Notice2025-07386

Notification Regarding the Use of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) Administrative Simplification Standards Exceptions Process by the Health Level Seven (HL7) International Da Vinci Project (Da Vinci) and the Availability of the Da Vinci Report

Primary source

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Published
April 29, 2025

Issuing agencies

Health and Human Services Department

Abstract

This notice provides the public with information about the availability and location of the Health Level Seven (HL7) International Da Vinci Project (Da Vinci) Report, which includes test results from the use of alternative standards for Referral Certification and Authorization and Eligibility for Health Plan transactions approved under the Health Insurance Portability and Accountability Act of 1996 (HIPAA) exceptions process.

Full Text

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<title>Federal Register, Volume 90 Issue 81 (Tuesday, April 29, 2025)</title>
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[Federal Register Volume 90, Number 81 (Tuesday, April 29, 2025)]
[Notices]
[Pages 17827-17828]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-07386]



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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Secretary

[CMS-0034-N]


Notification Regarding the Use of the Health Insurance 
Portability and Accountability Act of 1996 (HIPAA) Administrative 
Simplification Standards Exceptions Process by the Health Level Seven 
(HL7) International Da Vinci Project (Da Vinci) and the Availability of 
the Da Vinci Report

AGENCY: Office of the Secretary, Department of Health and Human 
Services (HHS).

ACTION: Notice.

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SUMMARY: This notice provides the public with information about the 
availability and location of the Health Level Seven (HL7) International 
Da Vinci Project (Da Vinci) Report, which includes test results from 
the use of alternative standards for Referral Certification and 
Authorization and Eligibility for Health Plan transactions approved 
under the Health Insurance Portability and Accountability Act of 1996 
(HIPAA) exceptions process.

FOR FURTHER INFORMATION CONTACT: Michael Cimmino (410) 786-6408.

SUPPLEMENTARY INFORMATION:

I. Background

    Under 45 CFR 162.940, an organization may request an exception from 
the use of a HIPAA standard to test a proposed modification to that 
standard. The purpose of the exception is to test how the proposed 
modification would be a significant improvement to the current 
standard. In its request, the requestor must explain how the proposed 
exception would do all the following:
    <bullet> Improve the efficiency and effectiveness of the health 
care system by leading to cost reductions for, or improvements in 
benefits from, electronic health care transactions.
    <bullet> Meet the needs of the health data standards user 
community, particularly health care providers, health plans, and health 
care clearinghouses.
    <bullet> Be uniform and consistent with the other standards adopted 
under 45 CFR part 162 (HIPAA Administrative Simplification) and, as 
appropriate, with other private and public sector health data 
standards.
    <bullet> Have low additional development and implementation costs 
relative to the benefits of using the standard.
    <bullet> Be supported by an ANSI-accredited SSO or other private or 
public organization that would maintain the standard over time.
    <bullet> Have timely development, testing, implementation, and 
updating procedures to achieve administrative simplification benefits 
faster.
    <bullet> Be technologically independent of the computer platforms 
and transmission protocols used in electronic health transactions, 
unless they are explicitly part of the standard.
    <bullet> Be precise, unambiguous, and as simple as possible.
    <bullet> Result in minimum data collection and paperwork burdens on 
users.
    <bullet> Incorporate flexibility to adapt more easily to changes in 
the health care infrastructure (such as new services, organizations, 
and provider types) and information technology.
    Additional information about the exception request and approval 
process can be found at: <a href="https://www.cms.gov/files/document/guidance-letter-exception-process.pdf">https://www.cms.gov/files/document/guidance-letter-exception-process.pdf</a>.
    Inquiries regarding the exception request and approval process can 
be sent to: <a href="/cdn-cgi/l/email-protection#4f0e2b222621263c3b3d2e3b26392a1c26223f232629262c2e3b2620210a372c2a3f3b2620210f2c223c6127273c61282039"><span class="__cf_email__" data-cfemail="2d6c49404443445e595f4c59445b487e44405d41444b444e4c5944424368554e485d594442436d4e405e0345455e034a425b">[email&#160;protected]</span></a>.

