Notice2025-09501

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Alternative Reporting Methods for Apprenticeship and Training Plans and Top Hat Plans

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
May 28, 2025

Issuing agencies

Labor Department

Abstract

The Department of Labor (DOL) is submitting this Employee Benefits Security Administration (EBSA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.

Full Text

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<title>Federal Register, Volume 90 Issue 101 (Wednesday, May 28, 2025)</title>
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[Federal Register Volume 90, Number 101 (Wednesday, May 28, 2025)]
[Notices]
[Pages 22517-22518]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-09501]


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DEPARTMENT OF LABOR


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Alternative Reporting Methods for 
Apprenticeship and Training Plans and Top Hat Plans

ACTION: Notice of availability; request for comments.

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SUMMARY: The Department of Labor (DOL) is submitting this Employee 
Benefits Security Administration (EBSA)-sponsored information 
collection request (ICR) to the Office of Management and Budget (OMB) 
for review and approval in accordance with the Paperwork Reduction Act 
of 1995 (PRA). Public comments on the ICR are invited.

DATES: The OMB will consider all written comments that the agency 
receives on or before June 27, 2025.

ADDRESSES: Written comments and recommendations for the proposed 
information collection should be sent within 30 days of publication of 
this notice to <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a>. Find this particular 
information collection by selecting ``Currently under 30-day Review--
Open for Public Comments'' or by using the search function.

FOR FURTHER INFORMATION CONTACT: Michael Howell by telephone at 202-
693-6782, or by email at <a href="/cdn-cgi/l/email-protection#f9bdb6b5a6a9abb8a6a9acbbb5b0bab99d9695d79e968f"><span class="__cf_email__" data-cfemail="c0848f8c9f9092819f9095828c898380a4afaceea7afb6">[email&#160;protected]</span></a>.

SUPPLEMENTARY INFORMATION: Section 2520.104-22 provides an exemption to 
the reporting and provision of part 1 of title I of ERISA for employee 
welfare benefit plans that provide exclusively apprenticeship and 
training benefits if the plan administrator meets the following 
requirements: (1) Files a notice with the Secretary that provides the 
name of the plan, the plan sponsor's Employer Identification Number, 
the plan administrator's name, and the name and location of an office 
or person from whom interested individuals can obtain certain info 
about courses offered by the plan; and (2) takes steps reasonably 
designed to ensure that the information required to be contained in the 
notice is disclosed to employees of employers contribution to the plan 
who may be eligible to enroll in any course of study sponsored or 
establish by the plan; (3) and makes the notice available to employees 
upon request.
    Under 2520.14-23, the Department provides an alternative method of 
compliance with the reporting and disclosure of Title I of ERISA for 
unfunded or insured plan established for a select group of management 
of highly compensated employees (i.e., top hat plans). In order to 
satisfy the alternative method of compliance, the plan administrator 
must file a statement with the Secretary of Labor that includes the 
name and address of the employer, the employer EIN, a declaration that 
the employer maintains a plan or plans primarily for the purpose of 
providing deferred compensation for a select group of management or 
highly compensated employees, and a statement of the number of such 
plans and the employees covered by each. Plan documents must be made 
available to the Secretary upon request, and only one statement needs 
to be filed for each employer maintaining one or more of the plans. The 
2019 final rule requires electronic filing with the Secretary through 
EBSA's website in accordance with instructions published by the 
Department. For additional substantive information about this ICR, see 
the related notice published in the Federal Register on January 6, 2025 
(90 FR 671).
    Comments are invited on: (1) whether the collection of information 
is necessary for the proper performance of the functions of the 
Department, including whether the information will

[[Page 22518]]

have practical utility; (2) the accuracy of the agency's estimates of 
the burden and cost of the collection of information, including the 
validity of the methodology and assumptions used; (3) ways to enhance 
the quality, utility and clarity of the information collection; and (4) 
ways to minimize the burden of the collection of information on those 
who are to respond, including the use of automated collection 
techniques or other forms of information technology.
    This information collection is subject to the PRA. A Federal agency 
generally cannot conduct or sponsor a collection of information, and 
the public is generally not required to respond to an information 
collection, unless the OMB approves it and displays a currently valid 
OMB Control Number. In addition, notwithstanding any other provisions 
of law, no person shall generally be subject to penalty for failing to 
comply with a collection of information that does not display a valid 
OMB Control Number. See 5 CFR 1320.5(a) and 1320.6.
    DOL seeks PRA authorization for this information collection for 
three (3) years. OMB authorization for an ICR cannot be for more than 
three (3) years without renewal. The DOL notes that information 
collection requirements submitted to the OMB for existing ICRs receive 
a month-to-month extension while they undergo review.
    Agency: DOL-EBSA.
    Title of Collection: Alternative Reporting Methods for 
Apprenticeship and Training Plans and Top Hat Plans.
    OMB Control Number: 1210-0153.
    Affected Public: Private sector.
    Total Estimated Number of Respondents: 86.
    Total Estimated Number of Responses: 86.
    Total Estimated Annual Time Burden: 14 hours.
    Total Estimated Annual Other Costs Burden: $0.

(Authority: 44 U.S.C. 3507(a)(1)(D))

Michael Howell,
Senior Paperwork Reduction Act Analyst.
[FR Doc. 2025-09501 Filed 5-27-25; 8:45 am]
BILLING CODE 4510-29-P


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Indexed from Federal Register on May 28, 2025.

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