Notice2024-20574
Great Elm Capital Corp., et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 11, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 176 (Wednesday, September 11, 2024)</title>
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[Federal Register Volume 89, Number 176 (Wednesday, September 11, 2024)]
[Notices]
[Page 73739]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-20574]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35315; File No. 812-15498]
Great Elm Capital Corp., et al.
September 6, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order under sections 17(d) and 57(i)
of the Investment Company Act of 1940 (the ``Act'') and rule 17d-1
under the Act to permit certain joint transactions otherwise prohibited
by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit
certain business development companies (``BDCs'') and closed-end
management investment companies to co-invest in portfolio companies
with each other and with certain affiliated investment entities.
Applicants: Great Elm Capital Corp, Great Elm Capital Management,
Inc., Great Elm Opportunities Fund I, L.P.--Series A, Great Elm
Opportunities Fund I, L.P.--Series D, Great Elm Investments, LLC and
Great Elm Credit Income Fund, LLC.
Filing Dates: The application was filed on August 18, 2023 and
amended on December 4, 2023, March 7, 2024 and August 29, 2024.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#5e0d3b3d2c3b2a3f2c272d73113838373d3b1e2d3b3d70393128"><span class="__cf_email__" data-cfemail="dd8eb8beafb8a9bcafa4aef092bbbbb4beb89daeb8bef3bab2ab">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on October
1, 2024, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#cd9ea8aebfa8b9acbfb4bee082ababa4aea88dbea8aee3aaa2bb"><span class="__cf_email__" data-cfemail="86d5e3e5f4e3f2e7f4fff5abc9e0e0efe5e3c6f5e3e5a8e1e9f0">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#0d5e686e7f68796c7f747e20426b6b646e684d7e686e236a627b"><span class="__cf_email__" data-cfemail="580b3d3b2a3d2c392a212b75173e3e313b3d182b3d3b763f372e">[email protected]</span></a>. Applicants: Adam
M. Kleinman, <a href="/cdn-cgi/l/email-protection#dcbdb7b0b9b5b2b1bdb29cbbaeb9bda8b9b0b1bfbdacf2bfb3b1"><span class="__cf_email__" data-cfemail="690802050c0007040807290e1b0c081d0c05040a0819470a0604">[email protected]</span></a> and Christopher Healey,
<a href="/cdn-cgi/l/email-protection#12717a607b61667d627a77603c7a77737e776b527673647b61627d7e793c717d7f"><span class="__cf_email__" data-cfemail="a4c7ccd6cdd7d0cbd4ccc1d68accc1c5c8c1dde4c0c5d2cdd7d4cbc8cf8ac7cbc9">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Barbara T. Heussler, Senior Counsel,
or Thomas Ahmadifar, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' third amended and
restated application, dated August 29, 2024, which may be obtained via
the Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at,
<a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may
also call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-20574 Filed 9-10-24; 8:45 am]
BILLING CODE 8011-01-P
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