Notice2023-27146
Submission for OMB Review; Comment Request; Extension: Rule 173
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
December 11, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 236 (Monday, December 11, 2023)</title>
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[Federal Register Volume 88, Number 236 (Monday, December 11, 2023)]
[Notices]
[Pages 85937-85938]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-27146]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-557, OMB Control No. 3235-0618]
Submission for OMB Review; Comment Request; Extension: Rule 173
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Securities Act Rule 173 (17 CFR 230.173) provides a notice of
registration to investors who purchased securities in a registered
offering under the Securities Act of 1933 (15 U.S.C. 77a et seq.). A
Rule 173 notice must be provided by each underwriter or dealer to each
investor who purchased securities from the underwriter or dealer. The
Rule 173 notice is not publicly available. We estimate that it takes
approximately 0.0167 hour per response to provide the information
required under Rule 173 and that the information is filed by
approximately 5,720 respondents approximately 43,546 times a year for a
total of 249,083,120 responses. We estimate that the total annual
reporting burden for Rule 173 is 4,159,688 hours (0.0167 hours per
response x 249,083,120 responses).
[[Page 85938]]
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
by January 10, 2024 to (i) <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a> and (ii)
David Bottom, Director/Chief Information Officer, Securities and
Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC
20549, or by sending an email to: <a href="/cdn-cgi/l/email-protection#154547544a58747c79777a6d556670763b727a63"><span class="__cf_email__" data-cfemail="95c5c7d4cad8f4fcf9f7faedd5e6f0f6bbf2fae3">[email protected]</span></a>.
Dated: December 6, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-27146 Filed 12-8-23; 8:45 am]
BILLING CODE 8011-01-P
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