Proposed Rule2024-00373
National Performance Management Measures; Extenuating Circumstances, Highway Performance Monitoring System Data Field Names, Safety Performance Measure, Pavement Condition Measure, and Freight Performance Measure
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Published
January 25, 2024
Issuing agencies
Transportation DepartmentFederal Highway Administration
Abstract
This rulemaking proposes updates to the National Performance Management Measures regulations to consider impacts of national emergencies on performance achievement, address compliance determinations and penalty assessment for the pavement condition measures, clarify data collection standards and requirements, adjust freight reporting to align with the 4-year update cycle for State Freight Plans in the Bipartisan Infrastructure Law (BIL), and provide select clarifying technical corrections. The rulemaking would also incorporate by reference the Highway Performance Monitoring System (HPMS) Field Manual, which includes updated fields related to the collection of Transportation Performance Management (TPM) data. This rulemaking also would provide for greater opportunities for meaningful safety performance targets and outcomes, consider approaches to alternative safety performance measures, and align performance targets for the three common measures that must be identical with the National Highway Traffic Safety Administration (NHTSA).
Full Text
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<title>Federal Register, Volume 89 Issue 17 (Thursday, January 25, 2024)</title>
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[Federal Register Volume 89, Number 17 (Thursday, January 25, 2024)]
[Proposed Rules]
[Pages 4857-4872]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2024-00373]
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DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 490
[Docket No. FHWA-2023-0014]
RIN 2125-AG06
National Performance Management Measures; Extenuating
Circumstances, Highway Performance Monitoring System Data Field Names,
Safety Performance Measure, Pavement Condition Measure, and Freight
Performance Measure
AGENCY: Federal Highway Administration (FHWA), U.S. Department of
Transportation (DOT).
ACTION: Notice of Proposed Rulemaking (NPRM); request for comments.
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[[Page 4858]]
SUMMARY: This rulemaking proposes updates to the National Performance
Management Measures regulations to consider impacts of national
emergencies on performance achievement, address compliance
determinations and penalty assessment for the pavement condition
measures, clarify data collection standards and requirements, adjust
freight reporting to align with the 4-year update cycle for State
Freight Plans in the Bipartisan Infrastructure Law (BIL), and provide
select clarifying technical corrections. The rulemaking would also
incorporate by reference the Highway Performance Monitoring System
(HPMS) Field Manual, which includes updated fields related to the
collection of Transportation Performance Management (TPM) data. This
rulemaking also would provide for greater opportunities for meaningful
safety performance targets and outcomes, consider approaches to
alternative safety performance measures, and align performance targets
for the three common measures that must be identical with the National
Highway Traffic Safety Administration (NHTSA).
DATES: Comments must be received on or before February 26, 2024.
ADDRESSES: To ensure that you do not duplicate your docket submissions,
please submit comments by only one of the following means:
<bullet> Federal eRulemaking Portal: Go to <a href="http://www.regulations.gov">www.regulations.gov</a> and
follow the online instructions for submitting comments.
<bullet> Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590.
<bullet> Hand Delivery: U.S. Department of Transportation, Docket
Operations, West Building Ground Floor, Room W12-140, 1200 New Jersey
Avenue SE, Washington, DC 20590, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays. The telephone number is (202)
366-9329.
All submissions should include the agency name and the docket
number that appears in the heading of this document or the Regulation
Identifier Number (RIN) for the rulemaking. All comments received will
be posted without change to <a href="http://www.regulations.gov">www.regulations.gov</a>, including any personal
information provided.
FOR FURTHER INFORMATION CONTACT: Mrs. Alexis Kuklenski, Office of
Infrastructure (HIF), (202) 689-9229, or via email at
<a href="/cdn-cgi/l/email-protection#07666b627f6e74296c726c6b6269746c6e4763687329606871"><span class="__cf_email__" data-cfemail="afcec3cad7c6dc81c4dac4c3cac1dcc4c6efcbc0db81c8c0d9">[email protected]</span></a>, or Ms. Dawn Horan, Office of the Chief
Counsel (HCC-30), (202) 366-9615, or via email at <a href="/cdn-cgi/l/email-protection#8bcfeafce5a5c6a5c3e4f9eae5cbefe4ffa5ece4fd"><span class="__cf_email__" data-cfemail="eeaa8f9980c0a3c0a6819c8f80ae8a819ac0898198">[email protected]</span></a>.
Office hours are from 8 a.m. to 4:30 p.m., E.T., Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access and Filing
This document and all comments received may be viewed online
through the Federal eRulemaking portal at <a href="http://www.regulations.gov">www.regulations.gov</a> using the
docket number listed above. Electronic retrieval help and guidelines
are also available at <a href="http://www.regulations.gov">www.regulations.gov</a>. An electronic copy of this
document may also be downloaded from the Office of the Federal
Register's website at <a href="http://www.FederalRegister.gov">www.FederalRegister.gov</a> and the Government
Publishing Office's website at <a href="http://www.GovInfo.gov">www.GovInfo.gov</a>.
All comments received before the close of business on the comment
closing date indicated above will be considered and will be available
for examination in the docket at the above address. Comments received
after the comment closing date will be filed in the docket and will be
considered to the extent practicable. In addition to late comments,
FHWA will also continue to file relevant information in the docket as
it becomes available after the comment period closing date and
interested persons should continue to examine the docket for new
material. A final rule may be published at any time after close of the
comment period and after DOT has had the opportunity to review the
comments submitted.
I. Background and Regulatory History
The Moving Ahead for Progress in the 21st Century Act (MAP-21)
(Pub. L. 112-141) and the Fixing America's Surface Transportation
(FAST) Act (Pub. L. 114-94) transformed the Federal-aid highway program
by establishing performance management requirements. On November 14,
2021, President Biden signed the BIL, enacted as the Infrastructure
Investment and Jobs Act (Pub. L. 117-58), which continued the
performance management requirements. Such requirements aim to increase
accountability and transparency and facilitate efficient investment of
Federal transportation funds through a focus on performance outcomes
for seven national transportation goals concerning safety,
infrastructure condition, congestion reduction, system reliability,
freight movement and economic vitality, environmental sustainability,
and reduced project delivery delays. See 23 U.S.C. 150(b). Through
performance management, recipients of Federal-aid highway funds make
transportation investments to achieve performance targets that make
progress toward those national goals. The FHWA's performance management
regulations created a framework to more effectively evaluate and report
on the Nation's surface transportation performance. The FHWA's
performance management requirements are codified in 23 CFR part 490.
Most relevant to the proposed rulemaking, the performance
management framework requires State departments of transportation
(State DOT) to biennially establish performance targets related to the
National Highway Performance Program (NHPP) and National Highway
Freight Program (NHFP) Congestion Mitigation and Air Quality
Improvement Program. State DOTs then report progress towards those
targets biennially per Sec. 490.107.
In addition, FHWA conducts a biennial assessment of the State DOT's
progress toward the achievement of individual NHPP and NHFP targets.
This assessment is commonly called the significant progress
determination. If a State DOT fails to make significant progress toward
the achievement of an applicable target, additional reporting to
document how progress will be made is required for all targets in the
measure area.
For the freight measure only, as part of the biennial reporting,
the State DOT also provides the location of truck freight bottlenecks
within the State and reports on progress toward addressing the
congestion at these locations. The regulation allows the State DOT to
use their State Freight Plan prepared under 49 U.S.C. 70202 to meet
these requirements when it is less than 2 years old.
As part the State DOT's biennial reporting, the State DOT can
provide an explanation of how any extenuating circumstances listed in
the regulation prevented it from making significant progress toward the
achievement of an individual target. The State DOT must also quantify
the impacts on the condition/performance that resulted from the
extenuating circumstance(s). The FHWA expects that the application of
extenuating circumstances would occur for unique events and would not
be regularly applied. If FHWA accepts the State DOT's explanation, FHWA
classifies the progress toward achieving the relevant target(s) as
``progress not determined,'' and those targets are excluded from the
requirement to make significant progress toward the achievement of
applicable targets.
In addition, for the Interstate System pavement condition measures,
Sec. Sec. 490.105(c)(1) and (c)(2), State DOTs are allowed to have no
more than 5.0
[[Page 4859]]
percent of their Interstate System in poor condition. Alaska alone is
not allowed to exceed 10.0 percent. The minimum condition requirements
for Interstate pavements are described in Sec. 490.316. When a State
DOT exceeds the minimum condition level for Interstate pavements,
penalties apply, as described in Sec. 490.317. To determine if the
penalty will apply, FHWA annually determines if the State DOT is in
compliance with the minimum condition thresholds in Sec. 490.315(a) or
Sec. 490.315(b) and 23 U.S.C. 119(f)(1).
The five safety measures listed at Sec. 490.205 have a slightly
different target setting and reporting framework than the other TPM
measures in 23 CFR part 490. For the five safety measures, each
performance measure is based on a 5-year rolling average, and targets
are established annually consistent with Sec. 490.209. The State DOT
targets are to be identical to the targets established by the State
Highway Safety Office for common performance measures reported in the
State's Highway Safety Plan, subject to the requirements of 23 U.S.C.
402(k)(4), and as coordinated through the State Strategic Highway
Safety Plan. The targets established by the State DOT are reported to
FHWA in the State's Highway Safety Improvement Program (HSIP) annual
report in accordance with 23 CFR part 924. As with the other measures,
FHWA assesses the State DOT's progress toward the achievement of its
safety targets. This assessment is commonly called the significant
progress determination. If a State DOT fails to meet or make
significant progress toward the achievement of four of the five safety
targets, the State DOT must comply with 23 U.S.C. 148(i) for the
subsequent three fiscal years. This means that State DOTs would be
submitting a single HSIP Implementation Plan covering the next three
fiscal years and must use their obligation authority equal to the
apportionment of the State for the prior year for the next three fiscal
years only for highway safety improvement projects. The FHWA invites
comments on this proposed approach.
A. Summary of Expected Schedule for Implementation
The FHWA understands that the timing of this rulemaking will impact
performance cycle data submission. The FHWA will develop phase-in
timeframe compliance dates and other implementation guidance at the
conclusion of the rulemaking process. Under Subpart B, FHWA proposes to
align the target setting performance cycle with NHTSA's final rule \1\
that sets forth two new requirements with respect to the safety
performance targets set by the State Highway Safety Office (HSO): (1)
States must develop a triennial HSP and (2) performance targets must
demonstrate constant or improved performance. The proposed changes to
the FHWA regulation would shift the reporting cycle of the HSIP
performance targets from an annual to a triennial cycle.
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\1\ Uniform Procedures for State Highway Safety Grant Programs
Final Rule: <a href="https://www.federalregister.gov/documents/2023/02/06/2023-01819/uniform-procedures-for-state-highway-safety-grant-programs">https://www.federalregister.gov/documents/2023/02/06/2023-01819/uniform-procedures-for-state-highway-safety-grant-programs</a>.
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If this new regulatory language goes into effect, the next
triennial cycle under these proposed revised requirements is expected
to be for the HSIP safety performance targets reported in August 2024
representing safety performance for calendar years 2025 through 2027,
based on a 3-year average. However, this cycle will not align with
NHTSA's current triennial cycle (2024-2026) for the safety performance
targets submitted by State HSOs in their triennial Highway Safety Plans
(3HSP) in July 2023. As a result, FHWA is seeking comment on how to
approach aligning FHWA's triennial cycle with NHTSA's triennial cycle.
