Notice2024-23150
Proposed Collection; Comment Request; Extension: Form ADV-E
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
October 7, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 194 (Monday, October 7, 2024)</title>
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[Federal Register Volume 89, Number 194 (Monday, October 7, 2024)]
[Notices]
[Pages 81119-81120]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-23150]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-318, OMB Control No. 3235-0361]
Proposed Collection; Comment Request; Extension: Form ADV-E
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget for extension and approval.
Form ADV-E (17 CFR 279.8) is the cover sheet for certificates of
accounting filed pursuant to rule 206(4)-2(a)(4) under the Investment
Advisers Act of 1940 (17 CFR 275.206(4)-(2)(a)(4)). The rule further
requires that the public accountant file with the Commission a Form
ADV-E and accompanying statement within four business days of the
resignation, dismissal, removal from consideration for being
reappointed, or other termination of its engagement.
The Commission has estimated that compliance with the requirement
to complete Form ADV-E imposes a total burden of approximately 0.05
hours (3 minutes) per respondent. Based on current information from
advisers registered with the Commission, the Commission staff estimates
that 1,946 filings will be submitted with respect to surprise
examinations and 52 filings will be submitted with respect to
termination of accountants. Based on these estimates, the total
estimated annual burden would be 99.90 hours ((1,946 filings x .05
hours) + (52 filings x .05 hours)).
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimate of the burden of the collection
[[Page 81120]]
of information; (c) ways to enhance the quality, utility, and clarity
of the information collected; and (d) ways to minimize the burden of
the collection of information on respondents, including through the use
of automated collection techniques or other forms of information
technology. Consideration will be given to comments and suggestions
submitted by December 6, 2024.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Please direct your written comments to: Austin Gerig, Director/
Chief Data Officer, Securities and Exchange Commission, c/o Oluwaseun
Ajayi, 100 F Street NE, Washington, DC 20549 or send an email to:
<a href="/cdn-cgi/l/email-protection#d28280938d9fb3bbbeb0bdaa92a1b7b1fcb5bda4"><span class="__cf_email__" data-cfemail="401012011f0d21292c222f38003325236e272f36">[email protected]</span></a>.
Dated: October 2, 2024.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2024-23150 Filed 10-4-24; 8:45 am]
BILLING CODE 8011-01-P
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