Proposed Rule2024-05623

Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction

Primary source

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Published
March 18, 2024

Issuing agencies

Securities and Exchange Commission

Abstract

This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34-97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023.

Full Text

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[Federal Register Volume 89, Number 53 (Monday, March 18, 2024)]
[Proposed Rules]
[Page 19292]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-05623]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 240 and 275

[Release Nos. 34-97990A; IA-6353A; File No. S7-12-23]
RINs 3235-AN00; 3235-AN14


Conflicts of Interest Associated With the Use of Predictive Data 
Analytics by Broker-Dealers and Investment Advisers; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Proposed rule; correction.

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SUMMARY: This document makes a correction to the preamble of a proposed 
rule, as proposed in Release No. 34-97990 (July 26, 2023), which was 
published in the Federal Register on August 9, 2023.

DATES: March 18, 2024.

ADDRESSES: Securities and Exchange Commission, 100 F Street NE, 
Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy 
Secretary, Office of the Secretary, at (202) 551-5400, Securities and 
Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence 
to the preamble of the proposed rule release specifying the internet 
address of a summary of not more than 100 words of the proposed rule 
that has been posted on the Commission's website.\1\
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    \1\ Providing Accountability Through Transparency Act of 2023, 
Public Law 118-9, sec. 2, 137 Stat. 55 (July 25, 2023).
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    In document FR doc. 2023-16377, which was published in the Federal 
Register on August 9, 2023, at 88 FR 53960, the following correction is 
made in the Addresses section. On page 53960, in the second column, at 
the end of the second paragraph, the following sentence is added:
    ``A summary of the proposal of not more than 100 words is posted on 
the Commission's website (<a href="https://www.sec.gov/rules/2023/07/s7-12-23#34-97990">https://www.sec.gov/rules/2023/07/s7-12-23#34-97990</a>).''

    By the Commission.

    Dated: March 12, 2024.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2024-05623 Filed 3-15-24; 8:45 am]
BILLING CODE 8011-01-P


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Indexed from Federal Register on March 18, 2024.

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