One option would be for FHWA to require States to align with
NHTSA's 2024-2026 triennial cycle in their August 2024 HSIP Annual
Report. This would require States to retroactively report 2024 data for
their first triennial cycle (2024-2026) in their August 2024 HSIP
Annual Report. Under this option, States could choose to submit the
established targets that SHSOs submitted to NHTSA in July 2023, or work
with the SHSOs to reset the triennial targets so it is identical for
the common safety performance measures.
Another option for consideration would be to waive the requirement
for identical performance targets between NHTSA and FHWA programs for
CY 2025 and CY 2026 and have the State DOTs continue to submit annual
safety performance targets based on 5-year averages (as per the current
regulation) in their HSIP Annual Reports until NHTSA's next triennial
cycle (2027-2029). This option would require State DOTs to first report
identical targets for the common safety performance measures in their
August 2026 HSIP Annual Report for CY 2027 through 2029, based on a 3-
year average, which would align with the safety performance targets
submitted by State HSOs in the 3 HSP in July 2026. The FHWA
specifically requests comments regarding this topic.
II. Section-by-Section Discussion of the Proposed Changes
The FHWA proposes substantive changes to three subparts of 23 CFR
part 490: Subpart A--General Information, which applies to all of the
regulations throughout part 490; Subpart B--National Performance
Management Measures for the Highway Safety Improvement Program; and
Subpart E--National Performance Management Measures to Assess
Performance of the National Highway System. This section of the
preamble describes the proposed changes and the reasons behind them.
The FHWA has also proposed several non-substantive changes throughout
the regulatory text to remove the phrase ``and/or'' and replace it with
``and'' or ``or'', as appropriate, to provide increased clarity. The
proposed rule would apply to the 50 States, the District of Columbia,
and Puerto Rico consistent with the definition of the term ``State'' in
23 U.S.C. 101(a). The FHWA has included questions to the public on
issues where comments may be particularly useful in facilitating
implementation of the proposals.
A. Subpart A--General Information
Section 490.103 Data Requirements
The FHWA proposes to add Sec. 490.103(h) to allow a temporary
extension of any date within the part for good cause, unless an
extension of that date is prohibited by law. The FHWA desires to have,
and be able to exercise, flexibility when unforeseen circumstances
arise that would cause undue hardship on the State DOTs or Metropolitan
Planning Organizations (MPO) when complying with the provisions in this
part.
Section 490.107 Reporting on Performance Targets
The FHWA proposes to revise paragraphs of Sec. 490.107 to align
with section 21104(c) of the BIL, which amended the State Freight Plan
requirements of 49 U.S.C. 70202(e). State DOTs are now required to
update their State Freight Plans every 4 years, as opposed to the 5
years that were required by the FAST Act. Congress made this change
through BIL to better align the timing of State Freight Plan updates
with other State transportation planning efforts, including the TPM
Program established under MAP-21. Since BIL created a 4-year update
cycle for State Freight Plans, there will now be an updated State
Freight Plan within each 4-year TPM reporting cycle.
The FHWA is proposing to remove the text in Sec. Sec.
490.107(b)(1)(ii)(E) and 490.107(b)(2)(ii)(D) that requires a State
[[Page 4860]]
Freight Plan prepared under 49 U.S.C. 70202 be done within the previous
2-years for it to be used as the basis for identifying freight
bottlenecks and addressing congestion at truck freight bottlenecks in
the biennial report. The FHWA's proposal would allow the most recent
State Freight Plan prepared under 49 U.S.C. 70202 to be used.
In Sec. 490.107(b)(2)(ii)(D), for the Mid and Full Performance
Period Progress Report, if the State Freight Plan has not been updated
in the last 2 years, ``then an updated analysis of congestion at truck
freight bottlenecks must be completed.'' Some State DOTs misinterpreted
this as requiring the submission of an updated bottleneck list. The
FHWA is proposing revisions to clarify FHWA's expectation State DOTs
will identify bottlenecks at the baseline and will provide a discussion
of progress toward addressing congestion at those points in the Mid and
Full Performance Period Progress Reports. The proposed change is
intended to clarify expectations but not change them.
In addition, as part of the Mid and Full Performance Period
Progress Reports, the State DOT must discuss their efforts to address
congestion at truck freight bottlenecks and the State Freight Plan may
serve as the basis for discussing how congestion has been addressed at
truck freight bottlenecks. The FHWA is proposing to add language to
Sec. 490.107(b)(2)(ii)(D) to clarify that the State DOT needs to
update the information from the previous State Biennial Performance
Report. If the information in the previous State Biennial Performance
Report was from the current State Freight Plan, this information needs
to be reviewed and updated as necessary with the next State Biennial
Performance Report. This clarification is consistent with FHWA's
existing guidance.
The FHWA has also proposed a technical correction to Sec.
490.107(b)(2)(ii)(D) and 490.107(b)(3)(ii)(D). The FHWA is proposing to
change ``. . . paragraph (b)(1)(ii)(F) . . .'' to ``. . . paragraph
(b)(1)(ii)(E) . . .'' in both locations.
Section 490.109 Assessing Significant Progress Toward Achieving the
Performance Targets for the National Highway Performance Program and
the National Highway Freight Program
The FHWA proposes to add specificity to the paragraph reference in
Sec. 490.109(e)(4)(ii) from (d)(1) to (d)(1)(i), and revise the
paragraph reference in Sec. 490.109(e)(4)(iv) from (d)(3) to
(d)(1)(iii). These are technical corrections to the cross references
and do not change the intent of the regulations.
The FHWA proposes to correct the paragraph reference in Sec.
490.109(e)(4)(iii) from (d)(2) to (d)(1)(ii), and correct Sec.
490.313(b)(4)(i) by changing it to Sec. 490.313(b)(4)(ii) to align
with the changes proposed to Sec. 490.313(b)(4). These are technical
corrections that are not intended to change the requirements in Sec.
490.109(e)(4)(iii).
The FHWA proposes to revise Sec. 490.109(e)(4)(v) to clarify
FHWA's approach for determining significant progress when reported data
for baseline condition/performance is determined ``insufficient'' in
the year in which the Baseline Performance Period Report is due to
FHWA. This approach was previously documented in the preamble for the
2017 Final Rule for the pavement and bridge performance measures.\2\ If
the data for baseline condition/performance is determined insufficient,
the comparison between the baseline condition/performance and the
actual condition/performance cannot be made. In this situation, FHWA
will make a significant progress determination for that measure by
comparing the target to the actual condition/performance. The FHWA will
determine that a State DOT has not made significant progress toward the
achievement of a target if data for the baseline condition/performance
was determined insufficient previously, and the actual condition/
performance level is not equal to or better than the established
target. The proposed revision to the regulatory text is a technical
correction that does not change the intent or application of the
regulation.
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\2\ National Performance Management Measures; Assessing Pavement
Condition for the National Highway Performance Program and Bridge
Condition for the National Highway Performance Program [RIN 2125-
AF53], 82 FR 5886 at page 5921 (January 18, 2017).
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The FHWA proposes to amend Sec. 490.109 by adding a new paragraph
(e)(5)(ii)(D) providing that an applicable extenuating circumstance
includes a presidentially declared national emergency, which would
cover events such as national public health emergencies. With various
governmental units and agencies possibly having the ability to declare
disasters, FHWA proposes to clarify in Sec. 490.109 that natural or
man-made disasters must be declared under the Robert T. Stafford
Disaster Relief and Emergency Assistance Act. The inclusion of this
regulatory language is necessary to enable State DOTs to request relief
from the requirements for not making significant progress toward
achieving their performance targets because of extenuating
circumstances due to the impacts of a presidentially declared national
emergency. This new extenuating circumstance would apply to progress
requirements under the NHPP and the NHFP. As with the current allowance
for existing extenuating circumstances, State DOTs would be required to
provide sufficient evidence showing how the adverse impacts limited
their ability to meet performance expectations in order to receive
regulatory relief.
When originally drafted, a national public health emergency was not
contemplated. The proposed addition of national emergency is intended
to address this gap but is not expected to substantially change the
types of allowable extenuating circumstances, nor is it expected to
substantially increase the number of times extenuating circumstances
are applied. Thus, FHWA has estimated this would result in a nominal
reduction in burden.
It is possible that the extenuating circumstances listed in Sec.
490.109(e)(5) may also impact a State DOT's ability to supply
sufficient data or information, as required in Sec. 490.109(e)(4). The
FHWA has not proposed additional language to specify that a national
emergency or any other extenuating circumstance will be considered in
relation to FHWA's significant progress determination due to
insufficient data or information, because it is already addressed by
Sec. 490.109(e)(5)(ii).
The FHWA is proposing to revise terms in Sec.
490.109(f)(2)(iii)(A) to align with the HPMS as reflected in the
updated HPMS Field Manual and incorporated by reference as part of this
NPRM. See the section-by-section discussion in Sec. 490.111 for
further information on the proposed changes related to HPMS.
Section 490.111 Incorporation by Reference
The FHWA is proposing to restructure this section to conform with
new Office of the Federal Register formatting requirements The FHWA is
proposing updating the HPMS Field Manual that is currently incorporated
by reference in Sec. 490.111(b)(1). and included in the docket for
this NPRM. The FHWA's HPMS software was updated to version 9, and the
associated database fields that impact TPM were modified to address
necessary changes identified in the 2018 HPMS Reassessment. The HPMS
Field Manual was similarly updated to improve readability and reflect
changes made to the HPMS software, processes, and table structures, as
well as to data items, estimate types, and metadata. The
[[Page 4861]]
regulations in part 490 contain several specific HPMS field names to
ensure consistency in the data over time. Thus, it was necessary to
update the individual instances in the regulation. The FHWA does not
expect the field name changes within HPMS to present a burden to State
DOTs when complying with the requirements of this part.
The proposed changes within the regulation to align with the terms
in the incorporated HPMS Field Manual are:
Route_ID to RouteID
Begin_Point to BeginPoint
End_Point to EndPoint
Year_Record to BeginDate
Value_Date to ValueDate
Inventory data elements--This summary term was removed from the
HPMS Field Manual. Where used in the regulation, FHWA is proposing
replacing it with the specific data elements it represented.
The FHWA is proposing to remove the American Association of State
Highway and Transportation Officials (AASHTO) Standard R48-10 (2013),
Standard Specification for Transportation Materials and Methods of
Sampling and Testing, Standard Practice for Determining Rut Depth in
Pavements, 2014, 34th/2014 edition, in Sec. 490.111(c)(3) since it has
been withdrawn by AASHTO. The HPMS Field Manual addresses automated rut
data collection methods so no additional AASHTO Standards are needed at
this time.
The FHWA is proposing to update the AASHTO Standard in Sec.
409.111(c)(4) from R36-13 to R36-21, Standard Specification for
Transportation Materials and Methods of Sampling and Testing, Standard
Practice for Evaluating Faulting of Concrete Pavements. This update to
the Standard retains the two methods for measuring and calculating
faulting using automated measurement devices. The most notable change
to the new Standard is the incorporation of an acceptable third method
for calculation of faulting using 3D techniques. This Standard is less
restrictive than the original. A corresponding change is proposed in
Sec. 490.309(b)(3)(vii).
