Notice2025-03542

Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Lubec Harbor Project in Lubec, Maine

Primary source

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Published
March 5, 2025

Issuing agencies

Commerce DepartmentNational Oceanic and Atmospheric Administration

Abstract

NMFS has received a request from Maine Department of Transportation (ME DOT) for authorization to take marine mammals incidental to Lubec Harbor Project in Lubec, Maine. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an incidental harassment authorization (IHA) to incidentally take marine mammals during the specified activities. NMFS is also requesting comments on a possible one-time, 1-year renewal that could be issued under certain circumstances and if all requirements are met, as described in Request for Public Comments at the end of this notice. NMFS will consider public comments prior to making any final decision on the issuance of the requested MMPA authorization and agency responses will be summarized in the final notice of our decision.

Full Text

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<title>Federal Register, Volume 90 Issue 42 (Wednesday, March 5, 2025)</title>
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[Federal Register Volume 90, Number 42 (Wednesday, March 5, 2025)]
[Notices]
[Pages 11262-11282]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-03542]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

[RTID 0648-XE442]


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Lubec Harbor Project in Lubec, 
Maine

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments on proposed authorization and possible renewal.

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SUMMARY: NMFS has received a request from Maine Department of 
Transportation (ME DOT) for authorization to take marine mammals 
incidental to Lubec Harbor Project in Lubec, Maine. Pursuant to the 
Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its 
proposal to issue an incidental harassment

[[Page 11263]]

authorization (IHA) to incidentally take marine mammals during the 
specified activities. NMFS is also requesting comments on a possible 
one-time, 1-year renewal that could be issued under certain 
circumstances and if all requirements are met, as described in Request 
for Public Comments at the end of this notice. NMFS will consider 
public comments prior to making any final decision on the issuance of 
the requested MMPA authorization and agency responses will be 
summarized in the final notice of our decision.

DATES: Comments and information must be received no later than April 4, 
2025.

ADDRESSES: Comments should be addressed to Jolie Harrison, Chief, 
Permits and Conservation Division, Office of Protected Resources, 
National Marine Fisheries Service and should be submitted via email to 
<a href="/cdn-cgi/l/email-protection#0d44595d23627a68637e4d63626c6c236a627b"><span class="__cf_email__" data-cfemail="d39a8783fdbca4b6bda093bdbcb2b2fdb4bca5">[email&#160;protected]</span></a>. Electronic copies of the application and supporting 
documents, as well as a list of the references cited in this document, 
may be obtained online at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>. In case of problems accessing these documents, please call 
the contact listed below.
    Instructions: NMFS is not responsible for comments sent by any 
other method, to any other address or individual, or received after the 
end of the comment period. Comments, including all attachments, must 
not exceed a 25-megabyte file size. All comments received are a part of 
the public record and will generally be posted online at <a href="https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act">https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act</a> without change. All personal identifying 
information (e.g., name, address) voluntarily submitted by the 
commenter may be publicly accessible. Do not submit confidential 
business information or otherwise sensitive or protected information.

FOR FURTHER INFORMATION CONTACT: Summer Owens, Office of Protected 
Resources, NMFS, and (301) 427-8401.

SUPPLEMENTARY INFORMATION:

Background

    The MMPA prohibits the ``take'' of marine mammals, with certain 
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to 
allow, upon request, the incidental, but not intentional, taking of 
small numbers of marine mammals by U.S. citizens who engage in a 
specified activity (other than commercial fishing) within a specified 
geographical region if certain findings are made and either regulations 
are proposed or, if the taking is limited to harassment, a notice of a 
proposed IHA is provided to the public for review.
    Authorization for incidental takings shall be granted if NMFS finds 
that the taking will have a negligible impact on the species or 
stock(s) and will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for taking for subsistence uses 
(where relevant). Further, NMFS must prescribe the permissible methods 
of taking and other ``means of effecting the least practicable adverse 
impact'' on the affected species or stocks and their habitat, paying 
particular attention to rookeries, mating grounds, and areas of similar 
significance, and on the availability of the species or stocks for 
taking for certain subsistence uses (referred to in shorthand as 
``mitigation''); and requirements pertaining to the monitoring and 
reporting of the takings. The definitions of all applicable MMPA 
statutory terms used above are included in the relevant sections below 
and can be found in section 3 of the MMPA (16 U.S.C. 1362) and NMFS 
regulations at 50 CFR 216.103.

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS must review our proposed action (i.e., the issuance of an IHA) 
with respect to potential impacts on the human environment.
    This action is consistent with categories of activities identified 
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or 
mortality) of the Companion Manual for NAO 216-6A, which do not 
individually or cumulatively have the potential for significant impacts 
on the quality of the human environment and for which we have not 
identified any extraordinary circumstances that would preclude this 
categorical exclusion. Accordingly, NMFS has preliminarily determined 
that the issuance of the proposed IHA qualifies to be categorically 
excluded from further NEPA review.

Summary of Request

    On August 29, 2024, NMFS received a request from ME DOT for an IHA 
to take marine mammals incidental to construction activities in Johnson 
Bay in Lubec, Maine. Following NMFS' review of the application, ME DOT 
submitted a revised version on December 19, 2024. The application was 
deemed adequate and complete on December 20, 2024. ME DOT's request is 
for take of five species of marine mammals, by Level B harassment only. 
Neither ME DOT nor NMFS expect serious injury or mortality to result 
from this activity and, therefore, an IHA is appropriate.

Description of Proposed Activity

Overview

    The Maine Department of Transportation and the Town of Lubec are 
planning to construct a boat launch and breakwater structure that would 
extend into Johnson Bay from the northern coast of Lubec. The Town was 
once one of Maine's most active commercial fishing ports, consisting of 
several large herring processing operations until the late 1970s. A 
collapse of the herring fishery led to the closure of those processing 
canneries; however, there is a rebound of the fishing industry in the 
area due to lobster fishing, shellfish harvesting, and growth of salmon 
farming. The project will address the lack of sheltered boat access and 
safe launch locations. The breakwater is expected to provide a 
sheltered area that mariners may launch behind and recover and moor 
their vessels during periods of inclement weather. This project is 
proposed in order to provide a safer harbor for the mariners and 
townspeople of Lubec.
    This construction project would include installation of a falsework 
platform, a pile supported platform (PSP), and two floating docks. The 
falsework platform will be installed using impact and vibratory pile 
driving, while the PSP and floating docks will require DTH (down the 
hole) drilling. ME DOT is requesting authorization of take by Level B 
harassment for five marine mammal species over an estimated 234 days of 
pile driving/drilling activities.

Dates and Duration

    In-water construction at the Lubec Harbor is planned to start in 
March 2025. The estimated maximum number of pile driving days is 234 
with a maximum of 24 installation days per month. The PSP and floating 
dock are estimated to include installation of half a pile per day, with 
each full pile taking 780 minutes (13 hours) to install. The falsework 
platform is estimated to include installation of five piles per day, 
each requiring 30 minutes of vibratory pile driving following 150 
impact hammer strikes per pile.

Specific Geographic Region

    The Town of Lubec is a coastal town on a peninsula in Maine that is

[[Page 11264]]

surrounded by the Johnson, South, and Cobscook Bays to the north, the 
Lubec and Quoddy Narrows and the United States-Canada border to the 
east, and the Gulf of Maine to the south. Construction will take place 
in Johnson Bay in Lubec, Maine. Previous efforts to install a marina at 
Lubec, consisting of floating docks and floating breakwater units, have 
failed. The excessive wind and wave action in Johnson Bay from severe 
northeast storms have contributed to destruction of valuable 
infrastructure.
    The estimated extent of area in which noise will exceed the 
relevant Level B harassment criterion, for DTH drilling only, extends 
into Canadian territorial waters. See the Estimated Take section for 
more detail. However, the MMPA does not apply in Canadian territorial 
waters. NMFS has calculated the expected level of incidental take in 
the entire activity area (including Canadian territorial waters) as 
part of the analysis supporting our preliminary determination under the 
MMPA that the activity will have a negligible impact on the affected 
species (see Estimated Take and Negligible Impact Analysis and 
Determination Sections). However, NMFS proposes to authorize only take 
that is expected to occur in U.S. territorial waters.

Detailed Description of the Specified Activity

    The proposed project will include vibratory pile driving and 
removal, impact pile driving, and DTH drilling to install the PSP, 
floating dock, and falsework platform. The falsework platform will 
require impact and vibratory pile driving of five temporary 14-inch 
steel H-piles. The falsework platform will be moved up to 13 times 
throughout the project. The vibratory hammer will be used to upend the 
piles and then vibrate them into the first few feet of the soil. The 
vibratory pile driving will take about 30 minutes per pile. Impact 
driving will be used to drive the pile to refusal and ensure the piles 
are properly placed in the bedrock. Impact driving will need about 150 
blows per pile. Due to the shallowness of the bedrock, the PSP will 
require DTH of seventy-two 36-inch steel pipe piles and take 144 days 
and up to 780 minutes (13 hours) per pile. The platform would extend 
from the breakwater and have a bay-side concrete wave screen to protect 
from wind and waves. The platform will also have a 28-foot wide travel 
lane for vehicles. The floating docks will require DTH drilling of 
thirty-two 24-30-inch steel pipe piles and take 64 days. These piles 
could range in size anywhere from 24 to 30 inches, but 30-inch is 
conservatively assumed for the purposes of this analysis. Floating dock 
1 is attached to PSP and directly shore-side, while floating dock 2 is 
located along the boat ramp and is connected to floating dock 1 along 
the shore-side of the breakwater and PSP complex. The following 
construction activities are anticipated for the project.

                                                   Table 1--Number and Types of Piles To Be Installed
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                          Vibratory  DTH drilling
                                                                  Number of    Impact     duration   duration per   Production
          Project component             Pile diameter and type      piles      strikes    per pile       pile      rate (piles    Days of installation
                                                                              per pile    (minutes)    (minutes)     per day)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pile Supported Platform..............  36'' steel pipe pile....          72  ..........  ..........           780          0.5  144.
Floating Docks.......................  24-30'' steel pipe pile.          32  ..........  ..........           780          0.5  64.
Falsework Platform...................  14'' steel H pile.......          65         150          30  ............            5  13 Install, 13 Removal.
                                                                ----------------------------------------------------------------------------------------
    Total............................  ........................         169  ..........  ..........  ............  ...........  234.
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Proposed mitigation, monitoring, and reporting measures are 
described in detail later in this document (please see Proposed 
Mitigation and Proposed Monitoring and Reporting).

Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the application summarize available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history of the potentially affected species. NMFS 
fully considered all of this information, and we refer the reader to 
these descriptions, instead of reprinting the information. Additional 
information regarding population trends and threats may be found in 
NMFS' Stock Assessment Reports (SARs; <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments</a>) and 
more general information about these species (e.g., physical and 
behavioral descriptions) may be found on NMFS' website (<a href="https://www.fisheries.noaa.gov/find-species">https://www.fisheries.noaa.gov/find-species</a>).
    Table 2 lists all species or stocks for which take is expected and 
proposed to be authorized for this activity and summarizes information 
related to the population or stock, including regulatory status under 
the MMPA and Endangered Species Act (ESA) and potential biological 
removal (PBR), where known. PBR is defined by the MMPA as the maximum 
number of animals, not including natural mortalities, that may be 
removed from a marine mammal stock while allowing that stock to reach 
or maintain its optimum sustainable population (as described in NMFS' 
SARs). While no serious injury or mortality is anticipated or proposed 
to be authorized here, PBR and annual serious injury and mortality (M/
SI) from anthropogenic sources are included here as gross indicators of 
the status of the species or stocks and other threats.
    Marine mammal abundance estimates presented in this document 
represent the total number of individuals that make up a given stock or 
the total number estimated within a particular study or survey area. 
NMFS' stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprises that stock. For some species, this geographic area may extend 
beyond U.S. waters. All managed stocks in this region are assessed in 
NMFS' U.S. Atlantic SARs. All values presented in table 2 are the most 
recent available at the time of publication and are available online 
at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments</a>.

[[Page 11265]]



                                            Table 2--Species Likely Affected by the Specified Activities \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                         ESA/ MMPA status;   Stock abundance (CV,
             Common name                  Scientific name               Stock             strategic (Y/N)      Nmin, most recent       PBR     Annual M/
                                                                                                \2\          abundance survey) \3\               SI \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                 Order Artiodactyla--Cetacea--Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae (rorquals):
    Minke Whale.....................  Balaenoptera             Canadian Eastern         -, -, N             21,968 (0.31, 17,002,         170        9.4
                                       acutorostrata.           Coastal.                                     2021).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                  Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
    Atlantic White-Sided Dolphin....  Lagenorhynchus acutus..  Western N Atlantic.....  -, -, N             93,233 (0.71, 54,443,         544         28
                                                                                                             2021).
    Common Dolphin..................  Delphinus delphis......  Western N Atlantic.....  -, -, N             93,100 (0.56, 59,897,       1,452        414
                                                                                                             2021).
Family Phocoenidae (porpoises):
    Harbor Porpoise.................  Phocoena phocoena......  Gulf of Maine/Bay of     -, -, N             85,765 (0.53, 56,420,         649        145
                                                                Fundy.                                       2021).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                               Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
    Gray Seal.......................  Halichoerus grypus.....  Western N Atlantic.....  -, -, N             27,911 (0.20, 23,624,       1,512      4,570
                                                                                                             2021).
    Harbor Seal.....................  Phoca vitulina.........  Western N Atlantic.....  -, -, N             61,336 (0.08, 57,637,       1,729        339
                                                                                                             2018).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
  (<a href="https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/">https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/</a>).
\2\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
  under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
  exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\3\ NMFS marine mammal stock assessment reports online at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region</a>. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike). Annual M/SI (mortality/serious injury) often cannot be determined precisely and is in some cases presented as a
  minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.

