Request for Comments on Bolstering Data Center Growth, Resilience, and Security
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Abstract
The National Telecommunications and Information Administration (NTIA) hereby requests comments on the challenges surrounding data center growth, resilience and security in the United States amidst a surge of computing power demand due to the development of critical and emerging technologies. This request focuses on identifying opportunities for the U.S. government to improve data centers' market development, supply chain resilience, and data security. NTIA will rely on these comments, along with other public engagements on this topic, to draft and issue a public report capturing economic and security policy considerations and policy recommendations for fostering safe, secure, and sustainable data center growth.
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<title>Federal Register, Volume 89 Issue 171 (Wednesday, September 4, 2024)</title>
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[Federal Register Volume 89, Number 171 (Wednesday, September 4, 2024)]
[Notices]
[Pages 71890-71893]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-19524]
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DEPARTMENT OF COMMERCE
National Telecommunications and Information Administration
[Docket No. 240823-0225]
RIN 0660-XC062
Request for Comments on Bolstering Data Center Growth,
Resilience, and Security
AGENCY: National Telecommunications and Information Administration,
Department of Commerce.
ACTION: Notice, request for comment.
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SUMMARY: The National Telecommunications and Information Administration
(NTIA) hereby requests comments on the challenges surrounding data
center growth, resilience and security in the United States amidst a
surge of computing power demand due to the development of critical and
emerging technologies. This request focuses on identifying
opportunities for the U.S. government to improve data centers' market
development, supply chain resilience, and data security. NTIA will rely
on these comments, along with other public engagements on this topic,
to draft and issue a public report capturing economic and security
policy considerations and policy recommendations for fostering safe,
secure, and sustainable data center growth.
DATES: Written comments must be received on or before November 4, 2024.
ADDRESSES: All electronic public comments on this action, identified by
<a href="http://Regulations.gov">Regulations.gov</a> docket number NTIA-2024-0002, may be submitted through
the Federal e-Rulemaking Portal at <a href="http://www.regulations.gov">www.regulations.gov</a>. The docket
established for this request for comment can be found at
<a href="http://www.regulations.gov">www.regulations.gov</a>, NTIA-2024-0002. Click the ``Comment Now!'' icon,
complete the required fields, and enter or attach your comments.
Additional instructions can be found in the ``Instructions'' section
below after SUPPLEMENTARY INFORMATION.
All comments received are a part of the public record and will
generally be posted to <a href="http://Regulations.gov">Regulations.gov</a> without change. All personal
identifying information (e.g., name, address) voluntarily submitted by
the commenter may be publicly accessible.
If you would like to submit business confidential information,
please clearly identify any business confidential portion of a comment
at the time of submission, file a statement justifying nondisclosure
and referring to the specific legal authority claimed, and provide a
non-confidential version of the submission.
For comments submitted electronically containing business
confidential information, the file name of the business confidential
version should begin with the characters ``BC.'' Any page containing
business confidential information must be clearly marked ``BUSINESS
CONFIDENTIAL'' on the top of that page. The corresponding non-
confidential version of those comments must be clearly marked
``PUBLIC.'' The file name of the non-confidential version should begin
with the character ``P.'' Any submissions with file names that do not
begin with either a ``BC'' or a ``P'' will be assumed to be public and
will be made publicly available through <a href="https://www.regulations.gov">https://www.regulations.gov</a>.
FOR FURTHER INFORMATION CONTACT: Please direct questions regarding this
Request for Comment to Travis Hall at <a href="/cdn-cgi/l/email-protection#f4809c959898b49a809d95da939b82"><span class="__cf_email__" data-cfemail="82f6eae3eeeec2ecf6ebe3ace5edf4">[email protected]</span></a> with ``Bolstering
Data Center Resilience and Security Request for Comment'' in the
subject line, or if by mail, addressed to Travis Hall, National
Telecommunications and Information Administration, U.S. Department of
Commerce, 1401 Constitution Avenue NW, Room 4725, Washington, DC 20230;
telephone: (202) 482-3522. Please direct media inquiries to NTIA's
Office of Public Affairs, telephone: (202) 482-7002; email:
<a href="/cdn-cgi/l/email-protection#fb8b899e8888bb958f929ad59c948d"><span class="__cf_email__" data-cfemail="413133243232012f3528206f262e37">[email protected]</span></a>.
SUPPLEMENTARY INFORMATION:
Background and Authority
Critical and emerging technologies like artificial intelligence
(AI) have accelerated demands for more computing infrastructure.