When FHWA published its first Transportation Performance Management
Final Rule on March 15, 2016, at 81 FR 13882, it incorporated by
reference at Sec. 490.111(d) the ANSI D16.1-2007, Manual on
Classification of Motor Vehicle Traffic Accidents (7th edition,
approved August 2, 2007), and at Sec. 490.111(e) the DOT's DOT HS 811
631, Model Minimum Uniform Crash Criteria (MMUCC) Guideline, (4th
edition, July 2012). With the publication of the subsequent TPM rules
on January 18, 2017, at 82 FR 5886 and 82 FR 5971, Sec. 490.111(d) and
(e) were inadvertently left out of the revised iterations of this
section; however, there was no indication of the Agency's intent to
remove the incorporation by reference of either publication given that
the references remain in other sections of subpart B. The FHWA proposes
to restore the ANSI and DOT paragraphs to reflect the incorporation of
the publications, while updating ANSI D.16-2007 to ANSI D.16-2017 and
the MMUCC to the 6th edition, which State DOTs are required to use for
the definition for Suspected Serious Injury. Both documents are
available for review on the docket for this rulemaking.
B. Subpart B--National Performance Management Measures for the Highway
Safety Improvement Program
Section 490.205 Definitions
The FHWA proposes to revise five definitions to provide clarity and
consistency for each as related to the regulation and to remove one
definition that is no longer necessary. The purpose of the revisions is
to clarify the terms and definitions.
The FHWA proposes to revise the term for ``5-year rolling average''
to ``3-year average'' and to revise the definition to align with the
proposed shift to triennial (every 3 years) performance targets. The
FHWA proposes to remove the term ``rolling'' to align with the proposed
shift from establishing performance targets every year to establishing
performance targets every 3 years to cover a 3-year period.
The FHWA proposes to establish a definition for `baseline safety
performance' to allow for a single term that can be used consistently
in 23 CFR part 490 subpart B. The proposed term is consistent with the
term used in 23 CFR 490.213(d), the definition is consistent with how
the concept is currently applied in 23 CFR 490.211(c)(2)(ii), and would
not change the requirements of the existing regulation.
The FHWA proposes to revise the definition for ``Fatality Analysis
Reporting System (FARS)'' to align with the NHTSA definition in 23 CFR
1300.3.
The FHWA proposes to revise the definition for ``Number of non-
motorized fatalities'' to remove the attribute code numbers and to
further clarify the person types under ``Persons on Personal
Conveyances'' to align with the coding change that was made to the
person attribute code in the Fatality Analysis Reporting System
(FARS).\3\
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\3\ National Highway Traffic Safety Administration Fatality
Analysis Reporting System: <a href="https://www.nhtsa.gov/research-data/fatality-analysis-reporting-system-fars">https://www.nhtsa.gov/research-data/fatality-analysis-reporting-system-fars</a>.
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The FHWA proposes a minor technical edit to the definition for
``Number of non-motorized serious injuries'' to correct the spelling of
``pedalcyclist'' in the definition.
The FHWA proposes to revise the definition for ``Number of serious
injuries'' to remove the reference to KABCO and the use of conversion
tables. This requirement is no longer applicable as the KABCO scale is
no longer used for this purpose.
The FHWA proposes to revise the definition for ``serious injuries''
to remove the references to KABCO and conversion tables, as well as the
reference to April 15, 2019. This requirement is no longer applicable
as the KABCO scale is no longer used for this purpose.
The FHWA proposes to remove the term and definition for ``KABCO''
to align with the proposed changes that no longer require the use of
the term.
Section 490.207 National Performance Management Measures for the
Highway Safety Improvement Program
The FHWA proposes to revise Sec. 490.207(b) to replace ``5-year
rolling average'' with ``3-year average'' to align with the proposed
shift to establish performance targets every 3 years. In addition, in
Sec. 490.207(b)(1) through (5), FHWA proposes to change each instance
of the term ``five'' to ``three'' to correspond with the changes to the
years and calculations for changing to a 3-year average. The FHWA
proposes to clarify each instance of ``target'' to ``performance
target'' for consistency and clarity. This revision also occurs
throughout Sec. Sec. 490.207, 490.209, 490.211, and 490.213, but only
this first instance is being documented here as it is a minor technical
edit being made throughout the regulation. These proposed changes are
expected to be a minimal burden to the State DOTs as it reduces the
number of years of data required from 5 years to 3 years.
The FHWA proposes to remove Sec. 490.207(c) as the requirement for
State DOTs to report serious injuries by the April 15, 2019, deadline
has passed, and the KABCO scale is no longer used for this purpose.
Section 490.209 Establishment of Performance Targets
The FHWA proposes to revise Sec. 490.209(a) so State DOTs would
shift from establishing performance targets
[[Page 4862]]
annually to triennially (every 3 years) for each performance measure.
The purpose of this change is to align with DOT's National Roadway
Safety Strategy (NRSS),\4\ which sets an ambitious long-term goal of
reaching zero fatalities. By providing a longer duration between
performance cycles, States will have a greater opportunity to plan and
implement safety countermeasures and evaluate the outcome and
effectiveness of performance targets. This change to submit performance
targets triennially also supports NHTSA's requirement under section
24102 of the BIL for States to submit a triennial Highway Safety Plan
(HSP). The NHTSA has implemented this provision through a final rule
published February 6, 2023, at 88 FR 7780. This change is necessary as
it aligns with the State DOTs' requirement to report identical
performance targets for three common measures between the HSIP and the
triennial HSP. This proposed change is expected to be a minimal burden
to the State DOTs as it reduces the requirement from reporting annually
to triennially.
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\4\ DOT's National Roadway Safety Strategy: <a href="https://www.transportation.gov/NRSS">https://www.transportation.gov/NRSS</a>.
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The FHWA proposes to revise Sec. 490.209(a)(2) to reflect the
proposed change to triennial performance targets, as well as add
language that specifies when the first triennial performance target
shall be established. In addition, FHWA proposes to change reporting
from the ``HSIP annual report'' to ``reported to the FHWA.'' This
proposed change is expected to be of minimal burden to State DOTs as it
reduces the requirement from reporting annually to triennially.
The FHWA proposes to remove Sec. 490.209(a)(4) and replace it with
a new requirement for State DOTs to establish performance targets that
``demonstrate constant or improved performance from the baseline safety
performance.'' This proposed requirement addresses the recent increase
in fatalities by requiring performance targets to offer realistic
expectations toward achieving the long-term goal of zero roadway
fatalities, which is consistent with DOT's NRSS. This requirement also
aligns with NHTSA's requirement under section 24102 of the BIL (23
U.S.C. 402(k)(4)(A)(ii)) that performance targets submitted as part of
the triennial HSP demonstrate constant or improved performance.
Although BIL did not make a similar amendment to the performance
management requirements in 23 U.S.C. 148, there is no indication that
Congress was attempting to undermine or change FHWA's and NHTSA's
regulations that require identical performance targets for the three
common measures. Likewise, there is nothing in Title 23 that prohibits
FHWA from adopting the same ``constant or improved performance''
standard required by section 24102. Given the national crisis of
fatalities on our roadways, FHWA believes it is good public policy to
have the same requirement for its Safety Performance Management
Program. The NHTSA has implemented this provision through a final rule
published February 6, 2023, at 88 FR 7780. This proposed change is
necessary as it aligns with the State DOTs' requirement to report
identical performance targets for three common measures between HSIP
and triennial HSP. This revision may impact the State DOTs that have
set increasing performance targets in prior years as it may result in a
shift in the methodology used to establish performance targets.
However, requiring identical performance targets is consistent with the
national safety goals Congress established for the Federal-aid highway
program and NHTSA's highway safety program: To reduce traffic
fatalities and serious injuries (in the case of FHWA) and to reduce
traffic accidents and the resulting deaths, injuries, and property
damage (in the case of NHTSA) (23 U.S.C. 150(b)(1) and 23 U.S.C.
402(a)). Furthermore, allowing a State to establish two different
safety performance targets for common performance measures would be
inefficient and could lead to public confusion. Separate performance
targets could also be a burden on States by possibly requiring the
collecting and reporting of two different sets of data for common
performance measures in an HSIP and triennial HSP.
The FHWA proposes to remove Sec. 490.209(a)(5), as the portion of
this requirement related to use of the KABCO system in lieu of
compliance with MMUCC is no longer applicable. In addition, the portion
of this section that relates to reporting has been updated in Sec.
490.213.
The FHWA proposes to shift Sec. 490.209(a)(6) to Sec.
490.209(a)(5) and revise Sec. 490.209(a)(6) to change ``submitted in
the HSIP annual report'' to ``submitted to the FHWA'' to align with
paragraph (a)(2). The FHWA is not expecting State DOT performance
targets to change for a given triennial cycle once submitted to FHWA.
This is consistent with FHWA's current practice, in which safety
performance targets cannot be changed once submitted to FHWA.
The FHWA proposes to revise Sec. 490.209(b)(1) to remove reference
to ``HSIP annual report'' to align with Sec. 490.209(a)(2).
The FHWA proposes to remove Sec. 490.209(b)(4) as this requirement
is addressed under reporting in Sec. 490.213.
The FHWA proposes to revise Sec. 490.209(c) to add the word
``triennially'' for establishing performance targets for MPOs to align
with the shift from annual to every 3 years.
The FHWA proposes to revise Sec. 490.209(c)(1) to change ``HSIP
annual report'' to ``the FHWA'' to align with the update to Sec.
490.209(a)(2).
The FHWA proposes to revise Sec. 490.209(c)(4)(i) to remove the
term ``safety'' target and replace it with ``performance'' target for
clarity and consistency.
The FHWA proposes to revise Sec. 490.209(c)(4)(ii) to remove the
term ``safety'' target and replace it with ``performance'' target for
clarity and consistency and to add the language ``demonstrate constant
or improved performance'' to align with Sec. 490.209(a)(4).
Section 490.211 Determining Whether a State Department of
Transportation Has Met or Made Significant Progress Toward Meeting
Performance Targets
The FHWA proposes to revise Sec. 490.211(b) to add the term
``annual'' to ``HSIP report'' for clarity and consistency and to add
the word ``prepared'' before ``in accordance with.''
The FHWA proposes to revise Sec. 490.211(c)(2) to use the newly
defined ``baseline safety performance'' in place of ``3-year average
data for the performance measure for the year prior to the
establishment of the State's performance target.'' This would not
change the existing process.
The FHWA proposes to revise Sec. 490.211(d) to add the number
``3'' prior to ``fiscal years'' to align with the shift to triennial
performance targets.
The FHWA proposes to revise Sec. 490.211(e) to change ``first
evaluate'' to ``determine'' and to change ``after the calendar year
following the year'' to ``following the last calendar year'' and change
``annual'' to ``triennially.'' These proposed changes align with the
revisions under Sec. 490.209(a)(2).
The FHWA proposes to add a new Sec. 490.211(f) to address the
phased in implementation of the requirements that will enable the
performance targets established for 2023 to continue to be assessed to
determine met or made significant progress by 2025.
[[Page 4863]]
The FHWA proposes to add a new Sec. 490.211(g) to address
insufficient data or information. The purpose of this requirement is to
inform States that if they are not able to provide the necessary data
in the HSIP annual report for the purposes of the performance target
assessment that they will be deemed to have not met or made significant
progress.
The FHWA proposes to add a new Sec. 490.211(h) to consider
extenuating circumstances in the assessment of progress toward met or
made significant progress of triennial performance targets. In
addition, FHWA proposes to add Sec. 490.211(h)(1) to clarify that FHWA
will classify the assessment of progress toward the triennial
performance target as ``progress not determined'' if the State DOT has
provided an explanation of the extenuating circumstances beyond the
control of the State DOT that prevented it from meeting or making
significant progress and the State DOT has quantified the impacts on
the performance that resulted from the circumstances to include: (i)
Natural or man-made disasters that caused delay in data collection;
(ii) [Reserved] (iii) New law or regulation directing State DOTs to
change metric or measure calculation; or (iv) Presidentially declared
national emergency that impacts the collection or submittal of data.
