Notice2024-02355
Submission for OMB Review; Comment Request; Extension: Rule 30b2-1
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
February 6, 2024
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 89 Issue 25 (Tuesday, February 6, 2024)</title>
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[Federal Register Volume 89, Number 25 (Tuesday, February 6, 2024)]
[Notices]
[Page 8255]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-02355]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-213, OMB Control No. 3235-0220]
Submission for OMB Review; Comment Request; Extension: Rule 30b2-
1
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') has submitted to the Office of
Management and Budget (``OMB'') a request for extension of the
previously approved collection of information discussed below.
Rule 30b2-1 (17 CFR 270.30b2-1) under the Investment Company Act of
1940 (15 U.S.C. 80a-1 et seq.) (the ``Investment Company Act'')
requires a registered management investment company (``fund'') to (1)
file a report with the Commission on Form N-CSR (17 CFR 249.331 and
274.128) not later than 10 days after the transmission of any report
required to be transmitted to shareholders under rule 30e-1 under the
Investment Company Act, and (2) file with the Commission a copy of
every periodic or interim report or similar communication containing
financial statements that is transmitted by or on behalf of such fund
to any class of such fund's security holders and that is not required
to be filed with the Commission under (1), not later than 10 days after
the transmission to security holders. The purpose of the collection of
information required by rule 30b2-1 is to meet the disclosure
requirements of the Investment Company Act and certification
requirements of the Sarbanes-Oxley Act of 2002 (Pub. L. 107-204, 116
Stat. 745 (2002)) and to provide investors with information necessary
to evaluate an interest in the fund.
The Commission estimates that there are 2,728 funds, with a total
of approximately 13,449 portfolios, that are governed by the rule. For
purposes of this analysis, the burden associated with the requirements
of rule 30b2-1 has been included in the collection of information
requirements of rule 30e-1 (17 CFR 270.30e-1) and Form N-CSR, rather
than the rule. The rule 30b2-1 information collection, however, imposes
a one hour burden for administrative purposes and we are maintaining
that one hour burden.
The collection of information under rule 30b2-1 is mandatory. The
information provided under rule 30b2-1 is not kept confidential. An
agency may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid OMB control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
by March 8, 2024 to (i) <a href="/cdn-cgi/l/email-protection#9ad7d8c2b4d5d7d8b4d5d3c8dbb4c9dfd9c5feffe9f1c5f5fcfcf3f9ffe8daf5f7f8b4fff5eab4fdf5ec"><span class="__cf_email__" data-cfemail="d79a958ff9989a95f9989e8596f984929488b3b2a4bc88b8b1b1beb4b2a597b8bab5f9b2b8a7f9b0b8a1">[email protected]</span></a> and
(ii) David Bottom, Director/Chief Information Officer, Securities and
Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC
20549, or by sending an email to: <a href="/cdn-cgi/l/email-protection#f7a7a5b6a8ba969e9b95988fb7849294d9909881"><span class="__cf_email__" data-cfemail="257577647a68444c49474a5d655640460b424a53">[email protected]</span></a>.
Dated: February 1, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-02355 Filed 2-5-24; 8:45 am]
BILLING CODE 8011-01-P
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