Notice2024-09444
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
May 1, 2024
Issuing agencies
Securities and Exchange Commission
Abstract
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Amplify ETF Trust, and on January 29, 2024, made a final distribution to its shareholders based on net asset value. Expenses of $9,282,629.85 incurred in connection with the reorganization were paid by the applicant's investment adviser and the acquiring fund's investment adviser. Filing Date: The application was filed on March 5, 2024. Applicant's Address: 350 Springfield Avenue, Suite #200, Summit, New Jersey 07901.
Full Text
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<title>Federal Register, Volume 89 Issue 85 (Wednesday, May 1, 2024)</title>
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[Federal Register Volume 89, Number 85 (Wednesday, May 1, 2024)]
[Notices]
[Page 35266]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-09444]
[[Page 35266]]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35181]
Deregistration Under Section 8(f) of the Investment Company Act
of 1940
April 26, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice of Applications for Deregistration under Section 8(f) of
the Investment Company Act of 1940.
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The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April 2024. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant using the Company name search field, on the
SEC's EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also
call the SEC's Public Reference Room at (202) 551-8090. An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
emailing the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#2e7d4b4d5c4b5a4f5c575d03614848474d4b6e5d4b4d00494158"><span class="__cf_email__" data-cfemail="481b2d2b3a2d3c293a313b65072e2e212b2d083b2d2b662f273e">[email protected]</span></a> and serving
the relevant applicant with a copy of the request by email, if an email
address is listed for the relevant applicant below, or personally or by
mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the SEC by 5:30 p.m. on May 21,
2024, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#9dcef8feeff8e9fcefe4eeb0d2fbfbf4fef8ddeef8feb3faf2eb"><span class="__cf_email__" data-cfemail="f4a7919786918095868d87d9bb92929d9791b4879197da939b82">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#6f3c0a0c1d0a1b0e1d161c42200909060c0a2f1c0a0c41080019"><span class="__cf_email__" data-cfemail="20734543524554415259530d6f4646494345605345430e474f56">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
ETF Managers Trust [File No. 811-22310]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Amplify ETF Trust, and on January 29, 2024, made a final distribution
to its shareholders based on net asset value. Expenses of $9,282,629.85
incurred in connection with the reorganization were paid by the
applicant's investment adviser and the acquiring fund's investment
adviser.
Filing Date: The application was filed on March 5, 2024.
Applicant's Address: 350 Springfield Avenue, Suite #200, Summit,
New Jersey 07901.
Greenspring Fund Inc [File No. 811-03627]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Cromwell Greenspring Mid Cap Fund, and on August 14, 2023, made a final
distribution to its shareholders based on net asset value. Expenses of
$245,228 incurred in connection with the reorganization were paid by
the applicant's investment adviser and the acquiring fund's investment
adviser.
Filing Dates: The application was filed on August 30, 2023, and
amended on October 4, 2023, November 22, 2023, February 20, 2024 and
April 23, 2024.
Applicant's Address: 2330 West Joppa Road, Suite 110, Lutherville,
Maryland 21093-4641.
Invesco Dynamic Credit Opportunities Fund [File No. 811-22043]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Invesco Dynamic Credit Opportunity Fund,
and on October 29, 2021 made a final distribution to its shareholders
based on net asset value. Expenses of $500,176.86 incurred in
connection with the reorganization were paid by the applicant.
Filing Dates: The application was filed on May 12, 2023 and amended
on March 15, 2024.
Applicant's Address: 1331 Spring Street Northwest, Suite 2500,
Atlanta, Georgia 30309.
Lee Financial Mutual Fund, Inc. [File No. 811-05631]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Bishop Street Funds, and on December 4, 2023, made a final distribution
to its shareholders based on net asset value. Expenses of $71,612.13
incurred in connection with the reorganization were paid by the
applicant's investment adviser.
Filing Date: The application was filed on March 29, 2024.
Applicant's Address: 3113 Olu Street, Honolulu, Hawaii 96816.
Savos Investments Trust [File No. 811-08977]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 27, 2022, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $24,436.75 incurred in connection with the liquidation were
paid by the applicant's investment adviser.
Filing Date: The application was filed on April 17, 2024.
Applicant's Address: 1655 Grant Street, 10th Floor, Concord,
California 94520.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-09444 Filed 4-30-24; 8:45 am]
BILLING CODE 8011-01-P
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