The circumstances added are intended to mirror those in Sec.
490.109(e)(5)(i). With various governmental units and agencies possibly
having the ability to declare disasters, FHWA proposes to clarify in
Sec. 490.211 that natural or man-made disasters must be declared under
the Robert T. Stafford Disaster Relief and Emergency Assistance Act. In
order to keep most of the section numbering consistent with Sec.
490.109(e)(5)(i), FHWA is proposing to reserve Sec. 490.211(h)(1)(ii)
since FHWA does not provide any data associated with the safety
performance measure.
The FHWA also proposes to add a new Sec. 490.211(h)(2) that
explains that if the State DOTs explanation is accepted by FHWA, then
the progress toward achieving the relevant performance targets will be
classified as ``progress not determined.'' These proposed changes are
not expected to be a burden to the State DOTs; however, there may be a
moderate impact on the burden to any State DOT that decides to pursue
the option to provide documentation to quantify the impact resulting
from the extenuating circumstance.
Section 490.213 Reporting of Performance Targets for the Highway Safety
Improvement Program
The FHWA proposes to revise the title of Sec. 490.213 to add the
word ``performance'' before ``targets'' for clarity and consistency.
The FHWA proposes to revise Sec. 490.213(a) to remove ``in the
State's HSIP annual report'' and specify the first due date as ``[Date
to be inserted], and then triennially thereafter.'' The purpose of this
change is to align with the proposed change to shift to triennial
performance targets. The FHWA will reflect a specific first due date
that will align with the appropriate performance cycle during the
rulemaking process.
The FHWA proposes to add a new Sec. 490.213(b) to specify that
State DOTs shall report on actual performance annually in the HSIP
annual report and the minimum amount of data that is required. The
purpose of this change is to move this information that was originally
under Sec. 490.209 for the establishment of performance targets to
reporting of performance targets in the HSIP. The FHWA proposes to also
shift the original paragraphs (b) and (c) to now be (c) and (d).
The FHWA proposes to revise old paragraph (b) to now be (c) and to
change ``annually'' to ``triennially'' to align with the proposed shift
to establish performance targets every 3 years.
The FHWA proposes to revise old paragraph (c) to now be (d) and
delete the word ``safety'' from ``safety performance'' for clarity and
consistency.
C. Subpart C--National Performance Management Measures for the
Assessing Pavement Condition
Section 490.309 Data Requirements
The FHWA is proposing revisions to Sec. 490.309(a) to remove
`inventory data elements' here, as well as from all 23 CFR part 490,
since that term and associated grouping is not in the incorporated HPMS
Field Manual. In addition, FHWA is proposing a technical correction to
include underscores in `Through_Lanes,' `Surface_Type,' and
`Structure_Type,' consistent with other parts of the regulation. The
FHWA also is proposing corrections to Sec. 490.309(c) to include
underscores in the same terms. These corrections are not expected to
change implementation of the associated requirements.
The FHWA is proposing amending Sec. Sec. 490.309(b)(1)(i)(B),
(b)(2)(i)(B), and (b)(2)(ii)(B) to clarify that when the right most
lane is not readily accessible due to a listed issue, then the adjacent
lane is to be used; not any open lane. This will align the regulation
with existing guidance.
The FHWA is proposing to amend Sec. Sec. 490.309(b)(1)(iv)(A) and
(b)(2)(iii)(A) so the numbers `0 to 5' would be shown to the tenths
decimal place, `0.1 to 5.0', to be consistent with how the data is
entered in HPMS.
The FHWA is proposing to revise Sec. 490.309(b)(3)(vi) and remove
(b)(3)(vi)(A) and (B). The FHWA is proposing to remove Sec.
490.309(b)(3)(vi)(A) because AASHTO has withdrawn Standard R48 that
provided guidance for this type of data collection. As a result, States
will be required to use the methods identified in the HPMS Field Manual
when collecting rutting data on the National Highway System (NHS).
The FHWA is proposing to revise Sec. 490.309(b)(3)(vii) to change
the incorporated AASHTO Standard from `R36-13' to `R36-21.' The AASHTO
Standard R36-21 is an update to Standard R36-13, which retains the two
methods for measuring and calculating faulting using automated
measurement devices. The major change from the old standard to the new
standard is the incorporation of an acceptable third method for
calculation of faulting.
Section 490.311 Calculation of Pavement Metrics
The FHWA is proposing changes to Sec. 490.311(a) to remove
`inventory data elements' since that term and associated grouping is
not in the proposed HPMS Field Manual.
The FHWA is proposing to amend Sec. 490.311(b)(5)(ii) so the
numbers `0 to 5' would be shown to the tenths decimal place, `0.1 to
5.0', to be consistent with how the data is entered in HPMS.
The FHWA is proposing to revise the HPMS field names in Sec.
490.311(c)(3)(i), (c)(3)(ii), and (c)(3)(iii) so they are consistent
with the updated HPMS system, and the HPMS Field Manual.. The FHWA also
proposes to add specificity to clarify that the `BeginDate' shall be
reported as required in the HPMS Field Manual. The term changes
proposed are:
State_Code to StateID,
Route_ID to RouteID
Begin_Point to BeginPoint
End_Point to EndPoint
Year_Record to BeginDate
Value_Date to ValueDate.
These changes are to provide consistency with the terms used in the
incorporated HPMS Field Manual and are not expected to change the
burden associated with complying with the regulations.
[[Page 4864]]
The FHWA proposes to revise Sec. Sec. 490.311(d), (d)(1), (d)(2),
and (d)(3) to change the term `inventory data elements' to `data
items,' and change `inventory data items' to `data items.' These
changes are needed to be consistent with the incorporated HPMS Field
Manual, which no longer uses these terms.
Section 490.313 Calculation of Performance Management Measures
The FHWA is proposing changes to Sec. 490.313(b)(4) and its
paragraphs to clarify the intended application of the regulation by
rewording and reorganizing the text and providing cross references to
existing requirements for data submittal dates. No new requirements or
processes are proposed, and the clarifications are consistent with
FHWA's existing guidance related to missing, invalid, or unresolved
data. The FHWA also proposes updating terms in Sec. Sec.
490.313(b)(v)(i) through (vii) to align with those used in the
incorporated HPMS Field Manual, and correcting reference numbering
related to Sec. 490.109(d) in Sec. 490.313(b)(v). Together these
changes are not expected to change the implementation of the
requirements.
In Sec. 490.313(f)(2) through (5), FHWA is proposing to remove the
underscore from the terms ``End_Point'' and ``Begin_Point'' so it is
consistent with the fields in the incorporated HPMS Field Manual.
Section 490.317 Penalties for Not Maintaining Minimum Interstate System
Pavement Condition
The FHWA proposes to amend Sec. 490.317(c) by adding a new Sec.
490.317(c)(1) providing that FHWA can use the previous years'
determination of compliance with the minimum condition requirements in
Sec. 490.315(a) or Sec. 490.315(b) and 23 U.S.C. 119(f)(1) if FHWA
determines a State DOT is not in compliance due to an extenuating
circumstance listed in Sec. 490.109(e)(5) related to the collection or
submittal of data. Accurate data is required to make the compliance
determination, and FHWA cannot waive the determination. During the
COVID-19 pandemic, FHWA identified that it was possible that some State
DOTs would be unable to collect pavement condition data because of
COVID-19 related social distancing requirements. The FHWA is proposing
to add Sec. 490.317(c)(1) to allow FHWA to consider extenuating
circumstances in their determination when sufficient data is not
provided. State DOTs would need to notify FHWA of any applicable
extenuating circumstances it would like FHWA to consider by June 15 of
each year, as proposed in Sec. 490.317(c)(2).
This additional flexibility would allow State DOTs to provide an
explanation of the conditions beyond their control that impeded their
ability to submit the data needed to calculate the pavement performance
measures and determine minimum condition. This action will allow State
DOTs to cite one of the extenuating circumstances in Sec.
490.109(e)(5) and explain how it impacted their ability to collect or
submit data. As with the use of extenuating circumstances in the
significant progress determination, there would need to be sufficient
evidence showing how the adverse impacts limited a State DOT's ability
to meet the data collection and submittal requirements. If a State DOT
provides an acceptable explanation of extenuating circumstances by June
15, FHWA would apply the previous year's determination to the
determination for the current year.
Including this additional flexibility as part of FHWA's compliance
determination for 23 U.S.C. 119(f)(1) would align with the intent of
extenuating circumstances and its application within the significant
progress determination process. The FHWA has determined this is an
appropriate and necessary action but does not anticipate this to be
used in the near-term.
The FHWA is not proposing a similar amendment to Sec. 490.413,
which relates to penalties for not maintaining minimum bridge
conditions. Bridges are inspected every 2 years. If a bridge is not
inspected due to an unforeseen issue, the existing National Bridge
Inspection (NBI) data is used for FHWA's determination of compliance
with 23 U.S.C. 119(f)(2). In addition, the penalty for not maintaining
minimum bridge condition, described in Sec. 490.413, is assessed using
data for the previous 3 years. These items provide flexibilities not
available to the Interstate System pavement condition measures.
Section 490.319 Other Requirements
Section 490.319(c)(1) describes the minimum methods and processes
the State DOTs shall include in their Data Quality Management Programs.
The FHWA proposes to revise Sec. 490.319(c)(1)(ii) to strike the word
``manual'' from the requirement to certify persons conducting data
collection. A certification process was required in the original rule
for the equipment and for individuals doing manual data collection but
omitted equipment operators and other persons working in data
collection. This change extends the certification to all persons
conducting data collection including equipment operators. Network level
data collection is done almost completely using automated equipment.
Since the process for data collection is complex and the equipment is
costly, every State already has process for training operators and
other persons working in data collection even though there has not been
a requirement to do so. A minor update to the Data Quality Management
Plan for the State may be needed to describe the training program and
certification process if it is not already in the Plan. The FHWA seeks
comment from any State DOTs that do not already require training for
those collecting data and operating associated equipment.
D. Discussion Under 1 CFR Part 51
The FHWA is proposing to incorporate by reference the following
standards:
The FHWA will incorporate by reference an updated version of the
HPMS Field Manual. The proposed HPMS Field Manual includes detailed
information on technical procedures to be used as reference by those
collecting and reporting data for the performance measures. The FHWA's
HPMS software was updated to version 9, and the associated database
fields that impact TPM were modified to address necessary changes. The
updated HPMS Field Manual is included on the docket for this rulemaking
and will be made available on the FHWA website once adopted.
The FHWA will incorporate by reference AASHTO Standard R36-21,
Standard Practice for Evaluating Faulting of Concrete Pavements, 41st
edition, 2021. This Standard provides a consistent means for
identifying and reporting concrete pavement faults. The AASHTO standard
is proposed because it is considered a best practice, specifically by
State DOTs, and is recognized worldwide. This document is available at
<a href="https://store.transportation.org/Item/PublicationDetail?ID=4612">https://store.transportation.org/Item/PublicationDetail?ID=4612</a> and on
the docket for this rulemaking.
