Rule2025-08150

Medical Devices; Immunology and Microbiology Devices; Classification of the Device To Detect and Identify Microbial Nucleic Acids by Fluorescence In Situ Hybridization in Clinical Specimens

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Published
May 9, 2025
Effective
May 9, 2025

Issuing agencies

Health and Human Services DepartmentFood and Drug Administration

Abstract

The Food and Drug Administration (FDA, Agency, or we) is classifying the device to detect and identify microbial nucleic acids by fluorescence in situ hybridization (FISH) in clinical specimens into class II (special controls). The special controls that apply to the device type are identified in this order and will be part of the codified language for the device to detect and identify microbial nucleic acids by FISH in clinical specimens classification. We are taking this action because we have determined that classifying the device into class II (special controls) will provide a reasonable assurance of safety and effectiveness of the device. We believe this action will also enhance patients' access to beneficial innovative devices, in part by reducing regulatory burdens.

Full Text

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<title>Federal Register, Volume 90 Issue 89 (Friday, May 9, 2025)</title>
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[Federal Register Volume 90, Number 89 (Friday, May 9, 2025)]
[Rules and Regulations]
[Pages 19636-19638]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-08150]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 866

[Docket No. FDA-2025-N-0813]


Medical Devices; Immunology and Microbiology Devices; 
Classification of the Device To Detect and Identify Microbial Nucleic 
Acids by Fluorescence In Situ Hybridization in Clinical Specimens

AGENCY: Food and Drug Administration, Department of Health and Human 
Services (HHS).

ACTION: Final amendment; final order.

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SUMMARY: The Food and Drug Administration (FDA, Agency, or we) is 
classifying the device to detect and identify microbial nucleic acids 
by fluorescence in situ hybridization (FISH) in clinical specimens into 
class II (special controls). The special controls that apply to the 
device type are identified in this order and will be part of the 
codified language for the device to detect and identify microbial 
nucleic acids by FISH in clinical specimens classification. We are 
taking this action because we have determined that classifying the 
device into class II (special controls) will provide a reasonable 
assurance of safety and effectiveness of the device. We believe this 
action will also enhance patients' access to beneficial innovative 
devices, in part by reducing regulatory burdens.

DATES: This order is effective May 9, 2025. The classification was 
applicable on August 18, 2017.

FOR FURTHER INFORMATION CONTACT: Dina Jerebitski, Center for Devices 
and Radiological Health, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 66, Rm. 3574, Silver Spring, MD 20993-0002, 301-
796-2411, <a href="/cdn-cgi/l/email-protection#02466b6c632c48677067606b7671696b426466632c6a6a712c656d74"><span class="__cf_email__" data-cfemail="591d30373877133c2b3c3b302d2a3230193f3d387731312a773e362f">[email&#160;protected]</span></a>.

SUPPLEMENTARY INFORMATION:

I. Background

    Upon request, FDA has classified the device to detect and identify 
microbial nucleic acids by FISH in clinical specimens as class II 
(special controls), which we have determined will provide a reasonable 
assurance of safety and effectiveness. In addition, we believe this 
action will enhance patients' access to beneficial innovation, in part 
by reducing regulatory burdens by placing the device into a lower 
device class than the automatic class III assignment.
    The automatic assignment of class III occurs by operation of law 
and without

[[Page 19637]]

