Notice2024-08796
Sound Point Meridian Capital, Inc., et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
April 25, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 81 (Thursday, April 25, 2024)</title>
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[Federal Register Volume 89, Number 81 (Thursday, April 25, 2024)]
[Notices]
[Pages 31782-31783]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-08796]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. IC-35173; File No. 812-15476-01]
Sound Point Meridian Capital, Inc., et al.
April 19, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order under section 17(d) of the
Investment Company Act of 1940 (the ``Act'') and rule 17d-1 under the
Act to permit certain joint transactions otherwise prohibited by
section 17(d) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit
certain closed-end management investment companies to co-invest in
portfolio companies with each other and with certain affiliated
investment entities.
Applicants: Sound Point Meridian Capital, Inc., Sound Point
Meridian Management Company, LLC, Sound Point Capital Management, LP,
Sound Point Harbor Master Fund LP, Sound Point Harbor Fund LP, Sound
Point Harbor Offshore Fund LP, Sound Point CLO Master Fund LP, Sound
Point CLO Fund LP, and Sound Point CLO Fund, Ltd.
Filing Dates: The application was filed on June 13, 2023, and
amended on October 3, 2023, January 12, 2024, March 19, 2024, and April
15, 2024.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#e3b0868091869782919a90ceac85858a8086a3908680cd848c95"><span class="__cf_email__" data-cfemail="6734020415021306151e144a2801010e04022714020449000811">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on May 14,
2024 and should be accompanied by proof of service on the Applicants,
in the form of an affidavit or, for lawyers, a
[[Page 31783]]
certificate of service. Pursuant to rule 0-5 under the Act, hearing
requests should state the nature of the writer's interest, any facts
bearing upon the desirability of a hearing on the matter, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by emailing the
Commission's Secretary at <a href="/cdn-cgi/l/email-protection#5506303627302134272c26781a33333c3630152630367b323a23"><span class="__cf_email__" data-cfemail="5d0e383e2f38293c2f242e70123b3b343e381d2e383e733a322b">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#bae9dfd9c8dfcedbc8c3c997f5dcdcd3d9dffac9dfd994ddd5cc"><span class="__cf_email__" data-cfemail="3b685e58495e4f5a49424816745d5d52585e7b485e58155c544d">[email protected]</span></a>. Applicants: Wendy
Ruberti, General Counsel, Sound Point Capital Management, LP, 375 Park
Avenue, 33rd Floor, New York, NY 10152 with copies to Harry S. Pangas
and Philip T. Hinkle, Dechert LLP, 1900 K Street NW, Washington, DC
20006-1110.
FOR FURTHER INFORMATION CONTACT: Laura J. Riegel, Senior Counsel, or
Lisa Reid Ragen, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' fourth amended
and restated application, dated April 15, 2024, which may be obtained
via the Commission's website by searching for the file number at the
top of this document, or for an Applicant using the Company name search
field, on the SEC's EDGAR system.
The SEC's EDGAR system may be searched at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also call the SEC's
Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-08796 Filed 4-24-24; 8:45 am]
BILLING CODE 8011-01-P
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