Notice2025-01363
ETF Opportunities Trust and Brookmont Capital Management, LLC
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
January 21, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 90 Issue 12 (Tuesday, January 21, 2025)</title>
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[Federal Register Volume 90, Number 12 (Tuesday, January 21, 2025)]
[Notices]
[Page 7203]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-01363]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35450; 812-15648]
ETF Opportunities Trust and Brookmont Capital Management, LLC
January 15, 2025.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under section 6(c) of the Investment
Company Act of 1940 (``Act'') for an exemption from section 15(a) of
the Act, as well as from certain disclosure requirements in rule 20a-1
under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii),
22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the
Securities Exchange Act of 1934, and Sections 6-07(2)(a), (b), and (c)
of Regulation S-X (``Disclosure Requirements'').
Summary of Application: The requested exemption would permit Applicants
to enter into and materially amend subadvisory agreements with certain
subadvisors without shareholder approval and grant relief from the
Disclosure Requirements as they relate to fees paid to the subadvisors.
Applicants: ETF Opportunities Trust and Brookmont Capital Management,
LLC.
Filing Dates: The application was filed on October 23, 2024 and amended
on November 4, 2024.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#5d0e383e2f38293c2f242e70123b3b343e381d2e383e733a322b"><span class="__cf_email__" data-cfemail="b0e3d5d3c2d5c4d1c2c9c39dffd6d6d9d3d5f0c3d5d39ed7dfc6">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on February
10, 2025, and should be accompanied by proof of service on the
Applicants, in the form of an affidavit, or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#4c1f292f3e29382d3e353f61032a2a252f290c3f292f622b233a"><span class="__cf_email__" data-cfemail="2d7e484e5f48594c5f545e00624b4b444e486d5e484e034a425b">[email protected]</span></a>. Applicants: ETF
Opportunities Trust, 8370 Stony Point Parkway, Suite 205, Richmond,
Virginia 23235, Brookmont Capital Management, 5950 Berkshire Lane,
Suite 1420, Dallas, Texas 75225 and John H. Lively, Esq,
<a href="/cdn-cgi/l/email-protection#d399bcbbbdfd9fbaa5b6bfaa93a3a1b2b0a7a6a0fdb0bcbe"><span class="__cf_email__" data-cfemail="b3f9dcdbdd9dffdac5d6dfcaf3c3c1d2d0c7c6c09dd0dcde">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Barbara T. Heussler, Senior Counsel,
or Daniele Marchesani, Assistant Chief Counsel, at (202) 551-6825
(Division of Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' amended
application, dated November 4, 2024, which may be obtained via the
Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at
<a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You
may also call the SEC's Office of investor Education and Advocacy at
(202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-01363 Filed 1-17-25; 8:45 am]
BILLING CODE 8011-01-P
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