    As indicated above, all six species (with six managed stocks) in 
table 2 temporally and spatially co-occur with the activity to the 
degree that take is reasonably likely to occur. All species that could 
potentially occur in the proposed project area are included in table 3 
of the IHA application. While fin whales, humpback whales, North 
Atlantic right whales, sei whales, sperm whales, Atlantic spotted 
dolphins, Risso's dolphins, common bottlenose dolphins, harp seals, and 
hooded seals have been documented in the area, the temporal and/or 
spatial occurrence of these species is such that take is not expected 
to occur. Those species occur in the Gulf of Maine (GOM), but are 
mainly migratory and/or present offshore and therefore should not be 
present in the project area. Given that the project location is 
situated in Johnson Bay, which is characterized by less than 15 meters 
(m) of water depth and is separated from the GOM by the Lubec and 
Quoddy Narrows, species which prefer deeper water (e.g., sperm whale, 
Risso's dolphin, and hooded seal) are unlikely to occur in the Project 
Area. Additionally, none of the 10 species mentioned above were 
observed during the Eastport Breakwater Project (<a href="https://www.fisheries.noaa.gov/action/incidental-take-authorization-maine-dot-eastport-breakwater-project">https://www.fisheries.noaa.gov/action/incidental-take-authorization-maine-dot-eastport-breakwater-project</a>), and they are not discussed further beyond 
the explanation provided here.

Minke Whale

    Minke whales in the area are from the Canadian Eastern Coastal 
stock. Minke whales migrate seasonally and can be found both inshore 
and offshore (NOAA Fisheries 2022). They are a cosmopolitan species and 
can be found anywhere from polar, temperate, to tropical waters. Minke 
whales are most commonly seen in Maine from June through September when 
they are feeding and breeding (New England Eco Adventures 2023). During 
the Eastport Breakwater Project from 2015-2017, 28 minke whales were 
observed during the 2015-2016 construction season NOAA Fisheries 2017).

Atlantic White-Sided Dolphin

    Atlantic white-sided dolphins in the area would be from the North 
Atlantic stock. Atlantic white-sided dolphins have documented seasonal 
movements, including shifting inshore and northwards in the summer, 
then shifting offshore and southwards in the winter (NOAA Fisheries 
2022). Atlantic white-sided dolphins are most commonly in the GOM in 
late spring, summer, and fall (MARCO n.d.; NROC 2023), and are 
typically found from Georges Bank north to the GOM from June through 
September (BOEM 2013). During the Eastport Breakwater Project from 2015 
to 2017 there were no Atlantic white-sided dolphins observed (NOAA 
2017).
    The Western North Atlantic stock of Atlantic white-sided dolphins 
ranges from Greenland to North Carolina. A current trend analysis has 
not been conducted for this stock (Waring et al. 2016). Any Atlantic 
white-sided dolphins encountered during the proposed project would 
likely be part of the GOM population and are most common in continental 
shelf waters from Hudson Canyon (approximately 39[deg] N) to Georges 
Bank, and in the GOM and lower Bay of Fundy (Waring et al. 2016). 
During January to May, low numbers of white-sided dolphins are found 
from Georges Bank to Jeffrey's Ledge (off New Hampshire), with even 
lower numbers south of Georges Bank (Waring et al. 2016). From June 
through September, large numbers of white-sided dolphins are found from 
Georges Bank to the lower Bay of Fundy. From October to December, 
white-sided dolphins occur at intermediate densities from southern 
Georges Bank to southern GOM (Payne and Heinemann 1990 as cited in 
Waring et al. 2016). Atlantic white-sided dolphins are found in 
temperate and sub-polar waters,

[[Page 11266]]

primarily in continental shelf waters to the 100-m contour and exhibit 
seasonal movements between inshore northern waters and southern 
offshore waters (Waring et al. 2016).

Common Dolphin

    Common dolphins in the area would be from the western North 
Atlantic stock. Common dolphins have a seasonal migration pattern, 
usually spending January to May from Cape Hatteras to Georges Bank 
(Hain et al. 1981; CETAP 1982; Payne et al. 1984). From mid-summer to 
autumn the species moves from Georges Bank, the GOM, and the Scotian 
Shelf. The species will be most prevalent in the project area from late 
summer to fall when they are most common in the GOM (NOAA Fisheries 
2022). No common dolphins were observed during the Eastport Breakwater 
Project from 2015 to 2017 (NOAA 2017).

Harbor Porpoise

    Harbor porpoises in the area would be from the GOM/Bay of Fundy 
Stock. July through September harbor porpoises can be found in the 
northern GOM, southern Bay of Fundy, and the southern tip of Nova 
Scotian waters less than 150 m deep (Gaskin 1977; Kraus et al. 1983; 
Palka 1995). They are more widely dispersed from Maine to New Jersey 
during fall and spring. During the winter, they can be found as far 
south as North Carolina (NOAA Fisheries 2022). Harbor porpoises were 
the most commonly observed cetacean during the Eastport Breakwater 
project, observing 76 in the 2015-2016 project season (NOAA 2017).
    In the Western North Atlantic, the harbor porpoise stock is found 
in U.S. and Canadian Atlantic waters. Any harbor porpoises encountered 
during the proposed project would be part of the Gulf of Maine-Bay of 
Fundy stock. A current trend analysis has not been conducted for this 
stock (Waring et al. 2016). During the winter months (January to 
March), medium densities are found in waters off of New Brunswick, 
Canada to NY. During the spring (April to June) and fall (October to 
December), harbor porpoises are widely dispersed from ME to NJ, with 
lower densities farther north and south (Waring et al. 2016). In the 
summer (July to September), harbor porpoises are concentrated in the 
northern Gulf of Maine and southern Bay of Fundy region, generally in 
waters less than 150 m deep (Gaskin 1977; Kraus et al. 1983; Palka 
1995a, 1995b as cited in Waring et al. 2016), with a few sightings in 
the upper Bay of Fundy and on Georges Bank (Palka 2000 as cited in 
Waring et al. 2016). Harbor porpoises reside in northern temperate and 
subarctic coastal and offshore waters. They are commonly found in bays, 
estuaries, harbors, and fjords less than 200 m (650 feet) deep.

Gray Seal

    Gray seals in the area would be from the Western North Atlantic 
stock which ranges from New Jersey to Labrador (Davies 1957; Mansfield 
1966; Katona et al. 1993; Lesage and Hammill 2001). Pupping occurs in 
January and February and mainly occurs on rocky ledges in Maine (Kenny 
2020). Over the past 30 years, gray seal pupping has increased in Maine 
and Massachusetts (MA) (Wood et al. 2019), with 515 pups observed 
between 2 sites in Maine 2008 (Kenny 2020), and 2 more additional 
pupping sights identified in 2010 (Waring et al. 2010). After the 
breeding season in January and February, gray seals have a pelagic 
feeding period February through April, and then a molting period in 
which they are hauled-out May through June (Kenny 2020). Harbor seals 
and gray seals are frequently observed together (NOAA Fisheries 2022) 
which is why in the Eastport monitoring project harbor and gray seal 
observations were combined. During the 2015-2016 construction period, 
916 harbor seals and gray seals were observed in the area (Maine DOT 
2017). According to NMFS Northeast Fisheries Science Center (NEFSC), 
there are two nearby haulouts, Quoddy Narrow Rocks and Spectacle Island 
Ledge 2 (NEFSC 2025), but overall gray seals are not as commonly seen 
in the project area as harbor seals.

Harbor Seal

    Harbor seals in the project area would be from the Western North 
Atlantic stock (Katona et al. 1993). This stock can be found from 
Canada to the northern United States, but they mainly reside and 
reproduce in Maine where they can be found year-round (Hayes et al. 
2023). The number of harbor seals will likely increase in the project 
area before and during pupping season which usually occurs May through 
June (Temte et al. 1991, NOAA Fisheries 2021, Marine Mammals of Maine 
2024). As previously mentioned, harbor seals and gray seals are 
generally observed together, so their observations were combined in the 
Eastport Breakwater Project. During the 2015-2016 construction period, 
916 harbor seals and gray seals were observed, and during the 2016-2017 
project season, 44 harbor seals were observed (NOAA 2017).
    On the east coast, harbor seals range from the Canadian Arctic to 
southern New England, New York, and occasionally the Carolinas. Seals 
are year-round inhabitants of the coastal waters of Maine and eastern 
Canada (Katona et al. 1993 as cited in Waring et al. 2016). Harbor 
seals can be observed year-round in Cobscook Bay. According to NEFSC, 
between 2010 and 2018 there was an average of 550 adults harbor seals 
observed and around 100 pups observed each year in Cobscook Bay 
(Sigourney et al. 2021).

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals 
underwater, and exposure to anthropogenic sound can have deleterious 
effects. To appropriately assess the potential effects of exposure to 
sound, it is necessary to understand the frequency ranges marine 
mammals are able to hear. Not all marine mammal species have equal 
hearing capabilities (e.g., Richardson et al. 1995; Wartzok and Ketten, 
1999; Au and Hastings, 2008). To reflect this, Southall et al. (2007, 
2019) recommended that marine mammals be divided into hearing groups 
based on directly measured (behavioral or auditory evoked potential 
techniques) or estimated hearing ranges (behavioral response data, 
anatomical modeling, etc.). Subsequently, NMFS (2024) updated 
generalized hearing ranges for these marine mammal hearing groups. 
Generalized hearing ranges were chosen based on the ~65 decibel (dB) 
threshold from composite audiograms, previous analyses in NMFS (2018), 
and/or data from Southall et al. (2007) and Southall et al. (2019). 
Marine mammal hearing groups and their associated hearing ranges are 
provided in table 3.

[[Page 11267]]



                  Table 3--Marine Mammal Hearing Groups
                               [NMFS 2024]
------------------------------------------------------------------------
               Hearing group                 Generalized hearing range *
------------------------------------------------------------------------
                               Underwater
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen         7 Hz to 36 kHz.
 whales).
High-frequency (HF) cetaceans (dolphins,     150 Hz to 160 kHz.
 toothed whales, beaked whales, bottlenose
 whales).
Very High-frequency (VHF) cetaceans (true    200 Hz to 165 kHz.
 porpoises, Kogia, river dolphins,
 Cephalorhynchid, Lagenorhynchus cruciger &
 L. australis).
Phocid pinnipeds (PW) (underwater) (true     40 Hz to 90 kHz.
 seals).
Otariid pinnipeds (OW) (underwater) (sea     60 Hz to 68 kHz.
 lions and fur seals).
------------------------------------------------------------------------
                                 In-Air
------------------------------------------------------------------------
Phocid pinnipeds (PA) (true seals).........  42 Hz to 52 kHz.
Otariid pinnipeds (OA) (sea lions and fur    90 Hz to 40 kHz.
 seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
  composite (i.e., all species within the group), where individual
  species' hearing ranges may not be as broad. Generalized hearing range
  chosen based on ~65 dB threshold from composite audiogram, previous
  analysis in NMFS 2018, and/or data from Southall et al. 2007; Southall
  et al. 2019. Additionally, animals are able to detect very loud sounds
  above and below that ``generalized'' hearing range.

    For more detail concerning these groups and associated frequency 
ranges, please see NMFS (2024) for a review of available information.

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    This section provides a discussion of the ways in which components 
of the specified activity may impact marine mammals and their habitat. 
The Estimated Take of Marine Mammals section later in this document 
includes a quantitative analysis of the number of individuals that are 
expected to be taken by this activity. The Negligible Impact Analysis 
and Determination section considers the content of this section, the 
Estimated Take of Marine Mammals section, and the Proposed Mitigation 
section, to draw conclusions regarding the likely impacts of these 
activities on the reproductive success or survivorship of individuals 
and whether those impacts are reasonably expected to, or reasonably 
likely to, adversely affect the species or stock through effects on 
annual rates of recruitment or survival.

