Notice2024-20327
Self-Regulatory Organizations; Investors' Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 10, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 175 (Tuesday, September 10, 2024)</title>
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[Federal Register Volume 89, Number 175 (Tuesday, September 10, 2024)]
[Notices]
[Page 73455]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-20327]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-100928; File No. SR-IEX-2024-01]
Self-Regulatory Organizations; Investors' Exchange LLC; Notice of
Withdrawal of Proposed Rule Change To Establish Fees for Industry
Members Related to Certain Historical Costs of the National Market
System Plan Governing the Consolidated Audit Trail
September 4, 2024.
On January 2, 2024, Investors' Exchange LLC (the ``Exchange'')
filed with the Securities and Exchange Commission (the ``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
establish fees for industry members related to certain historical costs
of the National Market System plan governing the Consolidated Audit
Trail. The proposed rule change was immediately effective upon filing
with the Commission pursuant to Section 19(b)(3)(A) of the Act.\3\ On
February 13, 2024, the proposed rule change was published in the
Federal Register and the Commission temporarily suspended and
instituted proceedings to determine whether to approve or disapprove
the proposed rule change.\4\ The Commission received six comments on
the proposed rule change and one response to those comments.\5\ On July
31, 2024, pursuant to Section 19(b)(2) of the Act,\6\ the Commission
designated a longer period within which to approve the proposed rule
change or disapprove the proposed rule change.\7\ On August 30, 2024,
the Exchange withdrew the proposed rule change (SR-IEX-2024-01).
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\1\ 15 U.S.C.78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take
effect upon filing with the Commission if it is designated by the
exchange as ``establishing or changing a due, fee, or other charge
imposed by the self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory organization.''
15 U.S.C. 78s(b)(3)(A)(ii).
\4\ Securities Exchange Act Release No. 99379 (January 17,
2024), 89 FR 11039 (February 13, 2024).
\5\ See letters from: Edward Weisbaum, Executing Broker CBOE
Floor, dated February 6, 2024; Howard Meyerson, Managing Director,
Financial Information Forum, to Vanessa Countryman, Secretary,
Commission, dated March 4, 2024; Thomas M. Merritt, Deputy General
Counsel, Virtu Financial, Inc., to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Ellen Greene, Managing Director,
Equities & Options Market Structure, SIFMA; Joseph Corcoran,
Managing Director, Associate General Counsel, SIFMA, to Vanessa
Countryman, Secretary, Commission, dated March 5, 2024; Stephen John
Berger, Managing Director, Global Head of Government & Regulatory
Policy, Citadel Securities, to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Joanna Mallers, Secretary, FIA
Principal Traders Group, to Vanessa Countryman, Secretary,
Commission, dated March 9, 2024; and Brandon Becker, CAT NMS Plan
Operating Committee Chair, to Vanessa Countryman, Secretary,
Commission, dated June 13, 2024.
\6\ 15 U.S.C. 78s(b)(2).
\7\ See Securities Exchange Act Release No. 100628 (Jul. 31,
2024), 89 FR 64010 (Aug. 6, 2024). The Commission designated October
10, 2024 as the date by it should approve or disapprove the proposed
rule change.
\8\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-20327 Filed 9-9-24; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on September 10, 2024.
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