any action by FDA, regardless of the level of risk posed by the new 
device. Any device that was not in commercial distribution before May 
28, 1976, is automatically classified as, and remains within, class III 
and requires premarket approval unless and until FDA takes an action to 
classify or reclassify the device (see 21 U.S.C. 360c(f)(1)). We refer 
to these devices as ``postamendments devices'' because they were not in 
commercial distribution prior to the date of enactment of the Medical 
Device Amendments of 1976, which amended the Federal Food, Drug, and 
Cosmetic Act (FD&C Act).
    FDA may take a variety of actions in appropriate circumstances to 
classify or reclassify a device into class I or II. We may issue an 
order finding a new device to be substantially equivalent under section 
513(i) of the FD&C Act (see 21 U.S.C. 360c(i)) to a predicate device 
that does not require premarket approval. We determine whether a new 
device is substantially equivalent to a predicate device by means of 
the procedures for premarket notification under section 510(k) of the 
FD&C Act (21 U.S.C. 360(k)) and part 807 (21 CFR part 807).
    FDA may also classify a device through ``De Novo'' classification, 
a common name for the process authorized under section 513(f)(2) of the 
FD&C Act (see also part 860, subpart D (21 CFR part 860, subpart D)). 
Section 207 of the Food and Drug Administration Modernization Act of 
1997 (Pub. L. 105-115) established the first procedure for De Novo 
classification. Section 607 of the Food and Drug Administration Safety 
and Innovation Act (Pub. L. 112-144) modified the De Novo application 
process by adding a second procedure. A device sponsor may utilize 
either procedure for De Novo classification.
    Under the first procedure, the person submits a 510(k) for a device 
that has not previously been classified. After receiving an order from 
FDA classifying the device into class III under section 513(f)(1) of 
the FD&C Act, the person then requests a classification under section 
513(f)(2).
    Under the second procedure, rather than first submitting a 510(k) 
and then a request for classification, if the person determines that 
there is no legally marketed device upon which to base a determination 
of substantial equivalence, that person requests a classification under 
section 513(f)(2) of the FD&C Act.
    Under either procedure for De Novo classification, FDA is required 
to classify the device by written order within 120 days. The 
classification will be according to the criteria under section 
513(a)(1) of the FD&C Act. Although the device was automatically placed 
within class III, the De Novo classification is considered to be the 
initial classification of the device.
    We believe this De Novo classification will enhance patients' 
access to beneficial innovation, in part by reducing regulatory 
burdens. When FDA classifies a device into class I or II via the De 
Novo process, the device can serve as a predicate for future devices of 
that type, including for 510(k)s (see section 513(f)(2)(B)(i) of the 
FD&C Act). As a result, other device sponsors do not have to submit a 
De Novo request or premarket approval application to market a 
substantially equivalent device (see section 513(i) of the FD&C Act, 
defining ``substantial equivalence''). Instead, sponsors can use the 
less-burdensome 510(k) process, when necessary, to market their device.

II. De Novo Classification

    On June 20, 2017, FDA received ID-FISH Technology, Inc.'s request 
for De Novo classification of the ID-FISH Plasmodium Genus Test Kit, 
ID-FISH Plasmodium falciparum and P. vivax Combo Test Kit. FDA reviewed 
the request in order to classify the device under the criteria for 
classification set forth in section 513(a)(1) of the FD&C Act.
    We classify devices into class II if general controls by themselves 
are insufficient to provide reasonable assurance of safety and 
effectiveness, but there is sufficient information to establish special 
controls that, in combination with the general controls, provide 
reasonable assurance of the safety and effectiveness of the device for 
its intended use (see 21 U.S.C. 360c(a)(1)(B)). After review of the 
information submitted in the request, we determined that the device can 
be classified into class II with the establishment of special controls. 
FDA has determined that these special controls, in addition to the 
general controls, will provide reasonable assurance of the safety and 
effectiveness of the device.
    Therefore, on August 18, 2017, FDA issued an order to the requester 
classifying the device into class II. In this final order, FDA is 
codifying the classification of the device by adding 21 CFR 
866.3367.\1\ We have named the generic type of device ``device to 
detect and identify microbial nucleic acids by FISH in clinical 
specimens,'' and it is identified as an in vitro diagnostic device 
intended for the detection and identification of microbial pathogens in 
specimens collected from patients with signs and symptoms of infection. 
The device is intended to aid in the diagnosis of human disease in 
conjunction with clinical signs and symptoms and other laboratory 
findings.
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    \1\ FDA notes that the ``ACTION'' caption for this final order 
is styled as ``Final amendment; final order,'' rather than ``Final 
order.'' Beginning in December 2019, this editorial change was made 
to indicate that the document ``amends'' the Code of Federal 
Regulations. The change was made in accordance with the Office of 
the Federal Register's (OFR) interpretations of the Federal Register 
Act (44 U.S.C. chapter 15), its implementing regulations (1 CFR 5.9 
and parts 21 and 22), and the Document Drafting Handbook.
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    FDA has identified the following risks to health associated 
specifically with this type of device and the measures required to 
mitigate these risks in table 1.

