Notice2024-08289
Submission for OMB Review; Comment Request; Extension: Regulation D (Form D)
Primary source
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Published
April 18, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 76 (Thursday, April 18, 2024)</title>
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[Federal Register Volume 89, Number 76 (Thursday, April 18, 2024)]
[Notices]
[Page 27822]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-08289]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-072, OMB Control No. 3235-0076]
Submission for OMB Review; Comment Request; Extension: Regulation
D (Form D)
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Form D (17 CFR 239.500) is a notice of sales filed by issuers
making an offering of securities in reliance on an exemption under
Regulation D (17 CFR 230.501 et seq.) or Section 4(a)(5) of the
Securities Act of 1933 (15 U.S.C. 77d(a)(5)). Regulation D sets forth
rules governing the limited offer and sale of securities without
Securities Act registration. The purpose of Form D is to collect
empirical data, which provides a continuing basis for action by the
Commission either in terms of amending existing rules and regulations
or proposing new ones. In addition, the Form D allows the Commission to
elicit information necessary in assessing the effectiveness of
Regulation D (17 CFR 230.501 et seq.) and Section 4(6) of the
Securities Act of 1933 (15 U.S.C. 77d(6)) as capital-raising devices
for all businesses. Form D information is required to obtain or retain
benefits under Regulation D. Approximately 38,735 issuers file Form D
and it takes approximately 5 hours per response. We estimate that 25%
of the 5 hours per response (1.25 hours per response) is prepared by
the issuer for an annual reporting burden of 48,419 hours (1.25 hours
per response x 38,735 responses).
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
by May 20, 2024 to (i) <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a> and (ii) David
Bottom, Director/Chief Information Officer, Securities and Exchange
Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC 20549,
or by sending an email to: <a href="/cdn-cgi/l/email-protection#f2a2a0b3adbf939b9e909d8ab2819791dc959d84"><span class="__cf_email__" data-cfemail="613133203e2c00080d030e19211204024f060e17">[email protected]</span></a>.
Dated: April 15, 2024.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2024-08289 Filed 4-17-24; 8:45 am]
BILLING CODE 8011-01-P
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