Description of Sound Sources

    The marine soundscape is comprised of both ambient and 
anthropogenic sounds. Ambient sound is defined as the all-encompassing 
sound in a given place and is usually a composite of sound from many 
sources both near and far (ANSI 1995). The sound level of an area is 
defined by the total acoustical energy being generated by known and 
unknown sources. These sources may include physical (e.g., waves, wind, 
precipitation, earthquakes, ice, atmospheric sound), biological (e.g., 
sounds produced by marine mammals, fish, and invertebrates), and 
anthropogenic sound (e.g., vessels, dredging, aircraft, construction).
    The sum of the various natural and anthropogenic sound sources at 
any given location and time which comprise ``ambient'' or 
``background'' sound depends not only on the source levels (as 
determined by current weather conditions and levels of biological and 
shipping activity) but also on the ability of sound to propagate 
through the environment. In turn, sound propagation is dependent on the 
spatially and temporally varying properties of the water column and sea 
floor, and is frequency-dependent. As a result of the dependence on a 
large number of varying factors, ambient sound levels can be expected 
to vary widely over both coarse and fine spatial and temporal scales. 
Sound levels at a given frequency and location can vary by 10-20 dB 
from day to day (Richardson et al., 1995). The result is that, 
depending on the source type and its intensity, sound from the 
specified activities may be a negligible addition to the local 
environment or could form a distinctive signal that may affect marine 
mammals.
    In-water construction activities associated with the project would 
include impact pile driving, vibratory pile driving, vibratory pile 
removal, and DTH drilling. The sounds produced by these activities fall 
into one of two general sound types: impulsive and non-impulsive. 
Impulsive sounds (e.g., explosions, gunshots, sonic booms, impact pile 
driving) are typically transient, brief (less than 1 second), 
broadband, and consist of high peak sound pressure with rapid rise time 
and rapid decay (ANSI, 1986; NIOSH, 1998; ANSI, 2005; NMFS, 2024). Non-
impulsive sounds (e.g., aircraft, machinery operations such as drilling 
or dredging, vibratory pile driving, and active sonar systems) can be 
broadband, narrowband or tonal, brief or prolonged (continuous or 
intermittent), and typically do not have the high peak sound pressure 
with rapid rise/decay time that impulsive sounds do (ANSI, 1995; NIOSH, 
1998; NMFS, 2024). The distinction between these two sound types is 
important because they have differing potential to cause physical 
effects, particularly with regard to hearing (e.g., Southall et al. 
2007).
    Three types of hammers would be used on this project: impact, 
vibratory, and DTH. Impact hammers operate by repeatedly dropping and/
or pushing a heavy piston onto a pile to drive the pile into the 
substrate. Sound generated by impact hammers is characterized by rapid 
rise times and high peak levels, a potentially injurious combination 
(Hastings and Popper, 2005). Vibratory hammers install piles by 
vibrating them and allowing the weight of the hammer to push them into 
the sediment. Vibratory hammers produce significantly less sound than 
impact hammers. Peak Sound Pressure Levels (SPLs) may be 180 dB or 
greater, but are generally 10 to 20 dB lower than SPLs generated during 
impact pile driving of the same-sized pile (Oestman et al., 2009). Rise 
time is slower, reducing the probability and severity of injury, and 
sound energy is distributed over a greater amount of time (Nedwell and 
Edwards, 2002; Carlson et al., 2005). A DTH hammer is essentially a 
drill bit that drills through the bedrock using a rotating function 
like a normal drill, in concert with a hammering mechanism operated by 
a pneumatic (or sometimes

[[Page 11268]]

hydraulic) component integrated into to the DTH hammer to increase 
speed of progress through the substrate (i.e., it is similar to a 
``hammer drill'' hand tool). The sounds produced by the DTH method 
contain both a continuous, non-impulsive component from the drilling 
action and an impulsive component from the hammering effect. Therefore, 
we treat DTH systems as both impulsive and continuous, non-impulsive 
sound source types simultaneously.
    Potential or likely impacts on marine mammals from ME DOT's 
proposed construction include both non-acoustic and acoustic stressors. 
Non-acoustic stressors include the physical presence of equipment, 
vessels, and personnel. However, impacts from ME DOT's proposed 
construction is expected to primarily be acoustic in nature. Expected 
stressors from ME DOT's proposed activities are expected to be a result 
of heavy equipment operation for impact driving, DTH drilling, and 
vibratory driving and removal.

Acoustic Impact

    The introduction of anthropogenic noise into the aquatic 
environment from pile driving and removal and DTH equipment is the 
primary means by which marine mammals may be harassed from ME DOT's 
specified activities. In general, animals exposed to natural or 
anthropogenic sound may experience behavioral, physiological, and/or 
physical effects, ranging in magnitude from none to severe (Southall et 
al., 2007). Generally, exposure to pile driving and removal and DTH 
noise has the potential to result in behavioral reactions (e.g., 
avoidance, temporary cessation of foraging and vocalizing, changes in 
dive behavior) and, in limited cases, auditory threshold shifts (TS). 
Exposure to anthropogenic noise can also lead to non-observable 
physiological responses such as an increase in stress hormones. 
Additional noise in a marine mammal's habitat can mask acoustic cues 
used by marine mammals to carry out daily functions such as 
communication and predator and prey detection. The effects of pile 
driving and removal and DTH noise on marine mammals are dependent on 
several factors, including but not limited to sound type (e.g., 
impulsive vs. non-impulsive), the species, age and sex class (e.g., 
adult male vs. mother with calf), duration of exposure, the distance 
between the pile and the animal, received levels, behavior at time of 
exposure, and previous history with exposure (Wartzok et al., 2003; 
Southall et al., 2007). Here we discuss physical auditory effects (TSs) 
followed by behavioral effects and potential impacts on habitat.
    NMFS defines a noise-induced TS as a change, usually an increase, 
in the threshold of audibility at a specified frequency or portion of 
an individual's hearing range above a previously established reference 
level (NMFS, 2024). The amount of TS is customarily expressed in dB. A 
TS can be permanent or temporary. As described in NMFS (2024), there 
are numerous factors to consider when examining the consequence of TS, 
including, but not limited to, the signal temporal pattern (e.g., 
impulsive or non-impulsive), likelihood an individual would be exposed 
for a long enough duration or to a high enough level to induce a TS, 
the magnitude of the TS, time to recovery (seconds to minutes or hours 
to days), the frequency range of the exposure (i.e., spectral content), 
the hearing and vocalization frequency range of the exposed species 
relative to the signal's frequency spectrum (i.e., how animal uses 
sound within the frequency band of the signal; e.g., Kastelein et al., 
2014), and the overlap between the animal and the source (e.g., 
spatial, temporal, and spectral).
    Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent, 
irreversible increase in the threshold of audibility at a specified 
frequency or portion of an individual's hearing range above a 
previously established reference level (NMFS, 2024). Available data 
from humans and other terrestrial mammals indicate that a 40 dB TS 
approximates PTS onset (Ward et al., 1958; Ward et al., 1959; Ward, 
1960; Kryter et al., 1966; Miller, 1974; Henderson et al., 2008). PTS 
levels for marine mammals are estimates, because there are limited 
empirical data measuring PTS in marine mammals (e.g., Kastak et al., 
2008), largely due to the fact that, for various ethical reasons, 
experiments involving anthropogenic noise exposure at levels inducing 
PTS are not typically pursued or authorized (NMFS, 2024).
    Temporary Threshold Shift (TTS)--NMFS defines TTS as a temporary, 
reversible increase in the threshold of audibility at a specified 
frequency or portion of an individual's hearing range above a 
previously established reference level (NMFS, 2024). Based on data from 
cetacean TTS measurements (Southall et al., 2007), a TTS of 6 dB is 
considered the minimum TS clearly larger than any day-to-day or 
session-to-session variation in a subject's normal hearing ability 
(Schlundt et al., 2000; Finneran et al., 2000; Finneran et al., 2002). 
As described in Finneran (2016), marine mammal studies have shown the 
amount of TTS increases with cumulative sound exposure level 
(SEL<INF>cum</INF>) in an accelerating fashion: At low exposures with 
lower SEL<INF>cum,</INF> the amount of TTS is typically small and the 
growth curves have shallow slopes. At exposures with higher 
SEL<INF>cum,</INF> the growth curves become steeper and approach linear 
relationships with the noise SEL.
    Depending on the degree (elevation of threshold in dB), duration 
(i.e., recovery time), and frequency range of TTS, and the context in 
which it is experienced, TTS can have effects on marine mammals ranging 
from discountable to serious (similar to those discussed in Masking, 
below). For example, a marine mammal may be able to readily compensate 
for a brief, relatively small amount of TTS in a non-critical frequency 
range that takes place during a time when the animal is traveling 
through the open ocean, where ambient noise is lower and there are not 
as many competing sounds present. Alternatively, a larger amount and 
longer duration of TTS sustained during time when communication is 
critical for successful mother/calf interactions could have more 
serious impacts. We note that reduced hearing sensitivity as a simple 
function of aging has been observed in marine mammals, as well as 
humans and other taxa (Southall et al., 2007), so we can infer that 
strategies exist for coping with this condition to some degree, though 
likely not without cost.
    Currently, TTS data only exist for four species of cetaceans 
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus 
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena 
asiaeorientalis) and five species of pinnipeds exposed to a limited 
number of sound sources (i.e., mostly tones and octave-band noise) in 
laboratory settings (Finneran, 2015). TTS was not observed in trained 
spotted (Phoca largha) and ringed (Pusa hispida) seals exposed to 
impulsive noise at levels matching previous predictions of TTS onset 
(Reichmuth et al., 2016). In general, harbor seals and harbor porpoises 
have a lower TTS onset than other measured pinniped or cetacean species 
(Finneran, 2015). Additionally, the existing marine mammal TTS data 
come from a limited number of individuals within these species. No data 
are available on noise-induced hearing loss for mysticetes. For 
summaries of data on TTS in marine mammals or for further discussion of 
TTS onset thresholds, please see Southall et al. (2007), Finneran and 
Jenkins (2012), Finneran (2015), and table 4 in NMFS Updated Acoustic 
Guidance (2024).

[[Page 11269]]

    Activities for this project include impact and vibratory pile 
driving, vibratory pile removal, and DTH drilling. There would likely 
be pauses in activities producing the sound during each day. Given 
these pauses and the fact that many marine mammals are likely moving 
through the project areas and not remaining for extended periods of 
time, the potential for TS declines.
    Behavioral Effects--Behavioral disturbance may include a variety of 
effects, including subtle changes in behavior (e.g., minor or brief 
avoidance of an area or changes in vocalizations), more conspicuous 
changes in similar behavioral activities, and more sustained and/or 
potentially severe reactions, such as displacement from or abandonment 
of high-quality habitat. Behavioral responses to sound are highly 
variable and context-specific, and any reactions depend on numerous 
intrinsic and extrinsic factors (e.g., species, state of maturity, 
experience, current activity, reproductive state, auditory sensitivity, 
time of day), as well as the interplay between factors (e.g., 
Richardson et al., 1995; Wartzok et al., 2003; Southall et al., 2007; 
Weilgart, 2007; Archer et al., 2010). Behavioral reactions can vary not 
only among individuals but also within an individual, depending on 
previous experience with a sound source, context, and numerous other 
factors (Ellison et al., 2012), and can vary depending on 
characteristics associated with the sound source (e.g., whether it is 
moving or stationary, number of sources, distance from the source). 
Please see appendices B-C of Southall et al. (2007) for a review of 
studies involving marine mammal behavioral responses to sound.
    Habituation can occur when an animal's response to a stimulus wanes 
with repeated exposure, usually in the absence of unpleasant associated 
events (Wartzok et al., 2003). It is important to note that habituation 
is appropriately considered as a ``progressive reduction in response to 
stimuli that are perceived as neither aversive nor beneficial,'' rather 
than as, more generally, moderation in response to human disturbance 
(Bejder et al., 2009). Animals are most likely to habituate to sounds 
that are predictable and unvarying. The opposite process is 
sensitization, when an unpleasant experience leads to subsequent 
responses, often in the form of avoidance, at a lower level of 
exposure.
    Available studies show wide variation in response to underwater 
sound; therefore, it is difficult to predict specifically how any given 
sound in a particular instance might affect marine mammals perceiving 
the signal. If a marine mammal does react briefly to an underwater 
sound by changing its behavior or moving a small distance, the impacts 
of the change are unlikely to be significant to the individual, let 
alone the stock or population. However, if a sound source displaces 
marine mammals from an important feeding or breeding area for a 
prolonged period, impacts on individuals and populations could be 
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC, 
2005). However, there are broad categories of potential response, which 
we describe in greater detail here, that include alteration of dive 
behavior, alteration of foraging behavior, effects to breathing, 
interference with or alteration of vocalization, avoidance, and flight.
    Changes in dive behavior can vary widely, and may consist of 
increased or decreased dive times and surface intervals as well as 
changes in the rates of ascent and descent during a dive (e.g., Frankel 
and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et 
al., 2004; Goldbogen et al., 2013). Variations in dive behavior may 
reflect interruptions in biologically significant activities (e.g., 
foraging) or they may be of little biological significance. The impact 
of an alteration to dive behavior resulting from an acoustic exposure 
depends on what the animal is doing at the time of the exposure and the 
type and magnitude of the response.
    Disruption of feeding behavior can be difficult to correlate with 
anthropogenic sound exposure, so it is usually inferred by observed 
displacement from known foraging areas, the appearance of secondary 
indicators (e.g., bubble nets or sediment plumes), or changes in dive 
behavior. As for other types of behavioral response, the frequency, 
duration, and temporal pattern of signal presentation, as well as 
differences in species sensitivity, are likely contributing factors to 
differences in response in any given circumstance (e.g., Croll et al., 
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al., 2007; 
Melc[oacute]n et al., 2012). In addition, behavioral state of the 
animal plays a role in the type and severity of a behavioral response, 
such as disruption to foraging (e.g., Wensveen et al., 2017). An 
evaluation of whether foraging disruptions would be likely to incur 
fitness consequences considers temporal and spatial scale of the 
activity in the context of the available foraging habitat and, in more 
severe cases may necessitate consideration of information on or 
estimates of the energetic requirements of the affected individuals and 
the relationship between prey availability, foraging effort and 
success, and the life history stage of the animal.
    Masking--Sound can disrupt behavior through masking, or interfering 
with, an animal's ability to detect, recognize, or discriminate between 
acoustic signals of interest (e.g., those used for intraspecific 
communication and social interactions, prey detection, predator 
avoidance, navigation; Richardson et al. 1995). Masking occurs when the 
receipt of a sound is interfered with by another coincident sound at 
similar frequencies and at similar or higher intensity, and may occur 
whether the sound is natural (e.g., snapping shrimp, wind, waves, 
precipitation) or anthropogenic (e.g., pile driving, shipping, sonar, 
seismic exploration) in origin. The ability of a noise source to mask 
biologically important sounds depends on the characteristics of both 
the noise source and the signal of interest (e.g., signal-to-noise 
ratio, temporal variability, direction), in relation to each other and 
to an animal's hearing abilities (e.g., sensitivity, frequency range, 
critical ratios, frequency discrimination, directional discrimination, 
age or TTS hearing loss), and existing ambient noise and propagation 
conditions. Masking of natural sounds can result when human activities 
produce high levels of background sound at frequencies important to 
marine mammals. Conversely, if the background level of underwater sound 
is high (e.g., on a day with strong wind and high waves), an 
anthropogenic sound source would not be detectable as far away as would 
be possible under quieter conditions and would itself be masked.
    Airborne Acoustic Effects--Pinnipeds that occur near the project 
site could be exposed to airborne sounds associated with pile driving 
and removal that have the potential to cause behavioral harassment, 
depending on their distance from pile driving activities. Cetaceans are 
not expected to be exposed to airborne sounds that would result in 
harassment as defined under the MMPA.
    Airborne noise would primarily be an issue for pinnipeds that are 
swimming near the project site within the range of noise levels 
exceeding the acoustic thresholds. We recognize that pinnipeds in the 
water could be exposed to airborne sound that may result in behavioral 
harassment when looking with their heads above water. Most likely, 
airborne sound would cause behavioral responses similar to those 
discussed above in relation to underwater sound. For instance, 
anthropogenic sound could cause pinnipeds to exhibit changes in their

