Notice2024-21165
Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 18, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
<html>
<head>
<title>Federal Register, Volume 89 Issue 181 (Wednesday, September 18, 2024)</title>
</head>
<body><pre>
[Federal Register Volume 89, Number 181 (Wednesday, September 18, 2024)]
[Notices]
[Page 76578]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-21165]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-101005; File Nos. SR-NYSE-2024-03; SR-NYSEAMER-2024-02;
SR-NYSEARCA-2024-02; SR-NYSECHX-2024-02; SR-NYSENAT-2024-01]
Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE
American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.;
Notice of Withdrawal of Proposed Rule Change To Establish Fees Related
to Certain Historical Costs of the National Market System Plan
Governing the Consolidated Audit Trail
September 12, 2024.
On January 3, 2024 New York Stock Exchange LLC; NYSE American LLC;
NYSE Arca, Inc.; NYSE Chicago, Inc.; and NYSE National, Inc. (the
``Exchanges'') filed with the Securities and Exchange Commission (the
``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\
proposed rule changes to establish fees for industry members related to
certain historical costs of the National Market System plan governing
the Consolidated Audit Trail. The proposed rule changes were
immediately effective upon filing with the Commission pursuant to
Section 19(b)(3)(A) of the Act.\3\ On February 13, 2024, the proposed
rule changes were published in the Federal Register and the Commission
temporarily suspended and instituted proceedings to determine whether
to approve or disapprove the proposed rule changes.\4\ The Commission
received six comments on the proposed rule changes and one response to
those comments.\5\ On July 31, 2024, pursuant to Section 19(b)(2) of
the Act,\6\ the Commission designated a longer period within which to
approve the proposed rule changes or disapprove the proposed rule
changes.\7\ On September 6, 2024, the Exchanges withdrew the proposed
rule changes (SR-NYSE-2024-03; SR-NYSEAMER-2024-02; SR-NYSEARCA-2024-
02; SR-NYSECHX-2024-02; SR-NYSENAT-2024-01).
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take
effect upon filing with the Commission if it is designated by the
exchange as ``establishing or changing a due, fee, or other charge
imposed by the self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory organization.''
15 U.S.C. 78s(b)(3)(A)(ii).
\4\ Securities Exchange Act Release Nos. 34-99380 (January 17,
2024), 89 FR 11079 (February 13, 2024) (SR-NYSE-2024-03); 99381
(January 17, 2024), 89 FR 10620 (February 13, 2024) (SR-NYSEAMER-
2024-002); 99357 (January 17, 2024), 89 FR 10735 (February 13, 2024)
(SR-NYSEARCA-2024-02); 99366 (January 17, 2024), 89 FR 10315
(February 13, 2024) (SR-NYSECHX-2024-02); 99368 (January 17, 2024),
89 FR 10353 (February 13, 2024) (SR-NYSENAT-2024-01);
\5\ See letters from: Edward Weisbaum, Executing Broker CBOE
Floor, dated February 6, 2024; Howard Meyerson, Managing Director,
Financial Information Forum, to Vanessa Countryman, Secretary,
Commission, dated March 4, 2024; Thomas M. Merritt, Deputy General
Counsel, Virtu Financial, Inc., to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Ellen Greene, Managing Director,
Equities & Options Market Structure, SIFMA; Joseph Corcoran,
Managing Director, Associate General Counsel, SIFMA, to Vanessa
Countryman, Secretary, Commission, dated March 5, 2024; Stephen John
Berger, Managing Director, Global Head of Government & Regulatory
Policy, Citadel Securities, to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Joanna Mallers, Secretary, FIA
Principal Traders Group, to Vanessa Countryman, Secretary,
Commission, dated March 9, 2024; and Brandon Becker, CAT NMS Plan
Operating Committee Chair, to Vanessa Countryman, Secretary,
Commission, dated June 13, 2024.
\6\ 15 U.S.C. 78s(b)(2).
\7\ See Securities Exchange Act Release No. 100628 (Jul. 31,
2024), 89 FR 64010 (Aug. 6, 2024); The Commission designated October
10, 2024 as the date by it should approve or disapprove the proposed
rule change.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-21165 Filed 9-17-24; 8:45 am]
BILLING CODE 8011-01-P
</pre></body>
</html>Indexed from Federal Register on September 18, 2024.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.