 Table 1--Device To Detect and Identify Microbial Nucleic Acids by FISH
           in Clinical Specimens Risks and Mitigation Measures
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       Identified risks to health              Mitigation measures
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Incorrect identification or lack of      General Controls and Special
 identification of a pathogenic           Controls, 21 CFR
 microorganism by the device can lead     866.3367(b)(1) and (2).
 to improper patient management.
Failure to correctly interpret test      General Controls and Special
 results.                                 Controls, 21 CFR
                                          866.3367(b)(2).
Failure to correctly operate the         General Controls and Special
 instrument.                              Controls, 21 CFR
                                          866.3367(b)(2)(i) and (ii).
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    FDA has determined that special controls, in combination with the 
general controls, address these risks to health and provide reasonable 
assurance of safety and effectiveness. For a device to fall within this 
classification, and

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thus avoid automatic classification in class III, it would have to 
comply with the special controls named in this final order. The 
necessary special controls appear in the regulation codified by this 
order. This device is subject to premarket notification requirements 
under section 510(k) of the FD&C Act.

III. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

IV. Paperwork Reduction Act of 1995

    This final order establishes special controls that refer to 
previously approved collections of information found in other FDA 
regulations and guidance. These collections of information are subject 
to review by the Office of Management and Budget (OMB) under the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521). The collections 
of information in part 860, subpart D, regarding De Novo Classification 
have been approved under OMB control number 0910-0844; the collections 
of information in 21 CFR part 814, subpart A through E, regarding 
premarket approval, have been approved under OMB control number 0910-
0231; the collections of information in part 807, subpart E, regarding 
premarket notification submissions, have been approved under OMB 
control number 0910-0120; the collections of information in 21 CFR part 
820, regarding quality system regulation, have been approved under OMB 
control number 0910-0073; and the collections of information in 21 CFR 
parts 801 and 809, regarding labeling, have been approved under OMB 
control number 0910-0485.

List of Subjects in 21 CFR Part 866

    Biologics, Laboratories, Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
866 is amended as follows:

PART 866--IMMUNOLOGY AND MICROBIOLOGY DEVICES

0
1. The authority citation for part 866 continues to read as follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.


0
2. Add Sec.  866.3367 to subpart D to read as follows:


Sec.  866.3367   Device to detect and identify microbial nucleic acids 
by FISH in clinical specimens.

    (a) Identification. A device to detect and identify microbial 
nucleic acids by fluorescence in situ hybridization (FISH) in clinical 
specimens is an in vitro diagnostic device intended for the detection 
and identification of microbial pathogens in specimens collected from 
patients with signs and symptoms of infection. The device is intended 
to aid in the diagnosis of human disease in conjunction with clinical 
signs and symptoms and other laboratory findings.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) Design verification and validation must include the following:
    (i) Detailed device description documentation, including the device 
components, instrument requirements, ancillary reagents required but 
not provided, and a detailed explanation of the methodology, including 
all pre-analytical methods for processing of specimens, probe 
sequences, and rationale for probe sequence selection;
    (ii) Detailed description of the fluorophores, signal source, 
detection mechanism, and method of result interpretation;
    (iii) Detailed documentation from the following analytical studies: 
analytical sensitivity (Limit of Detection), inclusivity, 
reproducibility, interference, cross reactivity, and specimen 
stability; and
    (iv) Detailed documentation from a clinical study that includes 
prospective (sequential) samples. The study, performed on a study 
population consistent with the intended use population, must compare 
the device performance to results obtained from appropriate and well-
accepted comparator methods.
    (2) The labeling required under Sec.  809.10(b) of this chapter 
must include:
    (i) A statement that the device is intended to be used in 
conjunction with clinical history, signs, symptoms, and the results of 
other diagnostic testing;
    (ii) A detailed explanation of the interpretation of results and 
acceptance criteria for any quality control testing; and
    (iii) A limitation that negative results do not preclude the 
possibility of infection.

    Dated: May 5, 2025.
Grace R. Graham,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2025-08150 Filed 5-8-25; 8:45 am]
BILLING CODE 4164-01-P


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Indexed from Federal Register on May 9, 2025.

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