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Notice2024-09444

Deregistration Under Section 8(f) of the Investment Company Act of 1940

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
May 1, 2024

Issuing agencies

Securities and Exchange Commission

Abstract

Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Amplify ETF Trust, and on January 29, 2024, made a final distribution to its shareholders based on net asset value. Expenses of $9,282,629.85 incurred in connection with the reorganization were paid by the applicant's investment adviser and the acquiring fund's investment adviser. Filing Date: The application was filed on March 5, 2024. Applicant's Address: 350 Springfield Avenue, Suite #200, Summit, New Jersey 07901.

Indexed from Federal Register on May 1, 2024.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.