Powering these transformative technologies are data centers--facilities
that house computing machines and related hardware components that
process, store, and transmit large amounts of data--and the
telecommunication infrastructure enabling information processing.\1\
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\1\ 42 U.S.C. 17112(b).
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Data centers are important enablers for economic growth and
technological development. Their capabilities for data processing,
ubiquitous connectivity, secure storage, cost-efficiency, and economy-
wide job creation, among others, yield substantial benefits.
There are approximately 5,000 data centers in the United States,
and data center demand is projected to grow domestically by roughly
nine percent year over year through 2030.<SUP>2 3</SUP> Driven
primarily by hyperscalers,\4\ the total capacity of all data centers,
including on-premise and colocation, is expected to rise steadily.\5\
The expected growth in computing demand, and resulting demand for data
centers, present challenges and opportunities for data center operators
in balancing market growth, supply chain resilience, and data security.
For example, energy supply, restrictive permitting, skilled workforce
shortages, and land unavailability may present localized growth
challenges in certain domestic markets.\6\ However, the increase in
compute demand may also present opportunities to collaborate on public
and private sector measures (e.g., infrastructure investments,
workforce development programs) to catalyze data center growth, enable
innovation, and foster economic development and global market
leadership.
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\2\ Cloudscene, ``Data Centers in the United States'' (March
2024) <a href="https://cloudscene.com/market/data-centers-in-united-states/all?trk=public_post_comment-text">https://cloudscene.com/market/data-centers-in-united-states/all?trk=public_post_comment-text</a>.
\3\ McKinsey, ``Investing in the rising data center economy''
(January 2023). Demand is measured by power consumption to reflect
the number of servers a data center can house. Demand includes
megawatts for storage, servers, and networks. <a href="https://www.mckinsey.com/industries/technology-media-and-telecommunications/our-insights/investing-in-the-rising-data-center-economy">https://www.mckinsey.com/industries/technology-media-and-telecommunications/our-insights/investing-in-the-rising-data-center-economy</a>.
\4\ The term ``hyperscale'' data centers refer to data centers
facilities comprising of 10,000 square foot/5,000-server facilities
to colossal campuses with individual buildings over one million
square feet, each containing hundreds of thousands of servers. See
In-Q-Tel, ``Workshop on Cloud, Data Centers, and Great Power
Competition,'' (November 2023). <a href="https://assets.iqt.org/pdfs/Workshop-Report_Data-Centers_Nov-2023.pdf/web/viewer.html">https://assets.iqt.org/pdfs/Workshop-Report_Data-Centers_Nov-2023.pdf/web/viewer.html</a>.
\5\ Synergy Research Group, ``On Premise Data Center Capacity
Being Increasingly Dwarfed by Hyperscalers and Colocation
Companies,'' (July 2023). <a href="https://www.srgresearch.com/articles/on-premise-data-center-capacity-being-increasingly-dwarfed-by-hyperscalers-and-colocation-companies">https://www.srgresearch.com/articles/on-premise-data-center-capacity-being-increasingly-dwarfed-by-hyperscalers-and-colocation-companies</a>.
\6\ Global Data Center Trends 2023. (2023, July 14). <a href="https://www.cbre.com/insights/reports/global-data-center-trends-2023">https://www.cbre.com/insights/reports/global-data-center-trends-2023</a>; CBRE.
<a href="https://www.cbre.com/insights/reports/global-data-center-trends-2023">https://www.cbre.com/insights/reports/global-data-center-trends-2023</a>.
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The continued growth of the U.S. data center industry hinges on
resilient supply chains, access to power, trusted Information and
Communications Technology and Services (ICTS) equipment, and a skilled
workforce, among other factors. Powering and cooling data centers is
energy-intensive: data centers physically located in the United States
consumed more than four percent of the country's total electricity in
2022, with projections suggesting the share may increase up to nine \7\
percent by 2030.\8\ The increase in demand is
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incentivizing data center developers and utilities to maximize
utilization of existing power grid infrastructure and water usage, with
some data center operators pursuing alternatives to the grid, such as
on-site energy generation and power grid infrastructure.\9\ Outfitting
new and existing data centers also requires a range of critical
information technology (IT) and operational technology (OT)
components--semiconductors, chips, fiber optic cables, networking
equipment, and more.\10\ Lack of access to trusted equipment and
skilled workforce shortages could limit both cyber and physical
security functions necessary to protecting critical infrastructure
operations.\11\
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\7\ SemiAnalysis, ``AI Datacenter Energy Dilemma--Race for AI
Datacenter Space,'' (March 2024). <a href="https://www.semianalysis.com/p/ai-datacenter-energy-dilemma-race">https://www.semianalysis.com/p/ai-datacenter-energy-dilemma-race</a>.