[[Page 11270]]

normal behavior, such as reduction in vocalizations, or cause them to 
temporarily abandon the area and move further from the source. However, 
these animals would previously have been ``taken'' because of exposure 
to underwater sound above the behavioral harassment thresholds, which 
are in all cases larger than those associated with airborne sound. 
Thus, the behavioral harassment of these animals is already accounted 
for in these estimates of potential take. Therefore, we do not believe 
that authorization of incidental take resulting from airborne sound for 
pinnipeds is warranted, and airborne sound is not discussed further 
here.

Anticipated Effects on Marine Mammal Habitat

    The proposed activities at the project site would not result in 
permanent impacts to habitats used directly by marine mammals, such as 
haul-out sites, but may have potential short-term impacts to food 
sources such as forage fish. There are no rookeries or major haul-out 
sites nearby, foraging hotspots, or other ocean bottom structures of 
significant biological importance to marine mammals that may be present 
in the marine waters in the vicinity of the project area. Therefore, 
the main impact issue associated with the proposed activity would be 
temporarily elevated sound levels and the associated direct effects on 
marine mammals, as discussed previously in this document. The most 
likely impact to marine mammal habitat occurs from pile driving effects 
on likely marine mammal prey (i.e., fish) near the pier and minor 
impacts to the immediate substrate during installation of piles and 
removal of the old structure during the breakwater replacement project.

In-Water Construction Effect on Potential Foraging Habitat

    Benthic communities at the Project site would be disturbed by 
construction of the Project due to seabed-disturbing activities such as 
impact pile driving, vibratory driving, DTH drilling, and vessel 
anchoring and spudding. However, the footprint of direct benthic 
disturbances (about 0.0142 km\2\) is relatively small when compared to 
the rest of Johnson Bay (about 11.53 km\2\) and the larger area of 
available, suitable, marine mammal habitat. Benthic disturbance is not 
expected to result in a significant permanent loss or alteration of 
habitat for marine mammals or their prey. The greatest potential impact 
on marine mammal habitat resulting from construction of the project 
would be the temporary loss of habitat, short-term displacement, and 
decrease in availability of prey due to elevated noise levels and 
localized increased turbidity associated with pile installation 
activities.
    In-water pile driving and drilling activities associated with the 
project will result in short-term increases in underwater noise levels. 
Underwater sounds could have physiological and behavioral impacts on 
fish, which are a primary dietary component of the marine mammals 
discussed in this application. Additionally, pile installation and 
vessel anchoring/spudding could cause temporary increases in turbidity 
and loss of bottom habitat, which could impact fish, in addition to the 
potential for direct injury or mortality to bottom-dwelling species 
within the limits of disturbance. Given that the construction schedule 
for the project is limited to 234 days of activity, permanent 
deterrence of fish from the area for foraging would not occur. In 
addition, noise impacts would be localized to the immediate vicinity of 
the breakwater and associated project components. Similar habitat is 
found throughout the surrounding bays; it is anticipated that displaced 
fish species would find suitable habitat nearby during active 
construction. Based on the short duration of pile driving and drilling 
activities, the abundance of available fish habitat adjacent to the 
project site, and implementation of mitigation and minimization 
measures, impacts on fish and thereby cetacean foraging from in-water 
construction would be short term and minor.

Effects on Potential Prey

    Construction activities would produce both impulsive (i.e., impact 
pile driving and DTH) and continuous (i.e., vibratory pile driving and 
DTH) sounds. Fish react to sounds which are especially strong and/or 
intermittent low-frequency sounds. Short duration, sharp sounds can 
cause overt or subtle changes in fish behavior and local distribution. 
Hastings and Popper (2005, 2009) identified several studies that 
suggest fish may relocate to avoid certain areas of sound energy. 
Additional studies have documented effects of pile driving (or other 
types of continuous sounds) on fish, although several are based on 
studies in support of large, multiyear bridge construction projects 
(e.g., Scholik and Yan 2001, 2002; Popper and Hastings 2009). Sound 
pulses at received levels of 160 dB re 1 [mu]Pa may cause subtle 
changes in fish behavior. SPLs of 180 dB may cause noticeable changes 
in behavior (Pearson et al. 1992; Skalski et al. 1992). SPLs of 
sufficient strength may cause injury to fish and fish mortality. The 
most likely impact to fish from pile driving at the project area would 
be temporary behavioral avoidance of the area. The duration of fish 
avoidance of this area after these activities stop is unknown, but a 
rapid return to normal recruitment, distribution and behavior is 
anticipated. In general, impacts to marine mammal prey species are 
expected to be minor and temporary due to the short timeframe for the 
pier replacement project.

Estimated Take of Marine Mammals

    This section provides an estimate of the number of incidental takes 
proposed for authorization through the IHA, which will inform NMFS' 
consideration of ``small numbers,'' the negligible impact 
determinations, and impacts on subsistence uses. Harassment is the only 
type of take expected to result from these activities. Except with 
respect to certain activities not pertinent here, section 3(18) of the 
MMPA defines ``harassment'' as any act of pursuit, torment, or 
annoyance, which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).
    Authorized takes would primarily be by Level B harassment, as 
certain construction activities (i.e., pile driving and DTH drilling) 
have the potential to result in disruption of behavioral patterns for 
individual marine mammals. There is also some potential for auditory 
injury (Level A harassment) to result, primarily for very high 
frequency cetacean species and phocids because predicted auditory 
injury zones are larger than for low-frequency and high-frequency 
cetacean species. Auditory injury is unlikely to occur for low 
frequency and high frequency cetacean species. The proposed mitigation 
and monitoring measures are expected to minimize the severity of the 
taking to the extent practicable.
    As described previously, no serious injury or mortality is 
anticipated or proposed to be authorized for this activity. Below we 
describe how the proposed take numbers are estimated.
    For acoustic impacts, generally speaking, we estimate take by 
considering: (1) acoustic criteria above which NMFS believes the best 
available science indicates marine mammals will likely be behaviorally 
harassed or incur some degree of auditory injury; (2) the area or 
volume of water that will be ensonified above these levels in a day;

[[Page 11271]]

(3) the density or occurrence of marine mammals within these ensonified 
areas; and, (4) the number of days of activities. We note that while 
these factors can contribute to a basic calculation to provide an 
initial prediction of potential takes, additional information that can 
qualitatively inform take estimates is also sometimes available (e.g., 
previous monitoring results or average group size). Below, we describe 
the factors considered here in more detail and present the proposed 
take estimates.

Acoustic Criteria

    NMFS recommends the use of acoustic criteria that identify the 
received level of underwater sound above which exposed marine mammals 
would be reasonably expected to be behaviorally harassed (equated to 
Level B harassment) or to incur auditory injury (AUD INJ) of some 
degree (equated to Level A harassment). We note that the criteria for 
AUD INJ, as well as the names of two hearing groups, have been recently 
updated (NMFS 2024) as discussed below in the Level A harassment 
section.
    Level B Harassment--Though significantly driven by received level, 
the onset of behavioral disturbance from anthropogenic noise exposure 
is also informed to varying degrees by other factors related to the 
source or exposure context (e.g., frequency, predictability, duty 
cycle, duration of the exposure, signal-to-noise ratio, distance to the 
source), the environment (e.g., bathymetry, other noises in the area, 
predators in the area), and the receiving animals (hearing, motivation, 
experience, demography, life stage, depth) and can be difficult to 
predict (e.g., Southall et al., 2007, 2021, Ellison et al., 2012). 
Based on what the available science indicates and the practical need to 
use a threshold based on a metric that is both predictable and 
measurable for most activities, NMFS typically uses a generalized 
acoustic threshold based on received level to estimate the onset of 
behavioral harassment. NMFS generally predicts that marine mammals are 
likely to be behaviorally harassed in a manner considered to be Level B 
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB (referenced 
to 1 re 1 [mu]Pa) for continuous (e.g., vibratory pile driving, 
drilling) and above RMS SPL 160 dB re 1 [mu]Pa for non-explosive 
impulsive (e.g., seismic airguns) or intermittent (e.g., scientific 
sonar) sources. Generally speaking, Level B harassment take estimates 
based on these behavioral harassment thresholds are expected to include 
any likely takes by TTS as, in most cases, the likelihood of TTS occurs 
at distances from the source less than those at which behavioral 
harassment is likely. TTS of a sufficient degree can manifest as 
behavioral harassment, as reduced hearing sensitivity and the potential 
reduced opportunities to detect important signals (conspecific 
communication, predators, prey) may result in changes in behavior 
patterns that would not otherwise occur.
    ME DOT's proposed activity includes the use of continuous 
(vibratory pile driving and removal and DTH drilling) and impulsive 
(impact pile driving and DTH drilling), and therefore the RMS SPL 
thresholds of 120 and 160 dB re 1 [mu]Pa are applicable.
    Level A Harassment--NMFS' 2024 Updated Technical Guidance for 
Assessing the Effects of Anthropogenic Sound on Marine Mammal Hearing 
(Version 3.0) (Technical Guidance, 2024) identifies dual criteria to 
assess auditory injury (Level A harassment) to five different 
underwater marine mammal groups (based on hearing sensitivity) as a 
result of exposure to noise from two different types of sources 
(impulsive or non-impulsive). ME DOT's proposed activity includes the 
use of impulsive (impact pile driving and DTH drilling) and non-
impulsive (vibratory pile driving and removal) sources.
    The 2024 Updated Technical Guidance criteria include both updated 
thresholds and updated weighting functions for each hearing group. The 
thresholds are provided in the table below. The references, analysis, 
and methodology used in the development of the criteria are described 
in NMFS' 2024 Updated Technical Guidance, which may be accessed at: 
<a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance-other-acoustic-tools">https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance-other-acoustic-tools</a>.

                          Table 4--Thresholds Identifying the Onset of Auditory Injury
----------------------------------------------------------------------------------------------------------------
                                                   AUD INJ onset acoustic thresholds * (received level)
             Hearing group              ------------------------------------------------------------------------
                                                  Impulsive                         Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans...........  Cell 1: Lpk,flat: 222 dB;   Cell 2: LE,LF,24h: 197 dB.
                                          LE,LF,24h,: 183 dB.
High-Frequency (HF) Cetaceans..........  Cell 3: Lpk,flat: 230 dB;   Cell 4: LE,HF,24h: 201 dB.
                                          LE,HF,24h: 193 dB.
Very High-Frequency (VHF) Cetaceans....  Cell 5: Lpk,flat: 202 dB;   Cell 6: LE,VHF,24h: 181 dB.
                                          LE,VHF,24h: 159 dB.
Phocid Pinnipeds (PW) (Underwater).....  Cell 7: Lpk,flat: 223 dB;   Cell 8: LE,PW,24h: 195 dB.
                                          LE,PW,24h: 183 dB.
Otariid Pinnipeds (OW) (Underwater)....  Cell 9: Lpk,flat: 230 dB;   Cell 10: LE,OW,24h: 199 dB.
                                          LE,OW,24h: 185 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric criteria for impulsive sounds: Use whichever criteria results in the larger isopleth for
  calculating AUD INJ onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure
  level criteria associated with impulsive sounds, the PK SPL criteria are recommended for consideration for non-
  impulsive sources.
Note: Peak sound pressure level (Lp,0-pk) has a reference value of 1 [micro]Pa, and weighted cumulative sound
  exposure level (LE,p) has a reference value of 1 [micro]Pa\2\s. In this table, criteria are abbreviated to be
  more reflective of International Organization for Standardization (ISO) standards (ISO 2017; ISO 2020). The
  subscript ``flat'' is being included to indicate peak sound pressure are flat weighted or unweighted within
  the generalized hearing range of marine mammals underwater (i.e., 7 Hz to 165 kHz). The subscript associated
  with cumulative sound exposure level criteria indicates the designated marine mammal auditory weighting
  function (LF, HF, and VHF cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is
  24 hours. The weighted cumulative sound exposure level criteria could be exceeded in a multitude of ways
  (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for action proponents
  to indicate the conditions under which these criteria will be exceeded.

