Rule2025-09639

Medical Devices; Immunology and Microbiology Devices; Classification of the Zika Virus Serological Reagents

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Published
May 29, 2025
Effective
May 29, 2025

Issuing agencies

Health and Human Services DepartmentFood and Drug Administration

Abstract

The Food and Drug Administration (FDA, Agency, or we) is classifying the Zika virus serological reagents into class II (special controls). The special controls that apply to the device type are identified in this order and will be part of the codified language for the Zika virus serological reagents' classification. We are taking this action because we have determined that classifying the device into class II (special controls) will provide a reasonable assurance of safety and effectiveness of the device. We believe this action will also enhance patients' access to beneficial innovative devices in part by reducing regulatory burdens.

Full Text

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<title>Federal Register, Volume 90 Issue 102 (Thursday, May 29, 2025)</title>
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[Federal Register Volume 90, Number 102 (Thursday, May 29, 2025)]
[Rules and Regulations]
[Pages 22632-22634]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-09639]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 866

[Docket No. FDA-2025-N-1160]


Medical Devices; Immunology and Microbiology Devices; 
Classification of the Zika Virus Serological Reagents

AGENCY: Food and Drug Administration, HHS.

ACTION: Final amendment; final order.

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SUMMARY: The Food and Drug Administration (FDA, Agency, or we) is 
classifying the Zika virus serological reagents into class II (special 
controls). The special controls that apply to the device type are 
identified in this order and will be part of the codified language for 
the Zika virus serological reagents' classification. We are taking this 
action because we have determined that classifying the device into 
class II (special controls) will provide a reasonable assurance of 
safety and effectiveness of the device. We believe this action will 
also enhance patients' access to beneficial innovative devices in part 
by reducing regulatory burdens.

DATES: This order is effective May 29, 2025. The classification was 
applicable on May 23, 2019.

FOR FURTHER INFORMATION CONTACT: Dina Jerebitski, Center for Devices 
and Radiological Health, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 66, Rm. 3574, Silver Spring, MD 20993-0002, 301-
796-2411, <a href="/cdn-cgi/l/email-protection#3d7954535c1377584f585f54494e56547d5b595c1355554e135a524b"><span class="__cf_email__" data-cfemail="03476a6d622d49667166616a7770686a436567622d6b6b702d646c75">[email&#160;protected]</span></a>.

SUPPLEMENTARY INFORMATION:

I. Background

    Upon request, FDA has classified Zika virus serological reagents as 
class II (special controls), which we have determined will provide a 
reasonable assurance of safety and effectiveness. In addition, we 
believe this action will enhance patients' access to beneficial 
innovation, in part by reducing regulatory burdens by placing the 
device into a lower device class than the automatic class III 
assignment.
    The automatic assignment of class III occurs by operation of law 
and without any action by FDA, regardless of the level of risk posed by 
the new device. Any device that was not in commercial distribution 
before May 28, 1976, is automatically classified as, and remains 
within, class III and requires premarket approval unless and until FDA 
takes an action to classify or reclassify the device (see 21 U.S.C. 
360c(f)(1)). We refer to these devices as ``postamendments devices'' 
because they were not in commercial distribution prior to the date of 
enactment of the Medical Device Amendments of 1976, which amended the 
Federal Food, Drug, and Cosmetic Act (FD&C Act).
    FDA may take a variety of actions in appropriate circumstances to 
classify or reclassify a device into class I or II. We may issue an 
order finding a new device to be substantially equivalent under section 
513(i) of the FD&C Act (see 21 U.S.C. 360c(i)) to a predicate device 
that does not require premarket approval. We determine whether a new 
device is substantially equivalent to a predicate device by means of 
the procedures for premarket notification under section 510(k) of the 
FD&C Act (21 U.S.C. 360(k)) and part 807 (21 CFR part 807).
    FDA may also classify a device through ``De Novo'' classification, 
a common name for the process authorized under section 513(f)(2) of the 
FD&C Act (see also part 860, subpart D (21 CFR part 860, subpart D)). 
Section 207 of the Food and Drug Administration Modernization Act of 
1997 (Pub. L. 105-115) established the first procedure for De Novo 
classification. Section 607 of the Food and Drug Administration Safety 
and Innovation Act (Pub. L. 112-144) modified the De Novo application 
process by adding a second procedure. A device sponsor may utilize 
either procedure for De Novo classification.
    Under the first procedure, the person submits a 510(k) for a device 
that has not previously been classified. After receiving an order from 
FDA classifying the device into class III under section 513(f)(1) of 
the FD&C Act, the person then requests a classification under section 
513(f)(2).
    Under the second procedure, rather than first submitting a 510(k) 
and then a request for classification, if the person determines that 
there is no legally marketed device upon which to base a determination 
of substantial equivalence, that person requests a classification under 
section 513(f)(2) of the FD&C Act.
    Under either procedure for De Novo classification, FDA is required 
to classify the device by written order within 120 days. The 
classification will be according to the criteria under section 
513(a)(1) of the FD&C Act (21 U.S.C. 360c(a)(1)). Although the device 
was automatically placed within class III, the De Novo classification 
is considered to be the initial classification of the device.
    We believe this De Novo classification will enhance patients' 
access to beneficial innovation, in part by reducing regulatory 
burdens. When FDA classifies a device into class I or II via the De 
Novo process, the device can serve as a predicate for future devices of 
that type, including for 510(k)s (see section 513(f)(2)(B)(i) of the 
FD&C Act)). As a result, other device sponsors do not have to submit a 
De Novo request or premarket approval application to market a 
substantially equivalent device (see section 513(i) of the FD&C Act, 
defining ``substantial equivalence''). Instead, sponsors can use the 
less-burdensome 510(k) process, when necessary, to market their device.