II. Exception Request

    On March 10, 2021, Health Level Seven (HL7) International Da Vinci 
Project (Da Vinci) submitted a request for an exception from the 
requirements to use the HIPAA-adopted standards for referral 
certification and authorization (PA) transactions (X12N 278 Version 
5010) and eligibility for a health plan (eligibility) transactions 
(X12N 270/271 Version 5010), at 45 CFR 162.1302(c) and 162.1202(c), 
respectively. Specifically, HL7 requested that the exception apply to 
Da Vinci member organizations designated as payers \1\ and their 
trading partners to allow them to use the HL7 Fast Healthcare 
Interoperability Resources (FHIR) Prior Authorization Support (PAS) 
Implementation Guide (IG) in conjunction with the HL7 FHIR Coverage 
Requirements Discovery (CRD) IG to determine if prior authorization 
(PA) is required, and for performing Payer Side PA based on the FHIR 
standards. These alternative standards reference the use of the HL7 
Documentation Templates and Rules (DTR) IG.
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    \1\ <a href="https://confluence.hl7.org/display/DVP/Da+Vinci+Project+Members">https://confluence.hl7.org/display/DVP/Da+Vinci+Project+Members</a>.
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III. Evaluation of the Exception Request

    In evaluating the request for the exception, we considered the 
following criteria, specified at 45 CFR 162.940(b): (1) whether the 
proposed modification represented a significant improvement to the 
current standard; (2) the extent and length of time of the exception; 
(3) consultations with designated standards maintenance organizations 
(DSMOs).
    We notified HL7 that its exception request was approved on April 
20, 2021, and provided details on the conditions for the approved 
exception, as required under 45 CFR 162.940(c)(1). The HIPAA exception 
allowed for Da Vinci member organizations designated as payers and 
their trading partners to use alternative HL7 FHIR standards to support 
prior authorization and eligibility transactions (for the CRD IG) 
without enforcement actions until April 14, 2024. The permitted 
alternative HL7 FHIR standards were as follows:
    <bullet> HL7 FHIR PAS IG.
    <bullet> HL7 FHIR CRD IG to determine if PA is required, and for 
performing Payer Side PA based on the FHIR standards.
    The exception permitted Da Vinci to use the HL7 FHIR Prior 
Authorization Support (PAS) Implementation Guide (IG) and the HL7 FHIR 
Coverage Requirements Discovery (CRD) IG to determine if PA is 
required, and for performing Payer Side PA based on the FHIR standards 
instead of the HIPAA-adopted standards for referral certification and 
authorization (prior authorization) transactions (X12N 278 Version 
5010) and eligibility for a health plan (eligibility) transactions 
(X12N 270/271 Version 5010), as required by 45 CFR 162.1302(c) and 
162.1202(c), respectively.

IV. Report of Results

    An organization that receives an exception under 45 CFR 162.940 
must submit to the National Standards Group (NSG) a report of its 
results, including a cost-benefit analysis, within 90 days after 
completing the test.\2\ Our approval letter specified that a report of 
the test results must be submitted to us by July 14, 2024, which was 
provided on June 25, 2024. Our approval letter for the exception 
request and the Da Vinci test results report are available at: <a href="https://confluence.hl7.org/display/DVP/Da+Vinci+HIPAA+Exception">https://confluence.hl7.org/display/DVP/Da+Vinci+HIPAA+Exception</a>.
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    \2\ See <a href="https://www.cms.gov/files/document/guidance-letter-exception-process.pdf">https://www.cms.gov/files/document/guidance-letter-exception-process.pdf</a>.
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V. Collection of Information Requirements

    This document does not impose information collection requirements, 
that is, reporting, recordkeeping or third-party disclosure 
requirements. Consequently, there is no need for review by the Office 
Management and Budget under the authority of the

[[Page 17828]]

Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35).

Robert F. Kennedy, Jr.,
Secretary, Department of Health and Human Services.
[FR Doc. 2025-07386 Filed 4-25-25; 4:15 pm]
BILLING CODE 4120-01-P


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