Privacy Act of 1974; System of Records
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Issuing agencies
Abstract
In accordance with the Privacy Act of 1974, all agencies are required to publish in the Federal Register a notice of their systems of records. Notice is hereby given that the Federal Energy Regulatory Commission (FERC) is publishing a notice of modifications to an existing FERC system of records titled "Commission Equal Employment Opportunity (EEO) Discrimination Complaint Records (FERC-19)" previously titled "Commission Equal Employment Opportunity (EEO) Discrimination Complaints File".
Full Text
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<title>Federal Register, Volume 89 Issue 232 (Tuesday, December 3, 2024)</title>
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[Federal Register Volume 89, Number 232 (Tuesday, December 3, 2024)]
[Notices]
[Pages 95773-95775]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-28247]
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DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
Privacy Act of 1974; System of Records
AGENCY: Federal Energy Regulatory Commission (FERC), Department of
Energy (DOE).
ACTION: Notice of a modified system of records.
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SUMMARY: In accordance with the Privacy Act of 1974, all agencies are
required to publish in the Federal Register a notice of their systems
of records. Notice is hereby given that the Federal Energy Regulatory
Commission (FERC) is publishing a notice of modifications to an
existing FERC system of records titled ``Commission Equal Employment
Opportunity (EEO) Discrimination Complaint Records (FERC-19)''
previously titled ``Commission Equal Employment Opportunity (EEO)
Discrimination Complaints File''.
DATES: Comments on this modified system of records must be received no
later than 30 days after the date of publication in the Federal
Register. If no public comment is received during this period or unless
otherwise published in the Federal Register by FERC, the modified
system of records will become effective a minimum of 30 days after date
of publication in the Federal Register. If FERC receives public
comments, FERC shall review the comments to determine whether any
changes to the notice are necessary.
ADDRESSES: Comments may be submitted in writing to Federal Energy
Regulatory Commission, 888 First Street NE, Washington, DC 20426 or
electronically to <a href="/cdn-cgi/l/email-protection#6c1c1e051a0d0f152c0a091e0f420b031a"><span class="__cf_email__" data-cfemail="c8b8baa1bea9abb188aeadbaabe6afa7be">[email protected]</span></a>. Comments should indicate that they
are submitted in response to ``Commission Equal Employment Opportunity
(EEO) Discrimination Complaint Records (FERC-19)''.
FOR FURTHER INFORMATION CONTACT: Mittal Desai, Chief Information
Officer & Senior Agency Official for Privacy, Office of the Executive
Director, Federal Energy Regulatory Commission, 888 First Street NE,
Washington, DC 20426, <a href="/cdn-cgi/l/email-protection#3545475c4354564c75535047561b525a43"><span class="__cf_email__" data-cfemail="0676746f7067657f466063746528616970">[email protected]</span></a>, (202) 502-6432.
SUPPLEMENTARY INFORMATION: In accordance with the Privacy Act of 1974,
and to comply with the Office of Management and Budget (OMB) Memorandum
M-17-12, ``Preparing for and Responding to a Breach of Personally
Identifiable Information'', January 3, 2017, this notice has twelve
(12) modified and new routine uses,
[[Page 95774]]
including two new routine uses that will permit FERC to disclose
information as necessary in response to an actual or suspected breach
that pertains to a breach of its own records or to assist another
agency in its efforts to respond to a breach that was previously
published separately at 87 FR 35543 (June 10, 2022).
The following sections have been updated to reflect changes made
since the publication of the last notice in the Federal Register:
dates; addresses; for further contact information; system location;
system manager; purpose of the system; categories of individuals
covered by the system; categories of records in the system; routine
uses of records maintained in the system, including categories of users
and the purpose of such; policies and practices for storage of records;
policies and practices for retention and disposal of records;
administrative, technical, physical safeguards; records access
procedures; contesting records procedures; notification procedures; and
history.
SYSTEM NAME AND NUMBER:
Commission Equal Employment Opportunity (EEO) Discrimination
Complaint Records (FERC-19).