II. De Novo Classification

    On December 26, 2018, FDA received InBios International, Inc.'s 
request for De Novo classification of the ZIKV Detect 2.0 IgM Capture 
ELISA. FDA reviewed the request in order to classify the device under 
the criteria for classification set forth in section 513(a)(1) of the 
FD&C Act.
    We classify devices into class II if general controls by themselves 
are insufficient to provide reasonable assurance of safety and 
effectiveness, but there is sufficient information to establish special 
controls that, in combination with the general controls, provide 
reasonable assurance of the safety and effectiveness of the device for 
its intended use (see 21 U.S.C. 360c(a)(1)(B)). After review of the 
information submitted in the request, we determined that the device can 
be classified into class II with the establishment of special controls. 
FDA has determined that these special controls, in addition to the 
general controls, will provide reasonable assurance of the safety and 
effectiveness of the device.
    Therefore, on May 23, 2019, FDA issued an order to the requester 
classifying the device into class II. In this final order, FDA is 
codifying the classification of the device by adding 21

[[Page 22633]]

CFR 866.3935.\1\ We have named the generic type of device ``Zika virus 
serological reagents,'' and it is identified as in vitro diagnostic 
devices that consist of antigens or antibodies for the detection of 
Zika virus or Zika antibodies in human specimens from individuals who 
have signs and symptoms consistent with Zika virus infection and/or 
epidemiological risk factors. The detection aids in the diagnosis of 
current or recent Zika virus infection or serological status. Negative 
results obtained with this test do not preclude the possibility of Zika 
virus infection, past or present. Positive results should be 
interpreted with consideration of other clinical information and 
laboratory findings and should not be used as the sole basis for 
treatment or other patient management decisions.
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    \1\ FDA notes the ACTION caption for this final order is styled 
as ``Final amendment; final order,'' rather than ``Final order.'' 
Beginning in December 2019, this editorial change was made to 
indicate that the document ``amends'' the Code of Federal 
Regulations. The change was made in accordance with the Office of 
Federal Register's (OFR) interpretations of the Federal Register Act 
(44 U.S.C. chapter 15), its implementing regulations (1 CFR 5.9 and 
parts 21 and 22), and the Document Drafting Handbook.
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    FDA has identified the following risks to health associated 
specifically with this type of device and the measures required to 
mitigate these risks in table 1.

 Table 1--Zika Virus Serological Reagents Risks and Mitigation Measures
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  Identified risks to health              Mitigation measures
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Risk of false results........  Certain device description, performance
                                characteristics, and study details in
                                labeling; Certain device description,
                                validation procedures, and studies; and
                                Certain device limitations in labeling.
Failure to correctly           Certain device description, performance
 interpret test results.        characteristics, and study details in
                                labeling; and Certain device limitations
                                in labeling.
Failure to correctly operate   Certain device description, performance
 the device.                    characteristics, and study details in
                                labeling; Certain device description,
                                validation procedures, and studies; and
                                Certain device limitations in labeling.
------------------------------------------------------------------------

    FDA has determined that special controls, in combination with the 
general controls, address these risks to health and provide reasonable 
assurance of safety and effectiveness. For a device to fall within this 
classification, and thus avoid automatic classification in class III, 
it would have to comply with the special controls named in this final 
order. The necessary special controls appear in the regulation codified 
by this order. This device is subject to premarket notification 
requirements under section 510(k) of the FD&C Act.

III. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

IV. Paperwork Reduction Act of 1995

    This final order establishes special controls that refer to 
previously approved collections of information found in other FDA 
regulations and guidance. These collections of information are subject 
to review by the Office of Management and Budget (OMB) under the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521). The collections 
of information in part 860, subpart D, regarding De Novo classification 
have been approved under OMB control number 0910-0844; the collections 
of information in 21 CFR part 814, subparts A through E, regarding 
premarket approval, have been approved under OMB control number 0910-
0231; the collections of information in part 807, subpart E, regarding 
premarket notification submissions, have been approved under OMB 
control number 0910-0120; the collections of information in 21 CFR part 
820, regarding the quality system regulation, have been approved under 
OMB control number 0910-0073; and the collections of information in 21 
CFR parts 801 and 809, regarding labeling, have been approved under OMB 
control number 0910-0485.

List of Subjects in 21 CFR Part 866

    Biologics, Laboratories, Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
866 is amended as follows:

PART 866--IMMUNOLOGY AND MICROBIOLOGY DEVICES

0
1. The authority citation for part 866 continues to read as follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.


0
2. Add Sec.  866.3935 to subpart D to read as follows:


Sec.  866.3935  Zika virus serological reagents.

    (a) Identification. Zika virus serological reagents are in vitro 
diagnostic devices that consist of antigens or antibodies for the 
detection of Zika virus or Zika antibodies in human specimens from 
individuals who have signs and symptoms consistent with Zika virus 
infection and/or epidemiological risk factors. The detection aids in 
the diagnosis of current or recent Zika virus infection or serological 
status. Negative results obtained with this test do not preclude the 
possibility of Zika virus infection, past or present. Positive results 
should be interpreted with consideration of other clinical information 
and laboratory findings and should not be used as the sole basis for 
treatment or other patient management decisions.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) The labeling required under Sec.  809.10(b) of this chapter 
must include:
    (i) An intended use with a detailed description of what the device 
detects (Zika IgM antibodies, other Zika antibodies, or Zika antigens), 
the type of results provided to the user, the specimen type for which 
testing is indicated (e.g., serum, whole blood), the clinical 
indications appropriate for test use, and the specific population(s) 
for which the test is intended.
    (ii) Performance characteristics from analytical and clinical 
studies required under paragraphs (b)(2)(ii) and (iii) of this section.
    (iii) A detailed explanation of the interpretation of results and 
criteria for validity of results (e.g., criteria that internal or 
external quality controls must meet in order for a test/test run to be 
valid, minimum signal strength that

[[Page 22634]]

the sample has to yield to be interpretable as a valid result).
    (iv) Limiting statements indicating that:
    (A) Results are not intended to be used as the sole basis for 
diagnosis, treatment, or other patient management decisions. The test 
results should be interpreted in conjunction with clinical 
observations, patient history, epidemiological information, and other 
laboratory evidence.
    (B) Device results are intended to be followed up according to the 
latest professional guidelines (e.g., recommendations from the Centers 
for Disease Control and Prevention) for the diagnosis of Zika virus 
infection.
    (C) Negative test results do not preclude the possibility of Zika 
virus infection, past or present.
    (D) Specimens can result in false negative results on the device if 
collected outside of the appropriate response window for specific Zika 
virus antigens or antibodies, as determined by scientific evidence 
(e.g., for IgM <7 days post symptom onset (pso) or risk of exposure and 
if collected past 84 days pso).
    (v) Detailed instructions for use that minimize the risk of 
generating a false positive or false negative result (e.g., co-testing 
of other matrices).
    (2) Design verification and validation must include:
    (i) A detailed device description, including all device parts 
(e.g., Zika antigen target, other flavivirus antigen target, capture 
antibodies), instrument requirements, ancillary reagents required but 
not provided, and the technological characteristics, including all pre-
analytical methods for specimen processing.
    (ii) Detailed documentation and results from analytical performance 
studies including: characterization of the cut-off(s), analytical 
sensitivity to a standardized reference material that FDA has 
determined is appropriate (e.g., World Health Organization reference 
standard or the Centers for Disease Control and Prevention reference 
standard), class specificity for human antibodies (e.g., IgM or IgG), 
analytical specificity (cross reactivity including cross reactivity to 
other flaviviruses), interference, carryover/cross contamination, 
specimen stability, hook effect (if applicable), matrix equivalency (if 
applicable), freeze-thaw studies (if applicable), and reproducibility.
    (iii) Detailed documentation and results from clinical studies, 
including the clinical study protocol (with a description of the 
testing algorithm and results interpretation table), detailed clinical 
study report, including line data of the clinical study results, and 
other appropriate statistical analysis. The samples used in the 
clinical study must be collected from subjects representative of the 
full spectrum of the intended use population (e.g., endemic and non-
endemic regions if both are indicated).

    Dated: May 22, 2025.
Grace R. Graham,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2025-09639 Filed 5-28-25; 8:45 am]
BILLING CODE 4164-01-P


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