\8\ Aljbour, Jordan, Tom Wilson, and Poorvi Patel. ``Powering
Intelligence: Analyzing Artificial Intelligence and Data Center
Energy Consumption.'' White Paper. EPRI, May 2024. <a href="https://restservice.epri.com/publicdownload/000000003002028905/0/Product">https://restservice.epri.com/publicdownload/000000003002028905/0/Product</a>.
\9\ Mondal, S., Fashat, B. F., Rajbongshi, D., Mohammad Masum,
K. E., & Islam, M. M. (2023). GEECO: Green data centers for energy
optimization and carbon footprint reduction. Sustainability, 15(21),
15249. doi: <a href="https://doi.org/10.3390/su152115249">https://doi.org/10.3390/su152115249</a>.
\10\ U.S. Department of Commerce and Department of Homeland
Security, ``Assessment of the Critical Supply Chains Supporting the
U.S. Information and Communications Technology Industry,'' (February
2022). <a href="https://www.dhs.gov/sites/default/files/2022-02/ICT%20Supply%20Chain%20Report_0.pdf">https://www.dhs.gov/sites/default/files/2022-02/ICT%20Supply%20Chain%20Report_0.pdf</a>.
\11\ U.S. Department of Homeland Security, ``Advisory Memorandum
on Ensuring Essential Critical Infrastructure Workers' Ability to
Work During the Covid-19 Response,'' (August 2021). <a href="https://www.cisa.gov/sites/default/files/publications/essential_critical_infrastructure_workforce-guidance_v4.1_508.pdf">https://www.cisa.gov/sites/default/files/publications/essential_critical_infrastructure_workforce-guidance_v4.1_508.pdf</a>.
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As the adoption of critical and emerging technologies like AI
grows, with data centers playing a pivotal role in training and
deploying AI models, there may be an amplified need to fortify security
measures within these facilities. Heightened safeguards and robust
security protocols may be necessary to protect the large volumes of
data being processed and analyzed in support of cutting-edge
applications.\12\ Understanding current data security practices and
gaps will be necessary in continuing to promote and maintain an open,
inclusive, secure, and resilient digital ecosystem.
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\12\ See Tim Fist, Michael Depp, and Caleb Withers ``Response to
OSTP ``National Priorities for Artificial Intelligence Request for
Information.'' Center for New American Security (July 20, 2023).
<a href="https://www.cnas.org/publications/commentary/ostp-national-priorities-for-artificial-intelligence">https://www.cnas.org/publications/commentary/ostp-national-priorities-for-artificial-intelligence</a>.
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As part of the Department of Commerce's mission to create the
conditions for economic growth and opportunity, and in line with its
statutory role as the President's principal advisor on
telecommunication and information policy, the National
Telecommunications and Information Administration (NTIA) seeks input on
the potential risks, benefits, and implications of the anticipated
growth in the data center sector, and the appropriate policy and
regulatory approaches to foster sustainable, resilient and secure data
center growth. The responses to this request will help inform a report
that will address the hurdles and opportunities for this vital industry
sector and will provide policy recommendations for actions the federal
government can take to help foster the sector's growth in a manner that
is safe, sustainable, secure, and in service of the American people.
NTIA is issuing the Request for Comment in coordination with the
Department of Energy (DOE), given DOE's mission to ensure American's
security and prosperity through addressing energy challenges with
science and technology solutions. Given the significant energy needs of
data centers, DOE has a strong interest in understanding and supporting
growth in the data center sector (See <a href="https://www.energy.gov/policy/articles/clean-energy-resources-meet-data-center-electricity-demand">https://www.energy.gov/policy/articles/clean-energy-resources-meet-data-center-electricity-demand</a>).
DOE may use the responses from the request to inform the development of
strategies, programs, and other actions to support deployment of
technologies and solutions to address data center energy needs.
Instructions for Commenters
Through this Request for Comment, we hope to gather information on
the following questions. These are not exhaustive, and commenters are
invited to provide input on relevant questions not asked below.
Commenters are not required to respond to all questions. When
responding to one or more of the questions below, please note in the
text of your response the number of the question to which you are
responding. Commenters should include a page number on each page of
their submissions. Commenters are welcome to provide specific
actionable proposals, rationales, and relevant facts.
Questions
1. What current and future challenges and opportunities do
commercially owned or operated data centers in the United States face
in supplying computing power required by critical and emerging
technologies, such as AI?