The FHWA will incorporate by reference ANSI D.16-2017, Manual on
Classification of Motor Vehicle Traffic Crashes, eight edition,
approved December 18, 2017. The primary purpose of ANSI D.16-2017 is to
promote uniformity and comparability of motor vehicle crash statistics
in Federal, State, and local jurisdictions. The uniformity of reporting
that results from this standard facilitates development of data on
crashes in and
[[Page 4865]]
out of traffic for nationwide use. Such data becomes the basis for
decisions about traffic safety initiatives throughout the country. This
document is available at <a href="https://www.transportation.gov/government/traffic-records/updated-ansi-d16-manual-classification-motor-vehicle-traffic-crashes">https://www.transportation.gov/government/traffic-records/updated-ansi-d16-manual-classification-motor-vehicle-traffic-crashes</a>, and on the docket for this rulemaking.
The FHWA will incorporate by reference DOT HS 813 525 (``MMUCC''),
Model Minimum Uniform Crash Criteria Guideline, 6th edition, 2024.. The
MMUCC can help States generate the data necessary to quickly gain
traffic safety insights. The guide is available at <a href="https://www.nhtsa.gov/mmucc-1">https://www.nhtsa.gov/mmucc-1</a> and on the docket for this rulemaking.
The documents that FHWA is incorporating by reference are
reasonably available to interested parties, primarily State DOTs, local
agencies, and Tribal governments carrying out Federal-aid highway
projects, and federally required data reporting. The incorporated HPMS
Field Manual represents the reporting requirements of the HPMS system.
The AASHTO manual, MMUCC, and Manual on Classification of Motor Vehicle
Traffic Accidents represent the most recent refinements that
professional organizations have formally accepted and are currently in
use by the transportation industry. The documents incorporated by
reference are available on the docket of this rulemaking and at the
sources identified in the regulatory text below. The specific standards
are discussed in greater detail elsewhere in this preamble.
III. Additional Requests for Comments
<bullet> The MAP-21 legislation required FHWA to develop a uniform
method for States to measure and report pavement conditions indicating
investment needs and mobility on the Interstate and non-Interstate NHS.
This methodology is contained in Sec. 490.313 and uses the HPMS for
reporting pavement conditions. After experiencing the first 5 years of
collecting and reporting this information, FHWA invites comments on the
effectiveness of the methodology for the intended purposes and
suggestions to improve the required measurement and reporting.
<bullet> To minimize the amount of missing pavement data reported
to HPMS, the current regulations direct States to collect condition
information from another lane when the right most lane is closed due to
construction, closure, excessive congestion, or other events impacting
access. Some States have indicated difficulties collecting condition
information in areas under construction due to bridge replacements,
detours, or other circumstances. The FHWA invites comments on how to
best collect and report the required information in these challenging
situations.
<bullet> For the purpose of carrying out 23 U.S.C. 148, the
Secretary is required to establish measures for States to use to assess
(A) serious injuries and fatalities per vehicle mile traveled; and (B)
the number of serious injuries and fatalities (23 U.S.C. 150(c)(4)).
The FHWA is seeking comments on possible alternative safety performance
measures that could be used to assess safety performance related to the
HSIP. These performance measures should be directly related to the
State's HSIP and help provide quantifiable evidence toward progress of
safety performance. These performance measures may evaluate the outputs
(quantitative and indicate the level of activity or effort) or outcomes
(provide an indication of effectiveness) resulting in the
implementation of the HSIP. The FHWA also seeks comment on whether FHWA
should maintain the existing safety performance measures, replace the
existing safety performance measures with alternative safety
performance measures, or use some combination of both to assess future
safety performance.
<bullet> The existing TPM measures for pavement and bridge
condition in 23 U.S.C. 150(c)(3) are limited to the Interstate and NHS.
However, there is also considerable need on the non-NHS system for
infrastructure improvements. For example, approximately 90 percent of
the bridges in poor condition in the 2022 National Bridge Inventory
dataset are non-NHS bridges. Would State DOTs and MPOs benefit from the
creation of national performance measures for the non-NHS system? For
non-NHS bridges, condition data is already collected and reported
annually to FHWA and can be used to set targets and report on
performance. For non-NHS pavement performance, FHWA collects condition
data on a sample of these roadways in each State. What would be
reasonable measures, target setting timelines, data collection methods,
reporting frequency, and reporting methods for any non-NHS measures? If
such national performance measures are created, what would be needed to
collect, report, and analyze non-NHS data and implement such a program?
IV. Rulemaking Analyses and Notices
A. Executive Order (E.O.) 12866 (Regulatory Planning and Review), E.O.
13563 (Improving Regulation and Regulatory Review), E.O. 14094
(Modernizing Regulatory Review), and DOT Regulatory Policies and
Procedures
The FHWA has considered the impacts of this proposed rule under
E.O. 12866 (58 FR 5173, Oct. 4, 1993), Regulatory Planning and Review,
as supplemented by E.O. 13563 (76 FR 3821, Jan. 21, 2011), Improving
Regulation and Regulatory Review and E.O. 14094 (88 FR 21879, April 6,
2023), Modernizing Regulatory Review, and DOT's regulatory policies and
procedures. The Office of Information and Regulatory Affairs within the
Office of Management and Budget (OMB) has determined that the proposed
rule is not a significant regulatory action within the meaning of E.O.
12866. Accordingly, OMB has not reviewed it under that E.O.
It is anticipated that the proposed rule would not be economically
significant for purposes of E.O. 12866. The proposed rule would not
have an annual effect on the economy of $200 million or more. The
proposed rule would not adversely affect in a material way the economy,
a sector of the economy, productivity, competition, jobs, the
environment, public health or safety, or State, local, territorial, or
Tribal governments or communities. In addition, the proposed changes
would not interfere with any action taken or planned by another Agency
and would not materially alter the budgetary impact of any
entitlements, grants, user fees, or loan programs.
B. Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act (Pub. L. 96-354,
5 U.S.C. 601-612), FHWA has evaluated the effects of this proposed rule
on small entities and has determined that it is not anticipated to have
a significant economic impact on a substantial number of small
entities. For FHWA's significant progress determination in Sec.
490.109(e) and for the minimum condition requirements for Interstate
pavements in Sec. 490.317, the proposed rule would affect State
governments, but not MPOs since MPOs are not subject to these
requirements. State governments are not included in the definition of
small entity set forth in 5 U.S.C. 601. For FHWA's proposed triennial
safety performance reporting, both MPOs and State DOTs would be
affected, but the proposed changes are expected to reduce overall
burden. Therefore, FHWA certifies that the proposed rule
[[Page 4866]]
will not have a significant economic impact on a substantial number of
small entities.
C. Unfunded Mandates Reform Act of 1995
This proposed rule would not impose unfunded mandates as defined by
the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 109 Stat. 48).
This proposed rule would not result in the expenditure by State, local,
and Tribal governments, in the aggregate, or by the private sector, of
$168 million or more in any one year (2 U.S.C. 1532). In addition, the
definition of ``Federal Mandate'' in the Unfunded Mandates Reform Act
excludes financial assistance of the type in which State, local, or
Tribal governments have authority to adjust their participation in the
program in accordance with changes made in the program by the Federal
Government. The Federal-aid highway program permits this type of
flexibility.
D. E.O. 13132 (Federalism Assessment)
This proposed rule has been analyzed in accordance with the
principles and criteria contained in E.O. 13132, and FHWA has
determined that this proposed rule would not have sufficient federalism
implications to warrant the preparation of a federalism assessment. The
FHWA also has determined that this proposed rule would not preempt any
State law or State regulation or affect the States' ability to
discharge traditional State governmental functions.
E. Paperwork Reduction Act of 1995
Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501, et
seq.), Federal agencies must obtain approval from OMB for each
collection of information they conduct, sponsor, or require through
regulations. The FHWA has determined that this proposal does not
contain any new collection of information requirements for the purposes
of the PRA.
This proposed rule expands upon existing flexibilities that are
implemented as part of the overarching TPM regulations in 23 CFR part
490, which includes State DOT reporting on performance biennially. The
collection of biennial report information in support of Sec. 490.107,
including the State DOT's documentation of any applicable extenuating
circumstances described in Sec. 490.105(e), is covered by OMB Control
No. 2125-0656.
The proposed rule would change the reporting on safety performance
targets from annual to triennial. Targets and performance would be
reported on in the HSIP annual report. The collection of information in
support of Sec. 490.213 is covered by OMB Control No 2125-0025.
F. National Environmental Policy Act
The FHWA has analyzed this proposed rule pursuant to the National
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321 et seq.) and
has determined that it is categorically excluded under section
771.117(c)(20), which applies to the promulgation of rules,
regulations, and directives. Categorically excluded actions meet the
criteria for categorical exclusions under the Council on Environmental
Quality regulations and under section 771.117(a) and normally do not
require any further NEPA approvals by FHWA.
G. E.O. 13175 (Tribal Consultation)
The FHWA has analyzed this proposed rule in accordance with the
principles and criteria contained in E.O. 13175, ``Consultation and
Coordination with Indian Tribal Governments.'' The proposed rule would
implement additional flexibilities in 23 CFR part 490 related to FHWA
determination of significant progress toward State DOT NHPP and NHFP
measure, and FHWA's determination of State DOT's compliance with
Interstate pavement minimum conditions. The requirements of 23 CFR part
490 apply to States that receive Title 23 Federal-aid highway funds,
and it would not have substantial direct effects on one or more Indian
Tribes, would not impose substantial direct compliance costs on Indian
Tribal governments, and would not preempt Tribal laws. Accordingly, the
funding and consultation requirements of E.O. 13175 do not apply and a
Tribal summary impact statement is not required.
I. E.O. 12898 (Environmental Justice)
The E.O. 12898 requires that each Federal Agency make achieving
environmental justice part of its mission by identifying and
addressing, as appropriate, disproportionately high, and adverse human
health or environmental effects of its programs, policies, and
activities on minorities and low-income populations. The FHWA has
determined that this proposed rule does not raise any environmental
justice issues.
J. Regulation Identifier Number
A RIN is assigned to each regulatory action listed in the Unified
Agenda of Federal Regulations. The Regulatory Information Service
Center publishes the Unified Agenda in April and October of each year.
The RIN contained in the heading of this document can be used to cross
reference this action with the Unified Agenda.
List of Subjects in 23 CFR Part 490
Bridges, Highway safety, Highways and roads, Incorporation by
reference, Reporting and recordkeeping requirements.
Issued under authority delegated in 49 CFR 1.81 and 1.85.
Shailen P. Bhatt,
Administrator, Federal Highway Administration.
In consideration of the foregoing, FHWA proposes to amend 23 CFR
part 490, as set forth below:
PART 490--NATIONAL PERFORMANCE MANAGEMENT MEASURES
0
1. The authority citation for part 490 is revised to read as follows:
Authority: 23 U.S.C. 134, 135, 148, and 150; 49 CFR 1.85.
Subpart A--General Information
0
2. Amend Sec. 490.103 by:
0
a. In paragraph (b), adding the text ``(incorporated by reference, see
Sec. 490.111)'' immediately following the text ``HPMS Field Manual'';
and
0
b. Adding paragraph (h).
The additions read as follows:
Sec. 490.103 Data requirements.
* * * * *
(h) In general. FHWA may temporarily extend any date within this
part for good reason, unless prohibited by law.
0
3. Amend Sec. 490.105 by revising paragraphs (e)(8)(iii) and
(f)(5)(iii) by removing the text ``and/or'' and adding, in its place
the text ``and'' in each place it appears.
