required monitoring to date and an explanation showing that the 
monitoring results do not indicate impacts of a scale or nature not 
previously analyzed or authorized.
    <bullet> Upon review of the request for renewal, the status of the 
affected species or stocks, and any other pertinent information, NMFS 
determines that there are no more than minor changes in the activities, 
the mitigation and monitoring measures will remain the same and 
appropriate, and the findings in the initial IHA remain valid.

    Dated: June 2, 2025.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2025-10232 Filed 6-4-25; 8:45 am]
BILLING CODE 3510-22-P


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This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.