Notice2025-09261
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fifty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
May 23, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
<html>
<head>
<title>Federal Register, Volume 90 Issue 99 (Friday, May 23, 2025)</title>
</head>
<body><pre>
[Federal Register Volume 90, Number 99 (Friday, May 23, 2025)]
[Notices]
[Pages 22140-22141]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-09261]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-103070; File No. S7-24-89]
Joint Industry Plan; Notice of Filing and Immediate Effectiveness
of the Fifty-Third Amendment to the Joint Self-Regulatory Organization
Plan Governing the Collection, Consolidation and Dissemination of
Quotation and Transaction Information for Nasdaq-Listed Securities
Traded on Exchanges on an Unlisted Trading Privileges Basis
May 19, 2025.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 608 thereunder,\2\ notice is hereby given that
on May 4, 2025, the Participants \3\ in the Joint Self-Regulatory
Organization Plan Governing the Collection, Consolidation and
Dissemination of Quotation and Transaction Information for Nasdaq-
Listed Securities Traded on Exchanges on an Unlisted Trading Privileges
Basis (the ``UTP Plan'') filed with the Securities and Exchange
Commission (``Commission'') a proposal to amend the UTP Plan. The
amendment represents the Fifty-Third Amendment to the UTP Plan
(``Amendment''). Under the Amendment, the Participants propose to amend
the UTP Plan to reflect that NYSE Chicago, Inc. has changed its name to
NYSE Texas, Inc. and to make changes to certain names and address of
other exchanges.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78k-1(a)(3).
\2\ 17 CFR 242.608.
\3\ The Participants are: Cboe BYX Exchange, Inc., Cboe BZX
Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc.,
Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc.,
Investors' Exchange LLC, Long Term Stock Exchange, Inc., MEMX LLC,
MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX,
Inc., The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE
American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE
National, Inc.
\4\ See Letter from Jeff Kimsey, Chair, to Vanessa Countryman,
Secretary, Commission dated May 4, 2025. In addition to the change
to reflect the name change of NYSE Chicago, Inc. to NYSE Texas,
Inc., the Participants also propose to make changes to reflect the
past name changes of AMEX to NYSE American and of NSX to NYSE
National, as well as to update the address of NYSE National.
---------------------------------------------------------------------------
The proposed Amendment has been filed by the Participants pursuant
to Rule 608(b)(3)(ii) under Regulation NMS \5\ as concerned solely with
the administration of the UTP Plan and as a ``Ministerial Amendment''
under Section XVI of the UTP Plan. As a result, the Amendment can be
submitted by the Chair of the UTP Plan's Operating Committee and
becomes effective upon filing. The Commission is publishing this notice
to solicit comments on the Amendment from interested persons. Set forth
in Sections I and II is the statement of the purpose and summary of the
Amendment, along with the information required by Rules 608(a) and
601(a) under the Act, as prepared and submitted by the Participants.
---------------------------------------------------------------------------
\5\ 17 CFR 241.608(b)(2).
---------------------------------------------------------------------------
I. Rule 608(a)
1. Purpose of the Amendment
The above-captioned amendment effectuates a change to reflect the
new name of NYSE Chicago, Inc.: NYSE Texas, Inc. The amendment also
makes some changes to certain names of other exchanges.
2. Governing or Constituent Documents
Not applicable.
3. Implementation of Amendment
Because the amendment constitutes a ``Ministerial Amendment'' under
Section XVI of the UTP Plan, the Chair of the UTP Plan's Operating
Committee may submit the amendment to the Commission on behalf of the
Participants in the UTP Plan. Because the Participants designate the
amendment as concerned solely with the administration of the UTP Plan,
the amendment becomes effective upon filing with the Commission.
4. Development and Implementation Phases
Not applicable.
5. Analysis of Impact on Competition
The amendments do not impose any burden on competition because it
simply effectuates changes in the names of a Participants to the UTP
Plan.
6. Written Understanding or Agreements Relating to Interpretation of,
or Participation in, Plan
Not applicable.
7. Approval by Sponsors in Accordance With Plan
See Item 3 above.
8. Description of Operation of Facility Contemplated by the Proposed
Amendment
Not applicable.
9. Terms and Conditions of Access
Not applicable.
10. Method of Determination and Imposition, and Amount of, Fees and
Charges
Not applicable.
[[Page 22141]]
11. Method and Frequency of Processor Evaluation
Not applicable.
12. Dispute Resolution
Not applicable.
II. Regulation NMS Rule 601(a)
1. Equity Securities for Which Transaction Reports Shall Be Required by
the Plan
Not applicable.
2. Reporting Requirements
Not applicable.
3. Manner of Collecting, Processing, Sequencing, Making Available and
Disseminating Last Sale Information
Not applicable.
4. Manner of Consolidation
Not applicable.
5. Standards and Methods Ensuring Promptness, Accuracy and Completeness
of Transaction Reports
Not applicable.
6. Rules and Procedures Addressed to Fraudulent or Manipulative
Dissemination
Not applicable.
7. Terms of Access to Transaction Reports
Not applicable.
8. Identification of Marketplace of Execution
Not applicable.
III. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed
Amendment is consistent with the Act. Comments may be submitted by any
of the following methods:
Electronic Comments
<bullet> Use the Commission's internet comment form (<a href="https://www.sec.gov/rules/sro.shtml">https://www.sec.gov/rules/sro.shtml</a>); or
<bullet> Send an email to <a href="/cdn-cgi/l/email-protection#5321263f367e303c3e3e363d2720132036307d343c25"><span class="__cf_email__" data-cfemail="fd8f889198d09e9290909893898ebd8e989ed39a928b">[email protected]</span></a>. Please include
file number S7-24-89 on the subject line.
Paper Comments
<bullet> Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
All submissions should refer to file number S7-24-89. This file number
should be included on the subject line if email is used. To help the
Commission process and review your comments more efficiently, please
use only one method. The Commission will post all comments on the
Commission's internet website (<a href="https://www.sec.gov/rules/sro.shtml">https://www.sec.gov/rules/sro.shtml</a>).
Copies of the submission, all subsequent amendments, and all written
statements with respect to the proposed Amendment that are filed with
the Commission, and all written communications relating to the proposed
Amendment between the Commission and any person, other than those that
may be withheld from the public in accordance with the provisions of 5
U.S.C. 552, will be available for website viewing and printing in the
Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the filing also will be available for inspection
and copying at the principal offices of the Participants. Do not
include personal identifiable information in submissions; you should
submit only information that you wish to make available publicly. We
may redact in part or withhold entirely from publication submitted
material that is obscene or subject to copyright protection. All
submissions should refer to file number S7-24-89 and should be
submitted on or before June 13, 2025.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(85).
---------------------------------------------------------------------------
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-09261 Filed 5-22-25; 8:45 am]
BILLING CODE 8011-01-P
</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>Indexed from Federal Register on May 23, 2025.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.