0
4. Amend Sec. 490.107 by revising paragraphs (b)(1)(ii)(E),
(b)(2)(ii)(D), and (b)(3)(ii)(D) to read as follows:
Sec. 490.107 Reporting on performance targets.
* * * * *
(b) * * *
(1) * * *
(ii) * * *
(E) Congestion at truck freight bottlenecks. The State DOT shall
document the location of truck freight bottlenecks within the State,
including those identified in the National Freight Strategic Plan. If a
State has prepared a State Freight Plan under 49 U.S.C. 70202, then the
State Freight Plan may serve as the basis for identifying truck freight
bottlenecks;
* * * * *
(2) * * *
[[Page 4867]]
(ii) * * *
(D) Congestion at truck freight bottlenecks. Discussion on progress
of the State DOT's efforts in addressing congestion at truck freight
bottlenecks within the State, as described in paragraph (b)(1)(ii)(E)
of this section, through comprehensive freight improvement efforts of
State Freight Plan or MPO freight plans; the Statewide Transportation
Improvement Program and Transportation Improvement Program; regional or
corridor level efforts; other related planning efforts; and operational
and capital activities targeted to improve freight movement on the
Interstate System. If a State has prepared a State Freight Plan under
49 U.S.C. 70202, then the State Freight Plan may serve as the basis for
addressing congestion at truck freight bottlenecks. However, the
discussion must provide an update from the information submitted in the
previous State Biennial Performance Report;
* * * * *
(3) * * *
(ii) * * *
(D) Congestion at truck freight bottlenecks. Discussion on progress
of the State DOT's efforts in addressing congestion at truck freight
bottlenecks within the State, as described in paragraphs (b)(1)(ii)(E)
and (b)(2)(ii)(D) of this section;
* * * * *
0
5. Amend Sec. 490.109 by:
0
a. Removing the text ``and/or'' and adding, in its place, the text
``or'' in each place it appears;
0
b. Revising paragraphs (e)(4) paragraph heading, (e)(4)(ii) through (v)
and (e)(5)(i)(A) through (C);
0
c. Adding paragraph (e)(5)(i)(D); and
0
d. Revising paragraph (f)(2)(iii)(A).
The revisions and addition read as follows:
Sec. 490.109 Assessing significant progress toward achieving the
performance targets for the National Highway Performance Program and
the National Highway Freight Program.
* * * * *
(e) * * *
(4) Insufficient data or information. * * *
* * * * *
(ii) The data contained in HPMS do not meet the requirements under
Sec. 490.313(b)(4)(i) by the data extraction date specified in
paragraph (d)(1)(i) of this section for the each of the Interstate
System pavement condition measures in Sec. 490.105(c)(1);
(iii) The data contained in HPMS do not meet the requirements under
Sec. 490.313(b)(4)(ii) by the data extraction date specified in
paragraph (d)(1)(ii) of this section for the each of the non-Interstate
NHS pavement condition measures in Sec. 490.105(c)(2);
(iv) A State DOT reported data are not cleared in the NBI by the
data extraction date specified in paragraph (d)(1)(iii) of this section
for the each of the NHS bridge condition measures in Sec.
490.105(c)(3);
(v) If a State DOT's data is determined insufficient, as described
in paragraphs (e)(4)(ii) through (iv) of this section, in the year in
which the Baseline Period Performance Report is due to FHWA for a
measure in Sec. 490.105(c)(1) through (3), the FHWA will determine the
State DOT did not satisfy the criterion in paragraph (e)(2)(i) of this
section, and FHWA will only use the criterion in (e)(2)(ii) of this
section for determining if State DOT has made significant progress
toward the achievement of the target for that measure for the entirety
of the performance period.
* * * * *
(5) * * *
(i) * * *
(A) Natural or man-made disasters that caused delay in NHPP or NHFP
project delivery, extenuating delay in data collection, or damage/loss
of data system;
(B) Sudden discontinuation of Federal Government furnished data due
to natural and man-made disasters declared under the Robert T. Stafford
Disaster Relief and Emergency Assistance Act or sudden discontinuation
of Federal Government furnished data due to lack of funding;
(C) New law or regulation directing State DOTs to change metric or
measure calculation; or
(D) Presidentially declared national emergency that caused delay in
NHPP or NHFP project delivery, extenuating delay in data collection or
submittal, or damage/loss of data system.
* * * * *
(f) * * *
(2) * * *
(iii) * * *
(A) The inventory of truck freight bottlenecks shall include the
route and milepost location for each identified bottleneck, road
attributes data reported to HPMS, Average Annual Daily Traffic (AADT),
Single-Unit Truck and Bus AADT (AADT_Single_Unit), Combination Truck
AADT (AADT_Combination), Travel-time data and measure of delay, such as
travel time reliability, or Average Truck Speeds, capacity feature
causing the bottleneck or any other constraints applicable to trucks,
such as geometric constrains, weight limits or steep grades.
* * * * *
0
6. Revise Sec. 490.111 to read as follows:
Sec. 490.111 Incorporation by reference.
Certain material is incorporated by reference into this part with
the approval of the Director of the Federal Register under 5 U.S.C.
552(a) and 1 CFR part 51. To enforce any edition other than that
specified in this section, the Federal Highway Administration (FHWA)
must publish a document in the Federal Register and the material must
be available to the public. All approved incorporation by reference
(IBR) material is available for inspection at FHWA and at the National
Archives and Records Administration (NARA). Contact the FHWA at FHWA,
Office of Highway Policy Information at 1200 New Jersey Avenue SE,
Washington, DC 20590; (202-366-4631); <a href="http://www.fhwa.dot.gov">www.fhwa.dot.gov</a>. For information
on the availability of this material at NARA, visit <a href="http://www.archives.gov/federal-register/cfr/ibr-locations">www.archives.gov/federal-register/cfr/ibr-locations</a> or email <a href="/cdn-cgi/l/email-protection#8aecf8a4e3e4f9faefe9fee3e5e4cae4ebf8eba4ede5fc"><span class="__cf_email__" data-cfemail="3b5d49155255484b5e584f5254557b555a495a155c544d">[email protected]</span></a>. The
material may be obtained from the sources in the following paragraphs
of this section.
(a) The American Association of State Highway and Transportation
Officials (AASHTO), 555 12th Street NW, Suite 1000, Washington, DC
20004; (202) 624-5800; <a href="http://www.transportation.org">www.transportation.org</a>.
(1) AASHTO Standard M328-14, Standard Specification for
Transportation Materials and Methods of Sampling and Testing, Inertial
Profiler, 2014, 34th/2014 Edition; IBR approved for Sec. 490.309(b).
(2) AASHTO Standard R57-14, Standard Specification for
Transportation Materials and Methods of Sampling and Testing, Standard
Practice for Operating Inertial Profiling Systems, 2014, 34th/2014
Edition; IBR approved for Sec. 490.309(b).
(3) AASHTO Standard R36-21, Standard Specification for
Transportation Materials and Methods of Sampling and Testing, Standard
Practice for Evaluating Faulting of Concrete Pavements, 41st/2021
edition, 2021 (<a href="https://store.transportation.org/Item/PublicationDetail?ID=4612">https://store.transportation.org/Item/PublicationDetail?ID=4612</a>); IBR approved for Sec. 490.309(b).
(4) AASHTO Standard R43-13, Standard Specification for
Transportation Materials and Methods of Sampling and Testing, Standard
Practice for Quantifying Roughness of Pavement, 2014, 34th/2014
Edition, IBR approved for Sec. 490.311(b).
(b) American National Standards Institute, Inc. (ANSI), 1899 L
Street NW, 11th Floor, Washington, DC 20036; (202) 293-8020;
<a href="http://www.ansi.org">www.ansi.org</a>.
(1) ANSI D16.1-2017, Manual on Classification of Motor Vehicle
Traffic Accidents, 8th edition, approved
[[Page 4868]]
December 18, 2017; IBR approved for Sec. 490.205.
(2) [Reserved]
(c) The Federal Highway Administration, 1200 New Jersey Avenue SE,
Washington, DC 20590; (202) 366-4631; <a href="http://www.fhwa.dot.gov">www.fhwa.dot.gov</a>.
(1) Highway Performance Monitoring System Field Manual (``HPMS
Field Manual''), [Publication Year]; IBR approved for Sec. Sec.
490.103; 490.309(a) and (b); 490.311; 490.319(a) and (b).
(2) Recording and Coding Guide for the Structure Inventory and
Appraisal of the Nation's Bridges, includes: Errata Sheet for Coding
Guide 06/2011, Report No. FHWA-PD-96-001, December 1995; IBR approved
for Sec. Sec. 490.409(e); 490.411(f).
(d) The National Highway Transportation Safety Administration, 1200
New Jersey Avenue SE, Washington, DC 20590; (888) 327-4236;
<a href="http://www.nhtsa.gov">www.nhtsa.gov</a>.
(1) DOT HS 813 525 (``MUCC''), Model Minimum Uniform Crash Criteria
Guideline, 6th edition, 2024 (<a href="https://www.nhtsa.gov/mmucc-1">https://www.nhtsa.gov/mmucc-1</a>); IBR
approved for Sec. 490.205.
(2) [Reserved]
Subpart B--National Performance Management Measures for the Highway
Safety Improvement Program
0
7. Amend Sec. 490.205 by:
0
a. Removing the definition for `5-year rolling average' and adding, in
its place, the definition for ``3-year average'';
0
b. Adding the definition for ``Baseline safety performance'';
0
c. Revising the definition for ``Fatality Analysis Reporting System''
0
d. Removing the definition for ``KABCO'';
0
e. Revising the definitions for ``Number of non-motorized fatalities'',
``Number of non-motorized serious injuries'', ``Number of serious
injuries{time} , and ``Serious injuries''.
The additions and revisions read as follows:
Sec. 490.205 Definitions.
* * * * *
3-year average means the average of 3 individual, consecutive
annual points of data (e.g., the 3-year average of the annual fatality
rate).
* * * * *
Baseline safety performance means the 3-year average data for a
safety performance measure for the year prior to the establishment of
the performance target reported to FHWA.
* * * * *
Fatality Analysis Reporting System (FARS) means the nationwide
census providing yearly public data regarding fatal injuries suffered
in motor vehicle traffic crashes, as published by NHTSA.
* * * * *
Number of non-motorized fatalities means the total number of
fatalities (as defined in this section) with the FARS person attribute
codes for Pedestrian, Bicyclist, Other Cyclist, and Person on Personal
Conveyance (includes motorized, non-motorized, and unknown whether it
was motorized or non-motorized).
Number of non-motorized serious injuries means the total number of
persons suffering at least one serious injury (as defined in `Number of
serious injuries') where the injured person is, or is equivalent to, a
pedestrian (2.2.36) or a pedalcyclist (2.2.39) as defined in the ANSI
D16.1-2017 (incorporated by reference, see Sec. 490.111).
Number of serious injuries means the total number of persons
suffering at least one serious injury for each separate motor vehicle
traffic crash during a calendar year, as reported by the State, where
the crash involves one or more motor vehicles in-transport, that
originated on or had at least one harmful event (i.e., injury or
damage) on a trafficway, and the injury status is ``(A) suspected
serious injury'' as described in MMUCC, (incorporated by reference, see
Sec. 490.111).
* * * * *
Serious injuries means a ``(A) suspected serious injury'' as
defined in the MMUCC.