Ensonified Area

    Here, we describe operational and environmental parameters of the 
activity that are used in estimating the area ensonified above the 
acoustic thresholds, including source levels and transmission loss 
coefficient.
    The sound field in the project area is the existing background 
noise plus additional construction noise from the proposed project. 
Marine mammals are expected to be affected via sound generated by the 
primary components of the project (i.e., pile driving and removal and 
DTH drilling). The

[[Page 11272]]

maximum (underwater) area ensonified above the thresholds for 
behavioral harassment referenced above is approximately 29 km\2\ for 
the total area, and 11 km\2\ in U.S. waters.
    The project includes vibratory pile installation and removal, 
impact pile driving, and DTH drilling. Source levels for these 
activities are based on reviews of measurements of the same or similar 
types and dimensions of piles available in the literature and proxies 
from similar, previous projects. Source levels for each pile size and 
activity are presented in table 5. Source levels for vibratory 
installation and removal of piles of the same diameter are assumed to 
be the same.

                                            Table 5--Proxy Sound Source Levels for Pile Installation Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                   Source levels (re
                                                        Installation                                              Distance to         1[micro]Pa)
       Project component              Pile type            method               Proxy             Reference       measurement --------------------------
                                                                                                                      (m)        Peak     SEL      RMS
--------------------------------------------------------------------------------------------------------------------------------------------------------
PSP............................  36'' Diameter       DTH Drilling......  25'' to 42'' piles  NMFS 2022b, Denes             10      194      164      174
                                  Steel Pipe Piles.                                           et al. 2019,
                                                                                              Reyff and
                                                                                              Heyvaert 2019,
                                                                                              Reyff 2020.
Floating Docks.................  24-30'' Diameter
                                  Steel Pipe
                                  Piles.\2\
Falsework Platform.............  14'' Diameter       Vibratory Pile      14'' steel H pile.  Caltrans 2015,                10  .......  .......      150
                                  Steel H Piles.      Driving.                                NMFS 2022a.
                                                     Impact Pile                                                           10      200      183      170
                                                      Driving.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ As a conservative measure, the same proxy measurements were used for both the PSP and the floating docks due to their pile design and installation
  method similarities.
\2\ For the purpose of this IHA, it is assumed that a 30-inch pile would be used to install the floating docks.
\3\ DTH drilling is considered an impulsive sound source for Level A harassment calculations, and a non-impulsive source for Level B harassment
  calculations.

    NMFS recommends treating DTH systems as both impulsive and 
continuous, non-impulsive sound source types simultaneously. Thus, 
impulsive thresholds are used to evaluate Level A harassment, and 
continuous thresholds are used to evaluate Level B harassment. With 
regards to DTH mono-hammers, NMFS recommends proxy levels for Level A 
harassment based on available data regarding DTH systems of similar 
sized piles and holes (Denes et al., 2019, Reyff and Heyvaert 2019, 
Reyff 2020) (table 1 and table 6 includes number of piles and duration; 
table 5 includes sound pressure and sound exposure levels for each pile 
type).
    ME DOT proposed to use bubble curtains for all PSP and floating 
dock construction which will use DTH drilling. We assume here that use 
of the bubble curtain would result in a reduction of 5 dB from the 
assumed SPL (rms) and SPL (peak) source levels for these pile sizes, 
and reduce the applied source levels accordingly.
    Transmission loss (TL) is the decrease in acoustic intensity as an 
acoustic pressure wave propagates out from a source. TL parameters vary 
with frequency, temperature, sea conditions, current, source and 
receiver depth, water depth, water chemistry, and bottom composition 
and topography. The general formula for underwater TL is:

TL = B x Log<INF>10</INF> (R<INF>1</INF>/R<INF>2</INF>),

where:

TL = transmission loss in dB
B = transmission loss coefficient
R<INF>1</INF> = the distance of the modeled SPL from the driven 
pile, and
R<INF>2</INF> = the distance from the driven pile of the initial 
measurement

    This formula neglects loss due to scattering and absorption, which 
is assumed to be zero here. The degree to which underwater sound 
propagates away from a sound source is dependent on a variety of 
factors, most notably the water bathymetry and presence or absence of 
reflective or absorptive conditions including in-water structures and 
sediments. Spherical spreading occurs in a perfectly unobstructed 
(free-field) environment not limited by depth or water surface, 
resulting in a 6-dB reduction in sound level for each doubling of 
distance from the source (20*log [range]). Cylindrical spreading occurs 
in an environment in which sound propagation is bounded by the water 
surface and sea bottom, resulting in a reduction of 3 dB in sound level 
for each doubling of distance from the source (10*log [range]). A 
practical spreading value of 15 is often used under conditions, such as 
the project site, where water increases with depth as the receiver 
moves away from the shoreline, resulting in an expected propagation 
environment that would lie between spherical and cylindrical spreading 
loss conditions. Practical spreading loss is assumed here.
    The intensity of pile driving sounds is greatly influenced by 
factors such as the type of piles, hammers, and the physical 
environment in which the activity takes place. In order to calculate 
the distances to the Level A harassment and the Level B harassment 
sound thresholds for the methods and piles being used in this project, 
the applicant and NMFS used acoustic monitoring data from other 
locations to develop proxy source levels for the various pile types, 
sizes and methods. The project includes vibratory and impact pile 
installation of steel H piles and vibratory removal of steel H piles 
and DTH drilling of 36-inch steel pipe piles and 24 to 30-inch steel 
pipe piles. NMFS consulted multiple sources to determine valid proxy 
source levels for the construction planned. This is the best available 
data for pile source levels, and source levels for each pile size and 
driving method are presented in table 5.
    The ensonified area associated with Level A harassment is more 
technically challenging to predict due to the need to account for a 
duration component. Therefore, NMFS developed an optional User 
Spreadsheet tool to accompany the 2024 Updated Technical Guidance that 
can be used to relatively simply predict an isopleth distance for use 
in conjunction with marine mammal density or occurrence to help predict 
potential takes. We note that because of some of the assumptions 
included in the methods underlying this optional tool, we anticipate 
that the resulting isopleth estimates are typically going to be 
overestimates of some degree, which may result in an overestimate of 
potential take by Level A harassment. However, this optional tool 
offers the best way to estimate isopleth distances when more 
sophisticated modeling methods are not available or practical. For 
stationary sources such as pile driving, the optional User Spreadsheet 
tool predicts the distance at which, if a marine mammal remained at 
that distance for the duration of the activity, it would be expected to 
incur AUD INJ. Inputs used in the optional User

[[Page 11273]]

Spreadsheet tool, and the resulting estimated isopleths, are reported 
below.

               Table 6--User Spreadsheet Inputs for Calculating Level A and B Harassment Isopleths
----------------------------------------------------------------------------------------------------------------
                                                               Weighting
                                                                 factor     Number of    Number of     Activity
  Pile size and installation method    Spreadsheet tab used    adjustment  strikes per   piles per     duration
                                                                 (kHz)         pile         day       (minutes)
----------------------------------------------------------------------------------------------------------------
14'' H Pile Vibratory Installation..  A.1 Vibratory pile              2.5          N/A            5           30
                                       driving.
14'' H Pile Vibratory Removal.......  A.1 Vibratory pile              2.5          N/A            5           30
                                       driving.
14'' H Pile Impact Installation.....  E.1 Impact pile                   2          150            5          N/A
                                       driving.
24''-30'' Steel Pipe Piles DTH        E.2 DTH Drilling......            2          N/A          0.5          780
 Drilling.
36'' Steel Pipe Piles DTH Drilling..  E.2 DTH Drilling......            2          N/A          0.5          780
----------------------------------------------------------------------------------------------------------------


                                                                  Table 7--Calculated Level A and Level B Harassment Isopleths
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                                 Level A harassment (m)                Level B
                                                                                                                        Broadband   ------------------------------------------------  harassment
                                                                                                                          noise                                                          (m)
          Project component                    Pile type            Installation method          Sound signal          attenuation       LF          HF          VHF         PW     ------------
                                                                                                                        \b\ (dB)      cetaceans   cetaceans   cetaceans   pinnipeds   All marine
                                                                                                                                                                                       mammals
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
PSP & Floating Docks.\a\               24-30'' Diameter Steel    DTH Drilling............  Non-Impulsive &                        5     1,243.6       158.7     1,924.5     1,104.8     18,478.5
                                        Pipe Piles.                                         Impulsive.                                                        (1,817.0)                (6,335.9)
Falsework Platform...................  14'' Diameter Steel H     Vibratory Pile Driving    Non-Impulsive...........               0         3.1         1.2         2.6         4.0        1,000
                                        Piles.                    and Removal.
                                                                 Impact Pile Driving.....  Impulsive...............               0       821.4       104.8     1,271.0       729.7         46.4
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ The isopleths for PSP & floating dock piles for Level A harassment (VHF cetaceans) and Level B harassment (all marine mammals) extend into Canadian waters. Isopleths in parentheses
  represent the truncated radii within US waters only.
\b\ A NAS (noise attenuation system) will be deployed during all phases of PSP/floating dock pile installation. No NAS is planned during falsework platform installation and removal.


                    Table 8--The Calculated ZOIs (Zone of Influence) for Each Project Component and Installation and Removal Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                           Level A ZOI (km\2\)               Level B ZOI
                                                                                Broadband   ------------------------------------------------   (km\2\)
        Project component               Pile type       Installation method       noise                                                     ------------
                                                                               attenuation       LF          HF          VHF         PW       All marine
                                                                                \b\ (dB)      cetaceans   cetaceans   cetaceans   pinnipeds    mammals
--------------------------------------------------------------------------------------------------------------------------------------------------------
PSP & Floating Docks.\a\.........  36'' Diameter Steel  DTH Drilling.......               5       2.633       0.079       4.485       2.167       29.336
                                    Pipe Piles.                                                                         (4.480)                 (11.330)
                                   24-30'' Diameter
                                    Steel Pipe Piles.
Falsework Platform...............  14'' Diameter Steel  Vibratory Pile                    0     0.00003    0.000005    0.000021     0.00005        1.833
                                    H Piles.             Driving and
                                                         Removal.
                                                        Impact Pile Driving                       1.337       0.035       2.726       1.121        0.007
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ The ZOIs for PSP & floating dock piles for Level A VHF cetaceans and Level B harassment all marine mammals both extend into Canadian waters. ZOIs in
  parentheses represent the truncated zones within US waters only.
\b\ A NAS will be deployed during all phases of PSP/floating dock pile installation. No NAS is planned during falsework platform installation and
  removal.

Marine Mammal Occurrence

    In this section we provide information about the occurrence of 
marine mammals, including density and other relevant information which 
will inform the take calculations. Density estimates, scientific 
literature, local information, and monitoring data from the previous 
nearby Eastport Breakwater Project (Maine DOT 2015 & 2017) were used to 
inform take calculations. Density estimates were calculated using the 
2023 density models from the Duke University Marine Geospatial 
Ecological Laboratory (Roberts et al., 2016, 2023). The density models 
have 5 x 5 km spatial resolution cells with monthly density values for 
each cell. At the mouth of the Quoddy Narrows Inlet, ME are three 
density cells which represent the nearest density data to the project 
location. The maximum monthly density data from these three cells were 
used to determine density estimates for all cetacean species with 
regular or common presence in the area, i.e., Atlantic white-sided 
dolphin, minke whale, common dolphin, and harbor porpoise (table 9). 
Local and recent monitoring data are available for harbor and gray 
seals near the project area. For seals, sighting records from nearby 
monitoring surveys are preferred because the data represent reliable 
detections of local species and may provide more detail and context to 
each sighting than what can be inferred from model results. Two nearby 
monitoring reports have been reviewed, and each contain sufficient 
detection data to calculate exposure estimates for this project (ME DOT 
2015, 2017) (table 10 and table 11). Both monitoring reports contain 
PSO (protected species observer) detections during breakwater 
construction at Eastport, Maine, located in Washington County, in 
Cobscook Bay and situated approximately 4.83 km (3 mi) from the Lubec 
Safe Harbor Project Area.

[[Page 11274]]



                                    Table 9--Maximum Estimated Densities (Animals/km\2\) Used for Exposure Estimation
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                             Monthly densities (animals/km\2\)
             Species             -----------------------------------------------------------------------------------------------------------------------
                                     Jan       Feb       Mar       Apr       May       Jun       Jul       Aug       Sep       Oct       Nov       Dec
--------------------------------------------------------------------------------------------------------------------------------------------------------
Minke whale.....................    0.0001    0.0001    0.0002     0.002     0.005     0.009     0.008     0.007     0.004     0.003    0.0001    0.0001
Harbor seal \1\.................     0.128     0.162     0.120     0.134     0.228     0.855     1.268     1.037     0.669     0.473     0.043     0.063
Gray seal \1\...................     0.058     0.074     0.055     0.061     0.104     0.389     0.577     0.472     0.304     0.215     0.019     0.029
Harbor porpoise.................     0.073     0.102     0.099     0.116     0.101     1.661     2.951     3.205     2.531     1.966     1.743     0.050
Atlantic white-sided dolphin....     0.021     0.017     0.013     0.017     0.032     0.049     0.038     0.025     0.037     0.054     0.033     0.033
Common dolphin..................     0.005     0.001     0.001     0.001     0.003     0.005     0.008     0.014     0.015     0.017     0.019     0.016
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: Roberts et al., 2016, 2023.
Note: Blue cells with bold values indicate the highest monthly density for each species.
\1\ Density was adjusted by their relative abundance.


