Notice2024-29314

Global X Venture Fund and Global X Management Company, LLC

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
December 13, 2024

Issuing agencies

Securities and Exchange Commission

Full Text

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[Federal Register Volume 89, Number 240 (Friday, December 13, 2024)]
[Notices]
[Page 101057]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-29314]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 35408; 812-15657]


Global X Venture Fund and Global X Management Company, LLC

December 9, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice.

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    Notice of an application under section 6(c) of the Investment 
Company Act of 1940 (the ``Act'') for an exemption from sections 
18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of 
the Act for an exemption from rule 23c-3 under the Act, and for an 
order pursuant to section 17(d) of the Act and rule 17d-1 under the 
Act.

Summary of Application: Applicants request an order to permit certain 
registered closed-end investment companies to issue multiple classes of 
shares and to impose early withdrawal charges and asset-based 
distribution and/or service fees.

Applicants: Global X Venture Fund and Global X Management Company, LLC

Filing Dates: The application was filed on November 14, 2024.

Hearing or Notification of Hearing: An order granting the requested 
relief will be issued unless the Commission orders a hearing. 
Interested persons may request a hearing on any application by emailing 
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#1546707667706174676c66385a73737c7670556670763b727a63"><span class="__cf_email__" data-cfemail="2f7c4a4c5d4a5b4e5d565c02604949464c4a6f5c4a4c01484059">[email&#160;protected]</span></a> and serving the 
Applicants with a copy of the request by email, if an email address is 
listed for the relevant Applicant below, or personally or by mail, if a 
physical address is listed for the relevant Applicant below. Hearing 
requests should be received by the Commission by 5:30 p.m. on January 
3, 2025, and should be accompanied by proof of service on the 
Applicants, in the form of an affidavit, or, for lawyers, a certificate 
of service. Pursuant to rule 0-5 under the Act, hearing requests should 
state the nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by emailing the Commission's Secretary.

ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#8eddebedfcebfaeffcf7fda3c1e8e8e7edebcefdebeda0e9e1f8"><span class="__cf_email__" data-cfemail="bae9dfd9c8dfcedbc8c3c997f5dcdcd3d9dffac9dfd994ddd5cc">[email&#160;protected]</span></a>. Applicants: 
Jasmin Ali, Esq., Global X Management Company, LLC, 
<a href="/cdn-cgi/l/email-protection#d8b2b9b4b198bfb4b7bab9b4a0bdacbeabf6bbb7b5"><span class="__cf_email__" data-cfemail="6e040f02072e0902010c0f02160b1a081d400d0103">[email&#160;protected]</span></a>, with a copy to Ryan P. Brizek, Esq., Simpson 
Thacher & Bartlett LLP, <a href="/cdn-cgi/l/email-protection#e6949f8788c884948f9c838da69592848a8791c885898b"><span class="__cf_email__" data-cfemail="14666d757a3a76667d6e717f546760767875633a777b79">[email&#160;protected]</span></a>, and Jacqueline Edwards, 
Esq., Simpson Thacher & Bartlett LLP, <a href="/cdn-cgi/l/email-protection#caa0aba9bbbfafa6a3a4afe4afaebdabb8aeb98ab9bea8a6abbde4a9a5a7"><span class="__cf_email__" data-cfemail="2e444f4d5f5b4b4247404b004b4a594f5c4a5d6e5d5a4c424f59004d4143">[email&#160;protected]</span></a>.

FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special 
Counsel, at (202) 551-6825 (Division of Investment Management, Chief 
Counsel's Office).

SUPPLEMENTARY INFORMATION: For Applicants' representations, legal 
analysis, and conditions, please refer to Applicants' application, 
dated November 14, 2024, which may be obtained via the Commission's 
website by searching for the file number at the top of this document, 
or for an Applicant using the Company name search field on the SEC's 
EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also 
call the SEC's Public Reference Room at (202) 551-8090.

    For the Commission, by the Division of Investment Management, 
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-29314 Filed 12-12-24; 8:45 am]
BILLING CODE 8011-01-P


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Indexed from Federal Register on December 13, 2024.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.