0
8. Revise Sec. 490.207 to read as follows:
Sec. 490.207 National performance management measures for the
Highway Safety Improvement Program.
(a) There are five performance measures for the purpose of carrying
out the HSIP. They are:
(1) Number of fatalities;
(2) Rate of fatalities;
(3) Number of serious injuries;
(4) Rate of serious injuries; and,
(5) Number of non-motorized fatalities and non-motorized serious
injuries.
(b) Each performance measure is based on a 3-year average. The
performance measures are calculated as follows:
(1) The performance measure for the number of fatalities is the 3-
year average of the total number of fatalities for each State and shall
be calculated by adding the number of fatalities for each of the most
recent 3 consecutive years ending in the year for which the performance
targets are established, dividing by 3, and rounding to the tenths
decimal place. FARS Annual Report File (ARF) may be used if Final FARS
is not available.
(2) The performance measure for the rate of fatalities is the 3-
year average of the State's fatality rate per VMT and shall be
calculated by first calculating the number of fatalities per 100
million VMT for each of the most recent 3 consecutive years ending in
the year for which the performance targets are established, adding the
results, dividing by 3, and rounding to the thousandths decimal place.
The FARS ARF may be used if Final FARS is not available. State VMT data
are derived from the HPMS. The Metropolitan Planning Organizations
(MPO) VMT is estimated by the MPO. The sum of the fatality rates is
divided by three and then rounded to the thousandths decimal place.
(3) The performance measure for the number of serious injuries is
the 3-year average of the total number of serious injuries for each
State and shall be calculated by adding the number of serious injuries
for each of the most recent 3 consecutive years ending in the year for
which the performance targets are established, dividing by three, and
rounding to the tenths decimal place.
(4) The performance measure for the rate of serious injuries is the
3-year average of the State's serious injuries rate per VMT and shall
be calculated by first calculating the number of serious injuries per
100 million VMT for each of the most recent 3 consecutive years ending
in the year for which the performance targets are established, adding
the results, dividing by three, and rounding to the thousandths decimal
place. State VMT data are derived from the HPMS. The MPO VMT is
estimated by the MPO.
(5) The performance measure for the number of non-motorized
fatalities and non-motorized serious injuries is the 3-year average of
the total number of non-motorized fatalities and non-motorized serious
injuries for each State and shall be calculated by adding the number of
non-motorized fatalities to the number non-motorized serious injuries
for each of the most recent 3 consecutive years ending in the year for
which the performance targets are established, dividing by three, and
rounding to the tenths decimal place. FARS ARF may be used if Final
FARS is not available.
0
9. Revise Sec. 490.209 to read as follows:
Sec. 490.209 Establishment of performance targets.
(a) State DOTs shall establish performance targets triennially for
each performance measure identified in Sec. 490.207(a) in a manner
that is consistent with the following:
(1) State DOT performance targets shall be identical to the
performance
[[Page 4869]]
targets established by the State Highway Safety Office for common
performance measures reported in the State's triennial Highway Safety
Plan, subject to the requirements of 23 U.S.C. 402(k)(4), and as
coordinated through the State Strategic Highway Safety Plan.
(2) State DOT performance targets shall represent performance
outcomes triennially (every third calendar year). The first triennial
performance targets will be established in [year to be inserted] and
will represent performance for calendar years [year to be inserted]
through [year to be inserted] based on a 3-year average. The
performance targets shall be reported to the FHWA consistent with the
requirements in Sec. 490.213(a).
(3) State DOT performance targets shall represent the anticipated
performance outcome for all public roadways within the State regardless
of ownership or functional class.
(4) State DOT performance targets shall demonstrate constant or
improved performance from the baseline safety performance.
(5) Unless approved by FHWA and subject to Sec. 490.209(a)(1), a
State DOT shall not change one or more of its performance targets for a
given triennial cycle once submitted to the FHWA.
(b) In addition to performance targets described in paragraph (a)
of this section, State DOTs may, as appropriate, for each performance
target in paragraph (a) of this section establish additional
performance targets for portions of the State.
(1) A State DOT shall declare and describe the boundaries used to
establish each additional performance target, as required by Sec.
490.213(a).
(2) State DOTs may select any number and combination of urbanized
area boundaries and may also select a single non-urbanized area
boundary for the establishment of additional performance targets.
(3) The boundaries used by the State DOT for additional performance
targets shall be contained within the geographic boundary of the State.
(c) The Metropolitan Planning Organizations (MPO) shall establish
performance targets triennially for each of the measures identified in
Sec. 490.207(a), where applicable, in a manner that is consistent with
the following:
(1) The MPOs shall establish performance targets not later than 180
days after the respective State DOT establishes and reports performance
targets to the FHWA.
(2) The MPO performance targets shall represent performance
outcomes anticipated for the same calendar years as the State DOT
performance targets.
(3) After the MPOs within each State establish the performance
targets, the State DOT must be able to provide those performance
targets to FHWA, upon request.
(4) For each performance measure, the MPOs shall establish a
performance target by either:
(i) Agreeing to plan and program projects so that they contribute
toward the accomplishment of the State DOT performance target for that
performance measure; or
(ii) Committing to a quantifiable performance target that
demonstrates constant or improved performance for that performance
measure for their metropolitan planning area.
(5) The MPOs that establish quantifiable fatality rate or serious
injury rate performance targets shall report the VMT estimate used for
such performance targets and the methodology used to develop the
estimate. The methodology should be consistent with other Federal
reporting requirements, if applicable.
(6) The MPO performance targets established under paragraph (c)(4)
of this section specific to the metropolitan planning area shall
represent the anticipated performance outcome for all public roadways
within the metropolitan planning boundary regardless of ownership or
functional class.
(d)(1) The State DOT and relevant MPOs shall coordinate on the
establishment of performance targets in accordance with 23 CFR part 450
to ensure consistency, to the maximum extent practicable.
(2) The MPOs with multi-State boundaries that agree to plan and
program projects to contribute toward State DOT performance targets in
accordance with paragraph (c)(4)(i) of this section shall plan and
program safety projects in support of the State DOT performance targets
for each area within each State (e.g., MPOs that extend into two States
shall agree to plan and program projects to contribute toward two
separate sets of performance targets (one set for each State)).
0
10. Revise Sec. 490.211 to read as follows:
Sec. 490.211 Determining whether a State department of
transportation has met or made significant progress toward meeting
performance targets.
(a) The determination for having met or made significant progress
toward meeting the performance targets under 23 U.S.C. 148(i) will be
determined based on:
(1) The most recent available Final FARS data for the fatality
number. The FARS ARF may be used if Final FARS is not available;
(2) The most recent available Final FARS and HPMS data for the
fatality rate. The FARS ARF may be used if Final FARS is not available;
(3) The most recent available Final FARS data for the non-motorized
fatality number. The FARS ARF may be used if Final FARS is not
available;
(4) State reported data for the serious injuries number;
(5) State reported data and HPMS data for the serious injuries
rate; and
(6) State reported data for the non-motorized serious injuries
number.
(b) The State-reported serious injury data and non-motorized
serious injury data will be taken from the HSIP annual report, prepared
in accordance with 23 CFR part 924.
(c) The FHWA will evaluate whether a State DOT has met or made
significant progress toward meeting performance targets.
(1) The FHWA will not evaluate any additional performance targets a
State DOT may establish under Sec. 490.209(b).
(2) A State DOT is determined to have met or made significant
progress toward meeting its performance targets when at least four of
the performance targets established under Sec. 490.207(a) are:
(i) Met; or
(ii) The outcome for a performance measure is less than the
baseline safety performance for a performance measure. For example, of
the State DOT's five performance targets, the State DOT is determined
to have met or made significant progress toward meeting its performance
targets if it met two performance targets and the outcome is less than
the measure for the year prior to the establishment of the performance
target for two other performance targets.
(d) If a State DOT has not met or made significant progress toward
meeting performance targets in accordance with paragraph (c) of this
section, the State DOT must comply with 23 U.S.C. 148(i) for the
subsequent 3 fiscal years.
(e) The FHWA will determine whether a State DOT has met or made
significant progress toward meeting performance targets following the
last calendar year for which the performance targets are established,
and then triennially thereafter.
(f) The FHWA will continue to assess prior year performance targets
annually, based on a 5-year rolling average, to determine met or made
significant progress toward meeting calendar year [year to be inserted]
performance targets in [year to be inserted].
[[Page 4870]]
(g) The FHWA will determine that a State DOT has not met or made
significant progress toward the achievement of performance targets if a
State DOT does not report the required data in the HSIP annual report,
in accordance with Sec. 490.213(b).
(h) The FHWA will consider extenuating circumstances documented by
the State DOT in the assessment of progress toward met or made
significant progress of performance targets.
(1) The FHWA will classify the assessment of progress toward the
achievement of the triennial performance target as ``progress not
determined'' if the State DOT has provided an explanation of the
extenuating circumstances beyond the control of the State DOT that
prevented it from meeting or making significant progress toward the
achievement of the triennial performance targets and the State DOT has
quantified the impacts on the performance that resulted from the
circumstances, which are:
(i) Natural or man-made disasters declared under the Robert T.
Stafford Disaster Relief and Emergency Assistance Act that caused delay
in data collection;
(ii) [Reserved]
(iii) New law or regulation directing State DOTs to change metric
or measure calculation; or
(iv) Presidentially declared national emergency that impacts the
collection or submittal of data.
(2) If the State DOT's explanation, described in paragraph (h)(1)
of this section, is accepted by the FHWA, then the progress toward
achieving the safety performance targets will be classified as
``progress not determined''.
0
11. Revise Sec. 290.213 to read as follows:
Sec. 490.213 Reporting of Performance Targets for the Highway Safety
Improvement Program.
(a) The performance targets established by the State DOT shall be
reported to the FHWA by [date to be inserted], and triennially
thereafter, in accordance with 23 CFR part 924.
(b) The State DOT shall annually report on performance in the HSIP
annual report, in accordance with 23 CFR part 924. The State DOT shall,
at a minimum, include the most recent 6 consecutive years of State
reported serious injury data and non-motorized serious injury data in
each year's HSIP annual report.
(c) The MPOs shall triennially report their established performance
targets to their respective State DOT, in a manner that is documented
and mutually agreed upon by both parties.
(d) The MPOs shall report baseline safety performance, VMT estimate
and methodology if a quantifiable rate performance target was
established, and progress toward the achievement of their performance
targets in the system performance report in the metropolitan
transportation plan in accordance with 23 CFR part 450. Performance and
progress shall be reported based on the following data sources:
(1) The most recent available Final FARS data for the fatality
number. The FARS ARF may be used if Final FARS is not available;
(2) The most recent available Final FARS and MPO VMT estimate for
the fatality rate. The FARS ARF may be used if Final FARS is not
available;
(3) The most recent available Final FARS data for the non-motorized
fatality number. The FARS ARF may be used if Final FARS is not
available;
(4) State reported data for the serious injuries number;
(5) State reported data and MPO VMT estimate for the serious
injuries rate; and
(6) State reported data for the non-motorized serious injuries
number.
Subpart C--National Performance Management Measures for Assessing
Pavement Condition
0
12. Amend Sec. 490.305 by revising paragraph (3) of the definition for
``Cracking Percent'' to read as follows:
Sec. 490.305 Definitions
* * * * *
Cracking Percent * * *
(3) For CRCP, the Cracking Percent is the percentage of pavement
surface with longitudinal cracking or punchouts, spalling or other
visible defects.