 Table 10--Individuals Observed per Month at Eastport, Maine Breakwater
                        Project 2015-2016 Season
------------------------------------------------------------------------
                   Month                       Number of seals observed
------------------------------------------------------------------------
July 2015..................................                          190
August 2015................................                          133
September 2015.............................                          139
November 2015..............................                          170
December 2015..............................                           20
January 2016...............................                           42
February 2016..............................                           13
March 2016.................................                           27
April 2016.................................                           22
May 2016...................................                            3
June 2016..................................                           11
                                            ----------------------------
    Total..................................                          916
------------------------------------------------------------------------


 Table 11--Individuals Observed per Month at Eastport, Maine Breakwater
                           Project 2017 Season
------------------------------------------------------------------------
                Month (2017)                   Number of seals observed
------------------------------------------------------------------------
January....................................                            0
February...................................                            3
March......................................                           14
April......................................                           12
May........................................                           15
                                            ----------------------------
    Total..................................                           44
------------------------------------------------------------------------

Take Estimation

    Here we describe how the information provided above is synthesized 
to produce a quantitative estimate of the take that is reasonably 
likely to occur and proposed for authorization.
    ME DOT estimated the take of marine mammals for the Lubec Safe 
Harbor Project using two different methods. Take for cetaceans was 
calculated using the 2023 density models from Duke University Marine 
Geospatial Ecological Laboratory (Roberts et al., 2016, 2023). Take for 
seals was calculated based on monitoring data from two construction 
seasons of the nearby Eastport Breakwater Project in Eastport, Maine 
which is about 5 km away from Lubec.
    As previously noted, NMFS cannot authorize incidental take under 
the MMPA that may occur within the territorial seas of foreign nations 
(from 0-12 nmi (nautical miles) (22.2 km) from shore), as the MMPA does 
not apply in those waters. However, NMFS has still calculated the 
estimated level of incidental take in the entire activity area 
(including Canadian territorial waters) as part of the analysis 
supporting our determination under the MMPA that the activity will have 
a negligible impact on the affected species. The total estimated take 
in U.S. and Canadian waters is presented in table 17 (see Negligible 
Impact Analysis and Determination). Take calculations for cetaceans 
used the maximum monthly density and equation 1 below. Take 
calculations for gray and harbor seals used monitoring data recorded 
from two construction seasons at the Eastport Breakwater Project and 
equation 2 below.
    (1) Estimated Take = maximum monthly density (table 9) x ZOI for 
the specific pile-related activity (table 8) x total number of days of 
specific pile-related activity (table 1).
    (2) Estimated Take = average daily number of observed individuals 
per month (table 13) x total number of days of specific pile-related 
activity per month (table 14).

Minke Whale

    A total of 28 minke whales were observed during the Eastport 
Breakwater Project, and there is a small potential for them to overlap 
with the Lubec Project area. Use of the information and equation 
described above results in an estimated total of 56 minke whale takes, 
by Level B harassment only. However, NMFS proposes to authorize only 
the take of minke whales estimated to occur in US waters (23).
    The largest Level A harassment zone for minke whales extends 1,244 
m (table 7). ME DOT is planning to implement shutdown zones for low-
frequency cetaceans that exceed the Level A harassment isopleth for all 
activities. Therefore, when considered in context of the expected low 
occurrence of minke whales in the area, implementation of the proposed 
shutdown zones is

[[Page 11275]]

expected to eliminate the potential for take by Level A harassment of 
minke whales. Therefore, no take by Level A harassment is anticipated 
or proposed for authorization for minke whales.

Atlantic White-Sided Dolphin

    No Atlantic white-sided dolphins were observed during the Eastport 
Breakwater Project, and there is a small potential for them to overlap 
with the Lubec Project area. Use of the information and equation 
described above results in an estimated total of 334 Atlantic white-
sided dolphin takes by Level B harassment only. However, NMFS proposes 
to authorize only the take of Atlantic white-sided dolphins estimated 
to occur in US waters (132). The largest Level A harassment zone for 
Atlantic white-sided dolphins extends 159 m from the noise source 
(table 7). ME DOT is planning to implement shutdown zones for high-
frequency cetaceans that exceed the Level A harassment isopleth for all 
activities. Therefore, when considered in context of the expected rare 
occurrence of Atlantic white-sided dolphins in the area, implementation 
of the proposed shutdown zones is expected to eliminate the potential 
for take by Level A harassment of Atlantic white-sided dolphins. 
Therefore, no take by Level A harassment is anticipated or proposed for 
authorization for Atlantic white-sided dolphins.

Common Dolphin

    No common dolphins were observed during the Eastport Breakwater 
Project, and there is a small potential for them to overlap with the 
Lubec Project area. Use of the information and equation described above 
results in an estimated total of 117 common dolphin takes by Level B 
harassment. However, NMFS proposes to authorize only the take of common 
dolphins estimated to occur in US waters (46).
    The largest Level A harassment zone for common dolphins extends 159 
m from the noise source (table 7). ME DOT is planning to implement 
shutdown zones for high-frequency cetaceans that exceed the Level A 
harassment isopleth for all activities. Therefore, when considered in 
context of the expected rare occurrence of common dolphins in the area, 
implementation of the proposed shutdown zones is expected to eliminate 
the potential for take by Level A harassment of common dolphins. 
Therefore, no take by Level A harassment is anticipated or proposed for 
authorization for common dolphins.

Harbor Porpoise

    A total of 76 harbor porpoises were observed during the Eastport 
Breakwater Project, and they are expected to occur within the Lubec 
Project area. Use of the information and equation described above 
results in an estimated total of 17,580 harbor porpoise takes by Level 
B harassment. However, NMFS proposes to authorize only the take of 
harbor porpoises estimated to occur in US waters (5,473).
    To estimate expected take by Level A harassment for species with 
larger Level A harassment zones and which are expected to occur more 
frequently (i.e., harbor porpoise and seals), while accounting for 
implementation of shutdown zones (table 16), exposures within the 
estimated Level A harassment zones but outside the shutdown zones 
(where the Level A harassment zones are larger than the shutdown zones) 
(table 12) were calculated. Proportions of the total Level A harassment 
areas that are outside of the shutdown zones are shown in table 12. 
These percentages are then applied to the total Level A harassment 
estimates to calculate the expected instances of take by Level A 
harassment that are proposed for authorization. Where the estimated 
Level A harassment zones extend into Canadian waters, the associated 
estimates of take by Level A harassment are adjusted as described above 
for Level B harassment to ensure that only takes expected to occur 
within U.S. waters are authorized. Use of the information and equation 
described above results in an estimated total of 2,285 harbor porpoise 
takes by Level A harassment. However, NMFS proposes to authorize only 
the take of harbor porpoises estimated to occur in US waters (2,236).

      Table 12--Proportion of Level A Harassment ZOIs Not Planned for Clearance and Shutdown Procedures \1\
----------------------------------------------------------------------------------------------------------------
                                                                                       Proportion of Level A
                                                                                    harassment areas outside of
                                                                                          shutdown zones
               Project component                       Installation method       -------------------------------
                                                                                   VHF cetaceans   PW pinnipeds
                                                                                     (percent)       (percent)
----------------------------------------------------------------------------------------------------------------
PSP & Floating Docks..........................  DTH Drilling....................   72.48 (74.02)           54.74
Falsework Platform............................  Impact Pile Driving.............           60.66           31.48
----------------------------------------------------------------------------------------------------------------
\1\ The parenthetical percentage represent the proportion of ZOIs extending into Canadian waters and are not
  planned for clearance and shutdown procedures. The rest of the percentages are indicative of US-waters only.

Gray Seal

    A total of 916 seals were observed during the 2015-2016 Eastport 
Breakwater Project 2015-2016 season. Seal data were combined as 
observers had difficulty differentiating in the field between harbor 
and gray seals. There is potential for gray seals to overlap with the 
Lubec Project area. Use of the information and equation described above 
results in an estimated total of 268 gray seal takes. However, NMFS 
proposes to authorize only the take of gray seals estimated to occur in 
US waters (132), with 92 (228 including Canadian waters) by Level B 
harassment and 40 by Level A harassment. Instances of Level A 
harassment versus Level B harassment was proportioned out by the number 
of days per activity and proportion of Level A and B harassment zone 
size. The number of days of DTH reflects 88.9% of activity while 
vibratory and impact pile driving represent 5.5% each. Once take was 
proportioned out into each activity it was further proportioned based 
on the size of the Level A and Level B harassment zone. DTH has about 
10.5% of its Level A harassment zone within the Level B harassment 
zone, while due to shutdown procedures and zone size vibratory driving 
will only cause potential take by Level B harassment and impact driving 
will only cause potential take by Level A harassment.

Harbor Seal

    A total of 916 seals were observed during the 2015-2016 Eastport 
Breakwater Project 2015-2016 season, seal data were combined as 
observers

[[Page 11276]]

had difficulty differentiating in the field between harbor and gray 
seals. However, there were 44 harbor seals observed during the 2017 
construction season of the Eastport Project. There is potential for 
harbor seals to overlap with the Lubec Project area. Use of the 
information and equation described above results in an estimated total 
of 548 harbor seal takes. However, NMFS proposes to authorize only the 
take of gray seals estimated to occur in U.S. waters (301), with 220 
(548 including Canadian waters) by Level B harassment and 81 by Level A 
harassment. Take by Level A versus Level B harassment was proportioned 
out by the number of days per activity and proportion of Level A and B 
harassment zone size. The number of days of DTH reflects 88.9% of 
activity while vibratory and impact pile driving represent 5.5% each. 
Once take was proportioned out into each activity it was further 
proportioned based on the size of the Level A and Level B harassment 
zone. DTH has about 10.5% of its Level A harassment zone within the 
Level B harassment zone, while due to shutdown procedures and zone size 
vibratory driving will only cause potential take by Level B harassment 
and impact driving will only cause potential take by Level A 
harassment.

 Table 13--Average Daily Observed Individual Animals Detected per Month
                  at Eastport, Maine Breakwater Project
------------------------------------------------------------------------
                                     Species detected at Eastport, Maine
         Observation month         -------------------------------------
                                       Harbor seal         Gray seal
------------------------------------------------------------------------
January...........................               0.96               0.88
February..........................               0.84               0.68
March.............................               0.82               0.37
April.............................               0.88               0.34
May...............................               0.85               0.16
June..............................               0.42               0.19
July..............................               6.53               2.97
August............................               5.08               2.31
September.........................               5.31               2.42
October...........................               5.02               2.28
November..........................               6.87               3.13
December..........................               1.15               0.52
------------------------------------------------------------------------
* Source Maine DOT


                                           Table 14--Monthly Construction Schedule for the Safe Harbor Project
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                    Number of piles installed per month      Number of
                                                                                  ---------------------------------------  piles removed
                                                                                                                             per month        Days of
                     Year                                     Month                               Floating    Falsework  ----------------  activity per
                                                                                    PSP piles    dock piles     piles        Falsework         month
                                                                                                                               piles
--------------------------------------------------------------------------------------------------------------------------------------------------------
2025..........................................  March............................            6  ...........            5               5              14
                                                April............................            6  ...........            5               5              14
                                                May..............................            6  ...........            5               5              14
                                                June.............................            6  ...........            5               5              14
                                                July.............................            6  ...........            5               5              14
                                                August...........................            6  ...........            5               5              14
                                                September........................            6  ...........            5               5              14
                                                October..........................            6  ...........            5               5              14
                                                November.........................            6  ...........            5               5              14
                                                December.........................            6            8            5               5              30
                                                January..........................            6            8            5               5              30
2026..........................................  February.........................            6            8            5               5              30
                                                March............................  ...........            8            5               5              18
                                                                                  ----------------------------------------------------------------------
    Total Piles...............................  .................................           72           32           65              65             234
                                                                                  ----------------------------------------------------------------------
    Total Days................................  .................................          144           64           13              13             234
--------------------------------------------------------------------------------------------------------------------------------------------------------

    The total take estimates that are proposed for authorization for 
each species for the Lubec Harbor Project can be found below in table 
15.

[[Page 11277]]



                                        Table 15--Estimated Take by Level A and Level B Harassment by Species \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                          Total proposed   Proposed take
                                                                                Stock                                       take--U.S.     percentage of
                Common name                               Stock               abundance      Level A         Level B          waters       stock in U.S.
                                                                                                                         authorized only      waters
--------------------------------------------------------------------------------------------------------------------------------------------------------
Minke Whale................................  Canadian Eastern Coast........      21,968               0         23 (56)          23 (56)              <1
Atlantic White-Sided Dolphin...............  Western North Atlantic........      31,506               0       132 (334)        132 (334)              <1
Common Dolphin.............................  Western North Atlantic........      93,100               0        46 (117)         46 (117)              <1
Harbor Porpoise............................  Gulf of Maine/Bay of Fundy....      85,765   2,236 (2,285)  5,473 (17,580)   7,709 (19,865)               9
Harbor Seal................................  Western North Atlantic........      61,336              81       220 (467)        301 (548)              <1
Gray Seal..................................  Western North Atlantic........     394,311              40        92 (228)        132 (268)              <1
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The parenthetical number represents the total number of takes including those estimated to occur in Canadian waters.