2. What are critical market considerations for the data center
industry seeking to modernize or expand their footprint?
a. Please describe key considerations such as: access to key
markets, customer demand, access to renewable energy, data residency
requirements, available high-speed broadband telecommunications
infrastructure, access to workforce, government incentives, land or
water availability, power grid connectivity, low power costs, or any
other key considerations.
b. What role does competition between hyperscalers play in the
modernization or expansion of the data center industry? Are there
barriers for new hyperscalers entering the marketplace? Can those
barriers be reduced to promote competition? What are the barriers for
customers to switching data centers service providers?
c. What key regulatory barriers exist at the federal, state, local,
tribal, and territorial level?
d. What existing private or public programs, initiatives, or
incentives effectively drive data center modernization or investment
within the United States?
e. What role or actions, if any, should be taken by the private
sector, civil society or the U.S. government to mitigate potential
barriers to, or foster opportunities for, data center market entry,
growth and modernization?
f. What are the causes of foreign, exogenous forces, if any,
pulling data center market opportunity away from the United States?
g. How might data centers' modernization or investment affect other
markets and industries?
h. What role or actions, if any, should be taken by the private
sector, civil society or the U.S. government to address any
inefficiencies due to market externalities or market failures?
3. As demand for computing power and data processing increases,
what are the potential societal impacts (e.g., communities,
environment, customers)--both positive and negative--of data center
modernization or investment?
a. How might rising demand for data centers affect operational
costs (i.e., through increases in land, energy, water, and equipment
costs)? Is an imbalance between demand and supply expected? How might
changes to operational costs disproportionately affect small and
medium-sized businesses compared to larger enterprises?
b. How might growth in the U.S. data center industry result in
increases in energy demand? How might it impact the environment? How
can data center-related greenhouse gas emissions be managed to address
concerns related to climate change?
c. How might data centers' modernization or investment affect
disadvantaged communities or groups, including rural communities, in
their sites of operation?
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d. What role or actions, if any, should be taken by the private
sector, civil society or the U.S. government to address any outcomes
stemming from data center modernization or investment in disadvantaged
communities or small and medium-sized businesses?
4. What are the supply chain risks, vulnerabilities, and threats to
data center modernization, investment, growth or continuity?
a. What supply chain interdependencies are critical to ensuring
availability of the critical IT/OT components within data centers? What
IT/OT equipment supply chain shortages, if any, might hinder the
development of data centers in the United States?
b. Are data centers experiencing shortages of fiber optic cable,
chips, or any other equipment that may hinder data center development
in the United States?
c. How are data centers approaching and planning for the transition
to modern data center models and architectures (e.g., edge computing,
AI-enabled, software-defined infrastructure, or digital coherent
optics)?
d. How prevalent is the use of open-source software in critical IT/
OT systems in data centers in the United States? What steps or
processes are undertaken by data center operators to ensure the quality
and security of the open-source software?
e. Who are the major suppliers (both foreign and domestic) of data
center hardware, software, and services? What can the U.S. government
do to bolster smaller suppliers?
f. Do any suppliers based outside of the United States or with
relevant manufacturing operations occurring outside of the United
States play systemic roles in providing components utilized in U.S.
data centers?
5. What requirements, standards, and supply chain risk management
best practices do data centers operators or customers have in place?
a. How do data centers operators or customers ensure that untrusted
or counterfeit IT/OT components do not make their way into U.S. data
center facilities?
b. What auditing processes for IT/OT equipment are used by data
center operators or customers (i.e., software bill of materials)? Are
there barriers to performing IT/OT equipment audits?
c. How do data center operators or customers vet IT/OT equipment
suppliers, providers or vendors?
d. What controls do data centers operators or customers have in
place to monitor vulnerabilities in legacy equipment?
e. How do data centers perform contingency planning to ensure
supply chain resiliency in the face of disruption? How do data center
operators select diverse geographical areas of operation to ensure
business continuity? How do data centers integrate alternative power
sources in case of disruption, including backup generators that can
power the data center up to 30 days?
6. Are there workforce challenges inhibiting growth in the data
center industry? Is the data center industry experiencing a shortage of
network engineers, cybersecurity professionals, construction workers,
or any other types of professionals?
a. What opportunities exist for partnering or collaborating with
the U.S. government, including federally funded research and
development centers (FFRDC) and University Affiliated Research Centers
(UARCs), to help address data center challenges to accessing skilled
workforce?
7. What challenges do data centers face in accessing power for
their facilities? What novel solutions are data center operators
exploring or implementing to ensure access to power?
a. Can data centers get sufficiently reliable power from utilities?