* * * * *
0
13. Amend Sec. 490.309 by revising paragraphs (a), (b)(1)(i)(B),
(b)(1)(iv)(A), (b)(2)(i)(B), (b)(2)(ii)(B), (b)(2)(iii)(A), (b)(3)(v)
through (vii), and the introductory text of paragraph (c) to read as
follows:
Sec. 490.309 Data requirements.
(a) The performance measures identified in Sec. 490.307 are to be
computed using methods in Sec. 490.313 from the four condition metrics
and the three relevant data items contained within the HPMS, which are
collected and reported following the HPMS Field Manual (incorporated by
reference, see Sec. 490.111). State DOTs shall report four condition
metrics for each pavement section: IRI, rutting, faulting, and
Cracking_Percent. State DOTs shall also report three relevant data
items: Through_Lanes, Surface_Type, and Structure_Type. All pavement
data collected after January 1, 2018, for Interstate highways and
January 1, 2020, for non-Interstate National Highway System routes
shall meet the requirements of this section.
(b) * * *
(1) * * *
(i) * * *
(B) In the rightmost travel lane or an adjacent lane for all data
if the rightmost travel lane is not readily accessible due to
construction, closure, excessive congestion, or other events impacting
access;
* * * * *
(iv) * * *
(A) The PSR shall be determined as a value from 0.1 to 5.0 per the
procedures prescribed in the HPMS Field Manual;
* * * * *
(2) * * *
(i) * * *
(B) In the rightmost travel lane or an adjacent lane for all data
if the rightmost travel lane is not accessible due to construction,
closure, excessive congestion, or other events impacting access;
* * * * *
(ii) * * *
(B) In the rightmost travel lane or an adjacent lane for all data
if the rightmost travel lane is not accessible due to construction,
closure, excessive congestion, or other events impacting access;
* * * * *
(iii) * * *
(A) The PSR shall be determined as a 0.1 to 5.0 value per the
procedures prescribed in the HPMS Field Manual;
* * * * *
(3) * * *
(v) For CRCP the method to collect the data needed to determine the
Cracking_Percent metric is described in the HPMS Field Manual and
includes longitudinal cracking or punchouts, spalling, or other visible
defects.
(vi) For asphalt pavements, the method to collect data needed to
determine the rutting metric shall be the method(s) identified in the
HPMS Field Manual.
(vii) For jointed concrete pavements, the method to collect data
needed to determine the faulting metric shall be in accordance with
AASHTO Standard R36-21 (incorporated by reference, see Sec. 490.111).
(c) State DOTs shall collect data in accordance with the following
relevant HPMS requirements to report Through_Lanes, Surface_Type, and
Structure_Type.
* * * * *
[[Page 4871]]
0
14. Amend Sec. 490.311 by revising paragraphs (a), (b)(5)(ii),
(c)(3)(i) through (iii), and (d) to read as follows:
Sec. 490.311 Calculation of pavement metrics.
(a) The condition metrics and relevant data items needed to
calculate the pavement performance measures shall be calculated in
accordance with the HPMS Field Manual (incorporated by reference, see
Sec. 490.111), except as noted below.
(b) * * *
(5) * * *
(ii) The PSR shall be determined as a 0.1 to 5.0 value per the
procedures prescribed in the HPMS Field Manual.
* * * * *
(c) * * *
(3) * * *
(i) The StateID, RouteID, BeginPoint, and EndPoint shall be
reported as specified in the HPMS Field Manual (incorporated by
reference, see Sec. 490.111) for each of the four condition metrics.
(ii) The BeginDate shall be reported as required in the HPMS Field
Manual for each of the four condition metrics; and
(iii) The ValueDate shall be reported as the month and year of data
collection for each of the four condition metrics.
* * * * *
(d) The three data items, Through_Lanes, Surface_Type, and
Structure_Type shall be reported to the HPMS as directed in Chapter 4
of the HPMS Field Manual for the entire extent of the NHS.
(1) Section Lengths for the three data items are not required to
meet the 0.1 mile nominal length but may be any logical length as
defined in the HPMS Field Manual.
(2) The three data elements shall be reported to the HPMS for the
Interstate System by April 15 of each year.
(3) The three data elements shall be reported to the HPMS for the
non-Interstate NHS by June 15 of each year that data reporting is
required.
0
15. Amend Sec. 490.313 by revising paragraph (b)(4) and (f)(2) through
(5) to read as follows:
Sec. 490.313 Calculation of performance management measures.
* * * * *
(b) * * *
(4) The FHWA will determine that a reported section in HPMS has a
missing, invalid or unresolved data on the dates specified in Sec.
490.317(b) for Interstate System and Sec. 490.109(d)(1)(ii) for non-
Interstate NHS, if a reported section does not meet any one of the data
requirements specified in Sec. Sec. 490.309 and 490.311(c) or that
reported section does not provide sufficient data to determine its
Overall Condition specified in paragraphs (c) through (f) of this
section:
(i) Total mainline lane-miles of missing, invalid, or unresolved
sections for Interstate System on the date specified in Sec.
490.317(b) shall be limited to no more than 5.0 percent of the total
Interstate System lane miles less the sections excluded in Sec.
490.313(f)(1).
(ii) Total mainline lane-miles of missing, invalid, or unresolved
sections for non-Interstate NHS on the dates specified in Sec.
490.109(d)(1)(ii) shall be limited to no more than 5.0 percent of the
total non-Interstate NHS lane miles less the sections excluded in Sec.
490.313(f)(1).
(iii) Where applicable, for each pavement section with missing
condition metric(s) or relevant data item(s), State DOTs shall include
in the HPMS submittal the specific code identified in the HPMS Field
Manual (incorporated by reference, see Sec. 490.111) noting the reason
the data was not collected.
(iv) Calculation of overall pavement conditions in any State
meeting the requirements of Sec. 490.309(b) shall be based only on
sections data extracted on the dates specified in Sec. 490.317(b) for
Interstate System and Sec. 490.109(d)(1)(ii) for non-Interstate NHS.
(v) State DOTs not meeting the requirements of Sec. 490.309(b)
will be considered as not in compliance with Sec. 420.105(b) requiring
State DOTs to submit data to the HPMS and not in compliance with Sec.
490.107 requiring reporting on performance targets.
(vi) Failure to meet the requirements of Sec. 490.309(b) or
paragraph (b)(4)(i) of this section on the date specified in Sec.
490.317(b) for the Interstate System will be considered as not meeting
the minimum requirements for pavement conditions on the Interstate
System and that State DOT is subject to the penalties in Sec. 490.315.
* * * * *
(f) * * *
(2) For Sec. 490.307(a)(1) the measure for percentage of lane-
miles of the Interstate System in Good condition shall be computed to
the one tenth of a percent as follows:
[GRAPHIC] [TIFF OMITTED] TP25JA24.003
Where:
Good = total number of mainline highway Interstate System sections
where the overall condition is Good;
g = a section's overall condition is determined Good per paragraph
(b) or (c) of this section;
t = an Interstate System section;
Total = total number of mainline highway Interstate System sections
excluding bridges, unpaved surface and ``other'' surface types, and
missing data sections, described in paragraphs (f)(1) and (b)(4)(i)
of this section.
BeginPoint = Begin Milepost of each section g or t;
EndPoint = End Milepost of each section g or t; and
Through_lanes = the number of lanes designated for through-traffic
represented by a section g or t.
(3) For Sec. 490.307(a)(2) the measure for percentage of lane-
miles of the Interstate System in Poor condition shall be computed to
the one tenth of a percent as follows:
[GRAPHIC] [TIFF OMITTED] TP25JA24.004
Where:
Poor = total number of mainline highway Interstate System sections
where the overall condition is Poor;
p = a section's overall condition is determined Poor per paragraph
(b) or (c) of this section;
t = an Interstate System section;
Total = total number of mainline highway Interstate System sections
excluding bridges, unpaved surface and ``other'' surface types, and
missing data sections,
[[Page 4872]]
described in paragraphs (f)(1) and (b)(4)(i) of this section;
BeginPoint = Begin Milepost of each section p or t;
EndPoint = End Milepost of each section p or t; and
Through_lanes = the number of lanes designated for through-traffic
represented by a section p or t.
(4) For Sec. 490.307(a)(3) the measure for percentage of lane-
miles of the non-Interstate NHS in Good condition in Sec.
490.307(a)(3) shall be computed to the one tenth of a percent as
follows:
[GRAPHIC] [TIFF OMITTED] TP25JA24.005
Where:
Good = total number of mainline highway non-Interstate NHS sections
where the overall condition is Good;
g = a section's overall condition is determined Good per paragraph
(b), (c) or (d) of this section;
t = a non-Interstate NHS section;
Total = total number of mainline highway non-Interstate NHS sections
excluding bridges, unpaved surface and ``other'' surface types, and
missing data sections, described in paragraphs (f)(1) and (b)(4)(i)
of this section;
BeginPoint = Begin Milepost of each section g or t;
EndPoint = End Milepost of each section g or t; and
Through_lanes = the number of lanes designated for through-traffic
represented by a section g or t.
(5) For Sec. 490.307(a)(4) the measure for percentage of lane-
miles of the non-Interstate NHS in Poor condition in Sec.
490.307(a)(4) shall be computed to the one tenth of a percent as
follows:
[GRAPHIC] [TIFF OMITTED] TP25JA24.006
Where:
Poor = total number of mainline highway non-Interstate NHS sections
where the overall condition is Poor;
p = a section's overall condition is determined Poor per paragraph
(b), (c) or (d) of this section;
t = a non-Interstate NHS section;
Total = total number of mainline highway non-Interstate NHS sections
excluding bridges, unpaved surface and ``other'' surface types, and
missing data sections, described in paragraphs (f)(1) and (b)(4)(i)
of this section;
BeginPoint = Begin Milepost of each section p or t;
EndPoint= End Milepost of each section p or t; and
Through_lanes = the number of lanes designated for through-traffic
represented by a section p or t.
0
16. Amend Sec. 490.317 by adding paragraphs (c)(1) and (2) to read as
follows:
Sec. 490.317 Penalties for not maintaining minimum Interstate System
pavement condition.
* * * * *
(c) * * *
(1) FHWA shall use the determination from the previous year to
carry out paragraph (a) of this section when FHWA determines a State
DOT is not in compliance with Sec. 490.315(a) or Sec. 490.315(b) due
to an extenuating circumstance listed in Sec. 490.109(e)(5) related to
the collection or submittal of data.
(2) State DOTs will provide a description of any applicable
extenuating circumstances for FHWA's consideration by the date
specified in Sec. 490.317(b).
* * * * *
0
17. Amend Sec. 490.319 by revising paragraph (c)(1)(ii) to read as
follows:
Sec. 490.319 Other requirements.
* * * * *
(c) * * *
(1) * * *
(ii) Certification process for persons performing data collection;
* * * * *
Subpart E--National Performance Management Measures To Assess
Performance of the National Highway System
0
18. In Sec. 490.509 amend paragraph (d) by removing the text ``and/
or'' and adding, in its place, the text ``or''.
Subpart G--National Performance Management Measures for Assessing
the Congestion Mitigation and Air Quality Improvement Program--
Traffic Congestion
0
19. In Sec. 490.709, amend paragraph (e)(1)(i) by removing the text
``and/or'' and adding, in its place, the text ``or''.
[FR Doc. 2024-00373 Filed 1-24-24; 8:45 am]
BILLING CODE 4910-22-P
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This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.