Proposed Mitigation

    In order to issue an IHA under section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to the 
activity, and other means of effecting the least practicable impact on 
the species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of the species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting the 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks, and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, NMFS 
considers two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat. 
This considers the nature of the potential adverse impact being 
mitigated (likelihood, scope, range). It further considers the 
likelihood that the measure will be effective if implemented 
(probability of accomplishing the mitigating result if implemented as 
planned), the likelihood of effective implementation (probability 
implemented as planned), and;
    (2) The practicability of the measures for applicant 
implementation, which may consider such things as cost, and impact on 
operations.

Mitigation for Marine Mammals and Their Habitat

    Implementation of Shutdown Zones--For all pile driving/removal 
activities, ME DOT would implement shutdowns within designated zones. 
The purpose of a shutdown zone is generally to define an area within 
which shutdown of activity would occur upon sighting of a marine mammal 
(or in anticipation of an animal entering the defined area). 
Implementation of shutdowns would be used to avoid or minimize 
incidental Level A harassment takes from vibratory, impact pile driving 
and removal, and DTH drilling (table 16). For all vibratory pile 
driving/removal activities, a minimum 10-m shutdown zone would be 
established for marine mammals as outlined in ME DOT's IHA application. 
Shutdown zones for impact pile driving and DTH drilling are based on 
the Level A harassment zones and monitoring feasibility and therefore 
vary by marine mammal hearing group (table 16). The shutdown zones for 
DTH drilling for low frequency and high frequency cetaceans were 
rounded up from the estimated Level A harassment zone for each 
particular activity. The largest Level A harassment zone for low 
frequency cetaceans from DTH is 1,244 m, and a shutdown zone of 1,245 m 
is proposed, given the expected ability to detect those species at that 
distance. The largest Level A harassment zone from DTH for high 
frequency cetaceans is 159 m, and a shutdown zone of 160 m is proposed, 
given the expected ability to detect those species at that distance. 
The same methodology was used for impact pile driving for low frequency 
and high frequency cetaceans. The largest Level A harassment zone for 
low frequency cetaceans is 821 m, so a shutdown zone of 825 m is 
proposed, given the expected ability to detect those species at that 
distance. The largest Level A harassment zone for high frequency 
cetaceans for impact pile driving is 105 m, so a shutdown zone of 105 m 
is proposed, given the expected ability to detect those species at that 
distance. The Level A harassment zones for DTH drilling and impact pile 
driving for very high frequency cetaceans and phocids are considered 
too large to effectively monitor (Table 7). Therefor a shutdown zone of 
500m is proposed, as we consider that distance to be the largest 
reasonable zone a PSO can monitor for more cryptic species like harbor 
porpoises and seals in this circumstance. The placement of PSOs during 
all pile driving activities (described in detail in the Monitoring and 
Reporting section) would ensure the full extent of shutdown zones are 
visible to PSOs.

                                     Table 16--Proposed Shutdown and Clearance Zones (m) for Each Project Component
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                Shutdown & clearance distances
                                                                                                     ---------------------------------------------------
            Project component              Pile installation activity       Bubble curtain used            LF           HF          VHF           PW
                                                                                                       cetaceans    cetaceans    cetaceans    pinnipeds
--------------------------------------------------------------------------------------------------------------------------------------------------------
PSP.....................................  DTH Drilling...............  Yes..........................        1,245          160      \1\ 500      \1\ 500
Floating Docks..........................
Falsework Platform......................  Vibratory Setting & Removal  No...........................           10           10           10           10
                                          Impact Hammer..............  No...........................          825          105      \1\ 500      \1\ 500
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Mitigation ranges were selected based on the acoustic isopleth results, plus an added buffer of rounding up to the nearest 5 m for PSO clarity.

[[Page 11278]]

 
\1\ It is NMFS' recommendation for this Project that a 500-m maximum shutdown and clearance zone be assumed for VHF cetaceans and pinnipeds for
  monitoring feasibility.

    Monitoring for Level A and Level B harassment--ME DOT has 
identified monitoring zones correlated with the Level B harassment 
zones. Monitoring zones provide utility for observing by establishing 
monitoring protocols for areas adjacent to the shutdown zones. 
Monitoring zones enable observers to be aware of and communicate the 
presence of marine mammals in the project area outside the shutdown 
zone and thus prepare for a potential cessation of activity should the 
animal enter the shutdown zone. PSOs would monitor the entire visible 
area to maintain the best sense of where animals are moving relative to 
the zone boundaries defined in table 16. A minimum of two PSOs will be 
required to be on duty at all times during pile activity. ME DOT will 
send a Marine Mammal Monitoring Plan 90 days prior to the project's 
starting date with specific PSO locations.
    Bubble Curtain--A bubble curtain would be used for all DTH drilling 
activities for construction of the PSP and floating dock. Bubble 
curtains are not proposed for installation or removal of the piles for 
the falsework platform. Bubble curtains will be used to achieve a 
broadband noise attenuation which will effectively minimize the extent 
of the SELcum isopleths and reduce the sizes of the overall ZOIs. It is 
anticipated that a 5-dB broadband attenuation level will consistently 
be achieved; therefore, all exposure estimates and the resulting take 
request account for all stages of structural pile installation 
activities associated with this project and are based on 5 dB 
attenuation (not including falsework pile installation and removal). 
The bubble curtain must distribute air bubbles around 100 percent of 
the piling circumference for the full depth of the water column. The 
lowest bubble ring must be in contact with the substrate for the full 
circumference of the ring, and the weights attached to the bottom ring 
shall ensure 100 percent substrate contact. No parts of the ring or 
other objects shall prevent full substrate contact. Air flow to the 
bubblers must be balanced around the circumference of the pile.
    Pre-Activity Monitoring--Prior to the start of daily in-water 
construction activity, or whenever a break in pile driving/removal of 
30 minutes or longer occurs, PSOs would observe the shutdown and 
monitoring zones for a period of 30 minutes. The shutdown zone would be 
considered cleared when a marine mammal has not been observed within 
the zone for that 30-minute period. If a marine mammal is observed 
within the shutdown zone, a soft-start cannot proceed until the animal 
has left the zone or has not been observed for 15 minutes. If the 
monitoring zone has been observed for 30 minutes and marine mammals are 
not present within the zone, soft-start procedures can commence and 
work can continue. Pre-start clearance monitoring must be conducted 
during periods of visibility sufficient for the lead PSO to determine 
that the shutdown zones, indicated in table 16, are clear of marine 
mammals. When a marine mammal for which take by Level B harassment is 
authorized is present in the Level B harassment zone, activities may 
begin. If work ceases for more than 30 minutes, the pre-activity 
monitoring of both the monitoring zone and shutdown zone would 
commence.
    Soft Start--The use of a soft start procedure is believed to 
provide additional protection to marine mammals by warning marine 
mammals or providing them with a chance to leave the area prior to the 
hammer operating at full capacity. ME DOT will utilize soft start 
techniques for impact pile driving. We require an initial set of three 
strikes from the impact hammer at reduced energy, followed by a 30-
second waiting period, then two subsequent three-strike sets. Soft 
start will be required at the beginning of each day's impact pile 
driving work and at any time following a cessation of impact pile 
driving of 30 minutes or longer; the requirement to implement soft 
start for impact driving is independent of whether vibratory driving 
has occurred within the prior 30 minutes. Soft start is not required 
during vibratory pile driving activities.
    Based on our evaluation of the applicant's proposed measures, NMFS 
has preliminarily determined that the proposed mitigation measures 
provide the means of effecting the least practicable impact on the 
affected species or stocks and their habitat, paying particular 
attention to rookeries, mating grounds, and areas of similar 
significance.

Proposed Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth requirements pertaining to the 
monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104(a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that will result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present while 
conducting the activities. Effective reporting is critical both to 
compliance as well as ensuring that the most value is obtained from the 
required monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
    <bullet> Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
    <bullet> Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the activity; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
    <bullet> Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
    <bullet> How anticipated responses to stressors impact either: (1) 
long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
    <bullet> Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and,
    <bullet> Mitigation and monitoring effectiveness.
    Visual Monitoring--Marine mammal monitoring during pile driving 
activities would be conducted by PSOs meeting NMFS' standards and in a 
manner consistent with the following:
    <bullet> PSOs must be independent of the activity contractor (for 
example, employed by a subcontractor) and have no other assigned tasks 
during monitoring periods;
    <bullet> At least one PSO would have prior experience performing 
the duties of a PSO during construction activity

[[Page 11279]]

pursuant to a NMFS-issued incidental take authorization;
    <bullet> Other PSOs may substitute education (degree in biological 
science or related field) or training for experience; and
    <bullet> Where a team of three or more PSOs is required, a lead 
observer or monitoring coordinator would be designated. The lead 
observer would be required to have prior experience working as a marine 
mammal observer during construction.
    <bullet> PSOs must be approved by NMFS prior to beginning any 
activities subject to this IHA.
    PSOs should have the following additional qualifications:
    <bullet> Ability to conduct field observations and collect data 
according to assigned protocols;
    <bullet> Experience or training in the field identification of 
marine mammals, including the identification of behaviors;
    <bullet> Sufficient training, orientation, or experience with the 
construction operation to provide for personal safety during 
observations;
    <bullet> Writing skills sufficient to prepare a report of 
observations including but not limited to the number and species of 
marine mammals observed; dates and times when in-water construction 
activities were conducted; dates, times, and reason for implementation 
of mitigation (or why mitigation was not implemented when required); 
and marine mammal behavior; and
    <bullet> Ability to communicate orally, by radio or in person, with 
project personnel to provide real-time information on marine mammals 
observed in the area as necessary.
    Monitoring would be conducted 30 minutes before, during, and 30 
minutes after pile driving/removal activities. In addition, observers 
shall record all incidents of marine mammal occurrence, regardless of 
distance from activity, and shall document any behavioral reactions in 
concert with distance from piles being driven or removed. Pile driving/
removal activities include the time to install or remove a single pile 
or series of piles, as long as the time elapsed between uses of the 
pile driving equipment is no more than 30 minutes.
    A minimum of two PSO would be on duty during all in-water 
construction activities. Locations from which PSOs would be able to 
monitor from will be determined by ME DOT 90 days prior to the start of 
construction in their NMFS-approved Marine Mammal Monitoring Plan.
    PSOs would scan the waters using binoculars or spotting scopes and 
would use a handheld range-finder device to verify the distance to each 
sighting from the project site. PSOs would be placed at the best 
vantage point(s) practicable to monitor for marine mammals and 
implement shutdown/delay procedures when applicable by calling for the 
shutdown to the hammer operator via a radio.
    Reporting--A draft marine mammal monitoring report would be 
submitted to NMFS within 90 days after the completion of pile driving 
and removal activities. It would include an overall description of work 
completed, a narrative regarding marine mammal sightings, and 
associated PSO data sheets. Specifically, the report must include:
    <bullet> Dates and times (begin and end) of all marine mammal 
monitoring.
    <bullet> Construction activities occurring during each daily 
observation period, including the number and type of piles driven or 
removed and by what method (i.e., impact driving) and for each pile or 
total number of strikes for each pile (impact driving).
    <bullet> PSO locations during marine mammal monitoring.
    <bullet> Environmental conditions during monitoring periods (at 
beginning and end of PSO shift and whenever conditions change 
significantly), including Beaufort sea state and any other relevant 
weather conditions including cloud cover, fog, sun glare, and overall 
visibility to the horizon, and estimated observable distance;
    <bullet> Upon observation of a marine mammal, the following 
information: Name of PSO who sighted the animal(s) and PSO location and 
activity at time of sighting; time of sighting; identification of the 
animal(s) (e.g., genus/species, lowest possible taxonomic level, or 
unidentified), PSO confidence in identification, and the composition of 
the group if there is a mix of species; distance and bearing of each 
marine mammal observed relative to the pile being driven for each 
sighting (if pile driving was occurring at time of sighting); estimated 
number of animals (min/max/best estimate); estimated number of animals 
by cohort (adults, juveniles, neonates, group composition, etc.); 
animal's closest point of approach and estimated time spent within the 
harassment zone; description of any marine mammal behavioral 
observations (e.g., observed behaviors such as feeding or traveling), 
including an assessment of behavioral responses thought to have 
resulted from the activity (e.g., no response or changes in behavioral 
state such as ceasing feeding, changing direction, flushing, or 
breaching);
    <bullet> Number of marine mammals detected within the harassment 
zones, by species; and,
    <bullet> Detailed information about any implementation of any 
mitigation triggered (e.g., shutdowns and delays), a description of 
specific actions that ensued, and resulting changes in behavior of the 
animal(s), if any.
    If no comments are received from NMFS within 30 days, the draft 
final report would constitute the final report. If comments are 
received, a final report addressing NMFS comments must be submitted 
within 30 days after receipt of comments.
    Reporting Dead or Injured Marine Mammals--In the event that 
personnel involved in the construction activities discover an injured 
or dead marine mammal, the Holder must report the incident to the 
Office of Protected Resources (OPR), NMFS 
(<a href="/cdn-cgi/l/email-protection#8adad8a4c3dedaa4c7e5e4e3fee5f8e3e4edd8effae5f8fef9cae4e5ebeba4ede5fc"><span class="__cf_email__" data-cfemail="b6e6e498ffe2e698fbd9d8dfc2d9c4dfd8d1e4d3c6d9c4c2c5f6d8d9d7d798d1d9c0">[email&#160;protected]</span></a> and <a href="/cdn-cgi/l/email-protection" class="__cf_email__" data-cfemail="036a77732d6c74666d70436d6c62622d646c75">[email&#160;protected]</a>), and to the 
Greater Atlantic Marine Mammal Stranding Network as soon as feasible. 
If the death or injury was clearly caused by the specified activity, 
the Holder must immediately cease the activities until NMFS OPR is able 
to review the circumstances of the incident and determine what, if any, 
additional measures are appropriate to ensure compliance with the terms 
of this IHA. The Holder must not resume their activities until notified 
by NMFS. The report must include the following information:
    <bullet> Time, date, and location (latitude/longitude) of the first 
discovery (and updated location information if known and applicable);
    <bullet> Species identification (if known) or description of the 
animal(s) involved;
    <bullet> Condition of the animal(s) (including carcass condition if 
the animal is dead);
    <bullet> Observed behaviors of the animal(s), if alive;
    <bullet> If available, photographs or video footage of the 
animal(s); and
    <bullet> General circumstances under which the animal was 
discovered.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number

