Notice2024-04147
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
February 28, 2024
Issuing agencies
Securities and Exchange Commission
Abstract
Applicant seeks an order declaring that it has ceased to be an investment company. On July 31, 2023, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $2,177.23 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on October 18, 2023 and amended on February 13, 2024. Applicant's Address: C/O Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
Full Text
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<title>Federal Register, Volume 89 Issue 40 (Wednesday, February 28, 2024)</title>
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[Federal Register Volume 89, Number 40 (Wednesday, February 28, 2024)]
[Notices]
[Page 14727]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-04147]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35144]
Deregistration Under Section 8(f) of the Investment Company Act
of 1940
February 23, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice of applications for deregistration under section 8(f) of
the Investment Company Act of 1940.
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The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
February 2024. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant using the Company name search field, on the
SEC's EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also
call the SEC's Public Reference Room at (202) 551-8090. An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
emailing the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#b8ebdddbcaddccd9cac1cb95f7deded1dbddf8cbdddb96dfd7ce"><span class="__cf_email__" data-cfemail="8bd8eee8f9eeffeaf9f2f8a6c4edede2e8eecbf8eee8a5ece4fd">[email protected]</span></a> and serving
the relevant applicant with a copy of the request by email, if an email
address is listed for the relevant applicant below, or personally or by
mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the SEC by 5:30 p.m. on March
19, 2024, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#8fdceaecfdeafbeefdf6fca2c0e9e9e6eceacffceaeca1e8e0f9"><span class="__cf_email__" data-cfemail="0655636574637267747f752b4960606f65634675636528616970">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#4310262031263722313a306e0c25252a2026033026206d242c35"><span class="__cf_email__" data-cfemail="0b586e68796e7f6a79727826446d6d62686e4b786e68256c647d">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
AlphaMark Investment Trust [File No. 811-22213]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On July 31, 2023, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $2,177.23 incurred in connection with the liquidation were
paid by the applicant.
Filing Dates: The application was filed on October 18, 2023 and
amended on February 13, 2024.
Applicant's Address: C/O Ultimus Fund Solutions, LLC, 225 Pictoria
Drive, Suite 450, Cincinnati, Ohio 45246.
BNY Mellon State Municipal Bond Funds [File No. 811-04906]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
BNY Mellon AMT Free Municipal Bond Fund a series of BNY Mellon
Municipal Funds, Inc., and on January 27, 2023 made a final
distribution to its shareholders based on net asset value. Expenses of
$338,820 incurred in connection with the reorganization were paid by
the applicant.
Filing Date: The application was filed on January 25, 2024.
Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240
Greenwich Street, New York, New York 10286.
LPLA Separate Account One [File No. 811-08890]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. The applicant
is not making and does not presently propose to make a public offering
of its securities and will continue to operate in reliance on section
3(c)(1) of the 1940 Act.
Filing Date: The application was filed on October 13, 2023.
Applicant's Address: c/o Fidelity Security Life Insurance Company,
3130 Broadway, Kansas City, Missouri 64111.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-04147 Filed 2-27-24; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on February 28, 2024.
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