Notice2024-29304
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Primary source
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Published
December 13, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 240 (Friday, December 13, 2024)</title>
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[Federal Register Volume 89, Number 240 (Friday, December 13, 2024)]
[Notices]
[Page 101082]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-29304]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-318, OMB Control No. 3235-0361]
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') has submitted to the Office of
Management and Budget a request for extension of the previously
approved collection of information discussed below.
Form ADV-E (17 CFR 279.8) is the cover sheet for certificates of
accounting filed pursuant to rule 206(4)-2(a)(4) under the Investment
Advisers Act of 1940 (17 CFR 275.206(4)-(2)(a)(4)). The rule further
requires that the public accountant file with the Commission a Form
ADV-E and accompanying statement within four business days of the
resignation, dismissal, removal from consideration for being
reappointed, or other termination of its engagement.
The Commission has estimated that compliance with the requirement
to complete Form ADV-E imposes a total burden of approximately 0.05
hours (3 minutes) per respondent. Based on current information from
advisers registered with the Commission, the Commission staff estimates
that 1,946 filings will be submitted with respect to surprise
examinations and 52 filings will be submitted with respect to
termination of accountants. Based on these estimates, the total
estimated annual burden would be 99.90 hours ((1,946 filings x .05
hours) + (52 filings x .05 hours)).
The information provided on Form ADV-E is mandatory. Responses will
not be kept confidential. An agency may not conduct or sponsor a
collection of information unless it displays a currently valid OMB
control number. No person shall be subject to any penalty for failing
to comply with a collection of information subject to the PRA that does
not display a valid OMB control number.
Public Comment Instructions: The 30-day public comment period for
this information collection request opens on December 16, 2024 and
closes at the end of the day on January 13, 2025. The public may view
the full information request and submit comments at <a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202409-3235-022">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202409-3235-022</a> or email
comments to <a href="/cdn-cgi/l/email-protection#bcf1fee492f3f1fe92f3f5eefd92eff9ffe3d8d9cfd7e3d3dadad5dfd9cefcd3d1de92d9d3cc92dbd3ca"><span class="__cf_email__" data-cfemail="3578776d1b7a78771b7a7c67741b6670766a5150465e6a5a53535c565047755a58571b505a451b525a43">[email protected]</span></a>.
Dated: December 9, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-29304 Filed 12-12-24; 8:45 am]
BILLING CODE 8011-01-P
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