[[Page 11280]]

of takes alone is not enough information on which to base an impact 
determination. In addition to considering estimates of the number of 
marine mammals that might be ``taken'' through harassment, NMFS 
considers other factors, such as the likely nature of any impacts or 
responses (e.g., intensity, duration), the context of any impacts or 
responses (e.g., critical reproductive time or location, foraging 
impacts affecting energetics), as well as effects on habitat, and the 
likely effectiveness of the mitigation. We also assess the number, 
intensity, and context of estimated takes by evaluating this 
information relative to population status. Consistent with the 1989 
preamble for NMFS' implementing regulations (54 FR 40338, September 29, 
1989), the impacts from other past and ongoing anthropogenic activities 
are incorporated into this analysis via their impacts on the baseline 
(e.g., as reflected in the regulatory status of the species, population 
size and growth rate where known, ongoing sources of human-caused 
mortality, or ambient noise levels).
    To avoid repetition, the majority of our analysis applies to all 
the species listed in table 2, given that many of the anticipated 
effects of this project on different marine mammal stocks are expected 
to be relatively similar in nature. Where there are meaningful 
differences between species or stocks, or groups of species, in 
anticipated individual responses to activities, impact of expected take 
on the population due to differences in population status, or impacts 
on habitat, they are described independently in the analysis below.
    Pile driving, removal, and DTH drilling activities associated with 
the project as outlined previously, have the potential to disturb or 
displace marine mammals. Specifically, the specified activities may 
result in take, in the form of Level A harassment and Level B 
harassment from underwater sounds generated from pile driving, removal, 
and DTH drilling. Potential takes could occur if individuals of these 
species are present in zones ensonified above the thresholds for Level 
A or Level B harassment identified above when these activities are 
underway.
    Take by Level A and Level B harassment would be due to potential 
behavioral disturbance, TTS, and PTS. No serious injury or mortality is 
anticipated or proposed for authorization given the nature of the 
activity and measures designed to minimize the possibility of injury to 
marine mammals. Take by Level A harassment is only anticipated for 
harbor porpoises, harbor seals, and gray seals. The potential for 
harassment is minimized through the construction method (i.e., 
vibratory methods to the extent practical) and the implementation of 
the proposed mitigation measures (see Proposed Mitigation section).
    Behavioral responses of marine mammals to pile driving, removal, 
and drilling at the project site, if any, are expected to be mild and 
temporary. Marine mammals within the Level B harassment zone may not 
show any visual cues that they are disturbed by activities or could 
become alert, avoid the area, leave the area, or display other mild 
responses that are not observable such as changes in vocalization 
patterns. However, given the project schedule and appropriate 
mitigation, any harassment would be temporary.
    In addition to the expected effects resulting from Level B 
harassment, we anticipate that harbor porpoises, harbor seals, and gray 
seals may sustain some limited Level A harassment in the form of PTS. 
However, any PTS is expected to be of a small degree (i.e., minor 
degradation of hearing capabilities within regions of hearing that 
align most completely with the energy produced by pile driving (below 2 
kHz)) because animals would need to be exposed to higher levels and/or 
longer duration than are expected to occur here in order to incur any 
more than a small degree of PTS. If hearing impairment occurs, it is 
most likely that the affected animal would lose a few decibels in its 
hearing sensitivity, which in most cases is not likely to meaningfully 
affect its ability to forage and communicate with conspecifics, as it 
would be minor and not in the region of greatest hearing sensitivity.
    Additionally, and as noted previously, some subset of the 
individuals that are behaviorally harassed could also simultaneously 
incur some small degree of TTS for a short duration of time. Because of 
the small degree anticipated, though, any PTS or TTS potentially 
incurred here would not be expected to adversely impact individual 
fitness, let alone annual rates of recruitment or survival.
    The pile driving activities are also not expected to have 
significant adverse effects on these affected marine mammals' habitats. 
The activities may cause some fish to leave the area of disturbance, 
thus temporarily impacting marine mammals' foraging opportunities in a 
limited portion of the foraging range; but, because of the short 
duration of the activities and the relatively small area of the habitat 
that may be affected (with no known particular importance to marine 
mammals), the impacts to marine mammal habitat are not expected to 
cause significant or long-term negative consequences.
    In combination, we believe that these factors, as well as the 
available body of evidence from other similar activities, demonstrate 
that the specified activities will have only minor, short-term effects 
on individuals that will not have any bearing on those individuals' 
fitness. Thus the specified activities are not expected to impact rates 
of recruitment or survival and will therefore have a negligible impact 
on those species or stocks.
    As described above, we propose to authorize only the takes 
estimated to occur in United States waters (table 15); however, for the 
purposes of our negligible impact analysis and determination, we 
consider the total number of takes that are anticipated to occur as a 
result of the entire project (including the portion of the Level B 
harassment zone that extends into Canadian waters) (table 17).
    In summary and as described above, the following factors primarily 
support our preliminary determination that the impacts resulting from 
this activity are not expected to adversely affect any of the species 
or stocks through effects on annual rates of recruitment or survival:
    <bullet> No serious injury or mortality is anticipated or 
authorized;
    <bullet> The anticipated incidents of Level B harassment consist 
of, at worst, temporary modifications in behavior;
    <bullet> The potential impacts of Level A harassment on harbor 
porpoises, harbor seals, and gray seals are not anticipated to increase 
individual impacts to a point where any population-level impacts might 
be expected;
    <bullet> The absence of any significant habitat within the 
industrialized project areas, including known areas or features of 
special significance for foraging or reproduction; and
    <bullet> The presumed efficacy of the proposed mitigation measures 
in reducing the effects of the specified activity to the level of least 
practicable adverse impact.
    <bullet> Effects on species that serve as prey for marine mammals 
from the activities are expected to be short-term and, therefore, any 
associated impacts on marine mammal feeding are not expected to result 
in significant or long-term consequences for individuals, or to accrue 
to adverse impacts on their populations from either project;
    <bullet> The ensonified areas from the project are very small 
relative to the overall habitat ranges of all species and

[[Page 11281]]

stocks, and will not cause more than minor impacts
    <bullet> There are no ESA-designated critical habitat, Biologically 
Important Areas, or any other areas of known biological importance near 
the project site.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the proposed monitoring and 
mitigation measures, NMFS preliminarily finds that the total marine 
mammal take from the proposed activity will have a negligible impact on 
all affected marine mammal species or stocks.

Small Numbers

    As noted previously, only take of small numbers of marine mammals 
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for 
specified activities other than military readiness activities. The MMPA 
does not define small numbers and so, in practice, where estimated 
numbers are available, NMFS compares the number of individuals taken to 
the most appropriate estimation of abundance of the relevant species or 
stock in our determination of whether an authorization is limited to 
small numbers of marine mammals. When the predicted number of 
individuals to be taken is less than one-third of the species or stock 
abundance, the take is considered to be of small numbers. Additionally, 
other qualitative factors may be considered in the analysis, such as 
the temporal or spatial scale of the activities.

                                          Table 17--Total Estimated Take Including Canadian Territorial Waters
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                           Proposed take
                Common name                             Stock                  Stock          Level A         Level B       Total take     percentage of
                                                                             abundance                                                         stock
--------------------------------------------------------------------------------------------------------------------------------------------------------
Minke Whale...............................  Canadian Eastern Coast......          21,968               0              56              56              <1
Atlantic-White Sided Dolphin..............  Western North Atlantic......          31,506               0             334             334               1
Common Dolphin............................  Western North Atlantic......          93,100               0             117             117              <1
Harbor Porpoise...........................  Gulf of Maine/Bay of Fundy..          85,765           2,285          17,580          19,865            23.2
Harbor Seal...............................  Western North Atlantic......          61,336              81             467             548              <1
Gray Seal.................................  Western North Atlantic......         394,311              40             228             268              <1
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Table 17 demonstrates the number of animals that NMFS anticipates 
could be taken by Level A and Level B harassment for the proposed work. 
Our analysis shows that at most 23.2 percent of each affected stock 
could be taken by harassment. The numbers of animals proposed to be 
taken for these stocks would be considered small relative to the 
relevant stock's abundances, even if each estimated taking occurred to 
a new individual, which is an unlikely scenario.
    Based on the analysis contained herein of the proposed activity 
(including the proposed mitigation and monitoring measures) and the 
anticipated take of marine mammals, NMFS preliminarily finds that small 
numbers of marine mammals would be taken relative to the population 
size of the affected species or stocks.

Unmitigable Adverse Impact Analysis and Determination

    There are no relevant subsistence uses of the affected marine 
mammal stocks or species implicated by this action. Therefore, NMFS has 
determined that the total taking of affected species or stocks would 
not have an unmitigable adverse impact on the availability of such 
species or stocks for taking for subsistence purposes.

Endangered Species Act

    Section 7(a)(2) of the ESA of 1973 (16 U.S.C. 1531 et seq.) 
requires that each Federal agency insure that any action it authorizes, 
funds, or carries out is not likely to jeopardize the continued 
existence of any endangered or threatened species or result in the 
destruction or adverse modification of designated critical habitat. To 
ensure ESA compliance for the issuance of IHAs, NMFS consults 
internally whenever we propose to authorize take for endangered or 
threatened species.
    No incidental take of ESA-listed species is proposed for 
authorization or expected to result from this activity. Therefore, NMFS 
has determined that formal consultation under section 7 of the ESA is 
not required for this action.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to ME DOT for conducting the Lubec Safe Harbor Project in 
Lubec, Maine from March 25, 2025 through March 24, 2026, provided the 
previously mentioned mitigation, monitoring, and reporting requirements 
are incorporated. A draft of the proposed IHA can be found at: <a href="https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities">https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities</a>.

Request for Public Comments

    We request comment on our analyses, the proposed authorization, and 
any other aspect of this notice of proposed IHA for the proposed Lubec 
Safe Harbor Project. We also request comment on the potential renewal 
of this proposed IHA as described in the paragraph below. Please 
include with your comments any supporting data or literature citations 
to help inform decisions on the request for this IHA or a subsequent 
renewal IHA.
    On a case-by-case basis, NMFS may issue a one-time, 1-year renewal 
IHA following notice to the public providing an additional 15 days for 
public comments when (1) up to another year of identical or nearly 
identical activities as described in the Description of Proposed 
Activity section of this notice is planned or (2) the activities as 
described in the Description of Proposed Activity section of this 
notice would not be completed by the time the IHA expires and a renewal 
would allow for completion of the activities beyond that described in 
the Dates and Duration section of this notice, provided all of the 
following conditions are met:
    <bullet> A request for renewal is received no later than 60 days 
prior to the needed renewal IHA effective date (recognizing that the 
renewal IHA expiration date cannot extend beyond 1 year from expiration 
of the initial IHA).
    <bullet> The request for renewal must include the following:
    (1) An explanation that the activities to be conducted under the 
requested renewal IHA are identical to the activities analyzed under 
the initial IHA, are a subset of the activities, or include changes so 
minor (e.g., reduction in pile size) that the changes do not affect the 
previous analyses,

[[Page 11282]]

mitigation and monitoring requirements, or take estimates (with the 
exception of reducing the type or amount of take).
    (2) A preliminary monitoring report showing the results of the 
required monitoring to date and an explanation showing that the 
monitoring results do not indicate impacts of a scale or nature not 
previously analyzed or authorized.
    <bullet> Upon review of the request for renewal, the status of the 
affected species or stocks, and any other pertinent information, NMFS 
determines that there are no more than minor changes in the activities, 
the mitigation and monitoring measures will remain the same and 
appropriate, and the findings in the initial IHA remain valid.

    Dated: February 28, 2025.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2025-03542 Filed 3-4-25; 8:45 am]
BILLING CODE 3510-22-P


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Indexed from Federal Register on March 5, 2025.

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