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Federal Energy Regulatory Commission, Office of the Executive
Director, Equal Employment Opportunity and Civil Rights Organization,
888 First Street NE, Washington, DC 20426.
SYSTEM MANAGER(S):
Director, Equal Employment Opportunity and Civil Rights
Organization, Office of the Executive Director, Federal Energy
Regulatory Commission, 888 First Street NE, Washington, DC 20426.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
29 CFR part 1614--Federal Sector Equal Employment Opportunity.
PURPOSE(S) OF THE SYSTEM:
The purpose of this system of records is to track and to maintain
documentation of FERC EEO complaints filed. It is also used to create
EEOC Form 462, Annual Report on the Federal Workforce, that includes,
among other data, information on Federal equal employment opportunity
complaints and Alternative Dispute Resolution activities, and reports
on the No Fear Act.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
The categories of individuals covered by the system include current
and former FERC employees, contractors, applicants, witnesses,
investigators, mediators, legal counsel, and FERC counsel.
CATEGORIES OF RECORDS IN THE SYSTEM:
The categories of records in this system include name, personal and
work contact information (such as telephone number, mailing address,
and email address), date of birth, office, role, supervisor
information, grade level, status of a person's race, color, religion,
sex (including pregnancy, childbirth, or related conditions, gender
identity, and sexual orientation), national origin, age, disability or
genetic information, associated auto-generated case number, allegation,
information on the requested remedy, written complaint, witness
statements, pictures, screenshots of emails and messages, copies of the
Equal Employment Opportunity Commission filing orders, investigative
reports, decision documents, signature, and appeal documentation.
RECORD SOURCE CATEGORIES:
Records are obtained from Equal Employment Opportunity
investigators, subjects filing the complaint, witnesses, Equal
Employment Opportunity Director, Equal Employment Opportunity
Counselors, Office of the General Counsel staff, the Equal Employment
Opportunity Commission, mediators, legal counsel, Human Resources, and
courts.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b) of the Privacy Act, information maintained in this system may
be disclosed to authorized entities outside FERC for purposes
determined to be relevant and necessary as a routine use pursuant to 5
U.S.C. 552a(b)(3) as follows:
1. To appropriate agencies, entities, and persons when (1) FERC
suspects or has confirmed that there has been a breach of the system of
records; (2) FERC has determined that as a result of the suspected or
confirmed breach there is a risk of harm to individuals, the Commission
(including its information systems, programs, and operations), the
Federal Government, or national security; and (3) the disclosure made
to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Commission's efforts to respond to the
suspected or confirmed breach or to prevent, minimize, or remedy such
harm.
2. To another Federal agency or Federal entity, when FERC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
3. To a congressional office from the record of an individual in
response to an inquiry from that congressional office made at the
request of that individual.
4. To the Equal Employment Opportunity Commission when requested in
connection with investigations of alleged or possible discriminatory
practices, examination of Federal affirmative employment programs, or
other functions of the Commission as authorized by law or regulation.
5. To the Federal Labor Relations Authority or its General Counsel
when requested in connection with investigations of allegations of
unfair labor practices or matters before the Federal Service Impasses
Panel.
6. To disclose information to another Federal agency, to a court,
or a party in litigation before a court or in an administrative
proceeding being conducted by a Federal agency, when the Government is
a party to the judicial or administrative proceeding. In those cases
where the Government is not a party to the proceeding, records may be
disclosed if a subpoena has been signed by a judge.
7. To the Department of Justice (DOJ) for its use in providing
legal advice to FERC or in representing FERC in a proceeding before a
court, adjudicative body, or other administrative body, where the use
of such information by the DOJ is deemed by FERC to be relevant and
necessary to the advice or proceeding, and such proceeding names as a
party in interest: (a) FERC; (b) any employee of FERC in his or her
official capacity; (c) any employee of FERC in his or her individual
capacity where DOJ has agreed to represent the employee; or (d) the
United States, where FERC determines that litigation is likely to
affect FERC or any of its components.