How do data centers decide whether to install backup power, and how do
they design and size backup power sources?
b. What initiatives are data centers exploring as alternatives to
grid connected power and traditional cooling solutions in their
facilities? Are data centers facing obstacles in these efforts?
c. What initiatives are data centers exploring (e.g., net zero
efforts) to mitigate greenhouse gas emissions from energy use? Are data
centers facing obstacles in these efforts?
d. What are the most effective innovations in data center cooling/
reduction in power usage effectiveness (e.g., networking innovations,
silicon photonics)?
e. Can data center backup power generation be used to participate
in utility demand response programs?
f. Are there opportunities for new tariff structures to help
connect large loads to the grid while mitigating the risk of cost
shifts to other electricity customers?
8. What voluntary guidelines, domestic regulations, or frameworks
are currently in place or should be implemented to help manage data
security risks in data centers while also maximizing the benefits of
secure data processing and storage?
a. What security controls do data center operators have in place to
protect customer data? What governance mechanisms do data centers use
to oversee compliance? How could data center operators or customers
improve security controls?
b. What are the key obstacles for data center operators to improve
security? Are factors like competitive pressure, lack of demand, lack
of cybersecurity professionals, or lack of security frameworks or
regulations obstacles to improving security?
c. Data center operators and cloud service providers often rely on
a shared responsibility model to outline security responsibilities
between the customer and the data center or cloud service provider.\13\
How could data center operators, cloud service providers or customers
improve the shared responsibility model?
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\13\ See NIST Special Publication 500-292 ``NIST Cloud Computing
Reference Architecture,'' (2011) <a href="https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication500-292.pdf">https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication500-292.pdf</a>.
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d. How do data center operators address cyber incidents and
breaches? Are there any cybersecurity incident reporting measures that
would help increase data center security? What governmental support
would help operators and developers achieve greater security?
e. What tools are data center operators using or experimenting with
to ensure next generation data security practices are scalable?
f. What kind of entities should take a leadership role in sharing
information about data security risks to data centers and solutions to
addressing them? Should the type of entity vary by sector, and, if so,
how?
9. What are the security considerations for data centers running or
training frontier AI models \14\ or integrating AI capabilities within
existing infrastructure?
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\14\ The term ``frontier AI models'' refers to models that are
overall more powerful than any currently released models (e.g., GPT-
4, Claude 2, PaLM 2, Titan and, in the case of image generation,
DALL-E 2). See White House, ``Ensuring Safe Secure and Trustworthy
AI,'' (July 2023). <a href="https://www.whitehouse.gov/wp-content/uploads/2023/07/Ensuring-Safe-Secure-and-Trustworthy-AI.pdf">https://www.whitehouse.gov/wp-content/uploads/2023/07/Ensuring-Safe-Secure-and-Trustworthy-AI.pdf</a>.
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a. Have data centers implemented any novel physical or
cybersecurity measures in data centers' running or training frontier AI
models that they have not implemented for other data center
applications?
b. What cybersecurity requirements, technical controls, or risk
assessments should be implemented to ensure adequate data security
practices in data centers that run and train frontier AI models? Should
these requirements
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scale for less powerful versus more powerful AI models, and if so, how?
c. How economically feasible is it for data center operators to
maintain physical separation between infrastructure used for frontier
AI training or for inference and other applications? What effects, if
any, would this achieve beyond logical separation?
d. Are there any economic or technical reasons not to keep highly
sensitive data, or frontier AI model weights, encrypted at rest, in use
and in transit? Are there economical or technological barriers that
would hinder the deployment of other data security measures that would
protect highly sensitive data, such as frontier AI model weights?
e. What data security measures are data centers implementing as
they integrate AI applications and capabilities within their existing
infrastructure (e.g., power management, energy efficiency)?
10. What training tools and exercises do data centers use to train
personnel and validate the efficacy of their data security posture?
a. What forms of on-the-job data security training do data centers
provide to their staff?
b. How do data centers evaluate their employees' data security
competencies? Describe any industry certifications that data center
operators prioritize to indicate competence in data security.
c. Describe how data centers work with third parties in red-teaming
efforts to simulate outside attacks. How often do data centers provide
third parties' access? What level of access do data centers provide to
third parties?
11. What role or actions, if any, should be taken by the Department
of Commerce and, more generally, the federal government, to address the
challenges to and opportunities for fostering the development of data
centers?
Stephanie Weiner,
Chief Counsel, National Telecommunications and Information
Administration.
[FR Doc. 2024-19524 Filed 9-3-24; 8:45 am]
BILLING CODE 3510-60-P
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