Notice2024-02856
Proposed Collection; Comment Request; Extension: Regulation D (Form D)
Primary source
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Published
February 13, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 30 (Tuesday, February 13, 2024)</title>
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[Federal Register Volume 89, Number 30 (Tuesday, February 13, 2024)]
[Notices]
[Pages 10116-10117]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-02856]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-072, OMB Control No. 3235-0076]
Proposed Collection; Comment Request; Extension: Regulation D
(Form D)
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Form D (17 CFR 239.500) is a notice of sales filed by issuers
making an offering of securities in reliance on an exemption under
Regulation D (17 CFR 230.501 et seq.) or Section 4(a)(5) of the
Securities Act of 1933 (15 U.S.C. 77d(a)(5)). Regulation D sets forth
rules governing the limited offer and sale of securities without
Securities Act registration. The purpose of Form D is to collect
empirical data, which provides a continuing basis for action by the
Commission either in terms of amending existing rules and regulations
or proposing new ones. In addition, the Form D allows the Commission to
elicit information necessary in assessing the effectiveness of
Regulation D (17 CFR 230.501 et seq.) and Section 4(6) of the
Securities Act of 1933 (15 U.S.C. 77d(6)) as capital-raising devices
for all businesses. Approximately 38,735 issuers file Form D and it
takes approximately 5 hours per response. We estimate that 25% of 5
hours per response (1.25 hour per response) is prepared by the issuer
for an annual reporting burden 48,419 hours (1.25 hour per response x
38,735 responses).
Written comments are invited on: (a) whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication by April 15, 2024.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comment to David Bottom, Director/Chief
Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
[[Page 10117]]
DC 20549 or send an email to: <a href="/cdn-cgi/l/email-protection#98c8cad9c7d5f9f1f4faf7e0d8ebfdfbb6fff7ee"><span class="__cf_email__" data-cfemail="bceceefde3f1ddd5d0ded3c4fccfd9df92dbd3ca">[email protected]</span></a>.
Dated: February 7, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-02856 Filed 2-12-24; 8:45 am]
BILLING CODE 8011-01-P
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