8. To non-Federal Personnel, such as contractors, agents, or other
authorized individuals performing work on a contract, service,
cooperative agreement,
[[Page 95775]]
job, or other activity on behalf of FERC or Federal Government and who
have a need to access the information in the performance of their
duties or activities.
9. To the National Archives and Records Administration in records
management inspections and its role as Archivist.
10. To the Merit Systems Protection Board or the Board's Office of
the Special Counsel, when relevant information is requested in
connection with appeals, special studies of the civil service and other
merit systems, review of Office of Personnel Management (OPM) rules and
regulations, and investigations of alleged or possible prohibited
personnel practices.
11. To appropriate Federal, State, or local agency responsible for
investigating, prosecuting, enforcing, or implementing a statute, rule,
regulation, or order, if the information may be relevant to a potential
violation of civil or criminal law, rule, regulation, order.
12. To appropriate agencies, entities, and person(s) that are a
party to a dispute, when FERC determines that information from this
system of records is reasonably necessary for the recipient to assist
with the resolution of the dispute, and the information may include the
name, address, telephone number, email address, and affiliation of the
agency, entity, and/or person(s) seeking and/or participating in
dispute resolution services, where appropriate.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are stored electronically on a FedRAMP-authorized cloud
service provider, and on a FedRAMP-authorized SharePoint site. In
addition, all FERC employees and contractors with authorized access
have undergone a thorough background security investigation. Data
access is restricted to agency personnel or contractors whose
responsibilities require access. Access to electronic records is
controlled by the organization's Single Sign-On and Multi-Factor
Authentication Solution. Role based access is used to restrict
electronic data access and the organization employs the principle of
least privilege, allowing only authorized users with access necessary
to accomplish assigned tasks in accordance with organizational missions
and business functions.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are retrieved by employee name and associated case number.
POLICIES AND PRACTICES FOR THE RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with the applicable National
Archives and Records Administration Schedules, with the following
applicable General Records Schedules:
1. General Records Schedule (GRS) 2.3: Employee Relations Records,
Item 010, DAA-GRS-2022-0001-0001. Temporary. Destroy when 3 years old,
but longer retention is authorized if required for business use.
2. General Records Schedule (GRS) 2.3: Employee Relations Records,
Item 020, DAA-GRS-2022-0001-0002. Temporary. Destroy 3 years after
employee separation from the agency or all appeals are concluded,
whichever is later, but longer retention is authorized if required for
business use.
3. General Records Schedule (GRS) 2.3: Employee Relations Records,
Item 110, DAA-GRS-2018-0002-0012. Temporary. Destroy 3 years after
resolution of case, but longer retention is authorized if required for
business use.
4. General Records Schedule (GRS) 2.3: Employee Relation Records,
Item 111, DAA-GRS2018-0002-0013. Temporary: Destroy 7 years after close
of case, but longer retention is authorized if required for business
use.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
See Policies and Practices for Storage of Records.
RECORD ACCESS PROCEDURES:
Individuals requesting access to the contents of records must
submit a request through the Freedom of Information Act (FOIA) office.
The FOIA website is located at: <a href="https://www.ferc.gov/foia">https://www.ferc.gov/foia</a>. Requests may
be submitted through the following portal: <a href="https://www.ferc.gov/enforcement-legal/foia/electronic-foia-privacy-act-request-form">https://www.ferc.gov/enforcement-legal/foia/electronic-foia-privacy-act-request-form</a>.
Written requests for access to records should be directed to: Director,
Office of External Affair, Federal Energy Regulatory Commission, 888
First Street NE, Washington, DC 20426.
CONTESTING RECORD PROCEDURES:
See Records Access Procedures.
NOTIFICATION PROCEDURES:
Generalized notice is provided by the publication of this notice.
For specific notice, see Records Access Procedure, above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
65 FR 21745 (April 24, 2000).
Dated: November 25, 2024.
Debbie-Anne A. Reese,
Secretary.
[FR Doc. 2024-28247 Filed 12-2-24; 8:45 am]
BILLING CODE 6717-01-P
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