Order Granting an Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Recordkeeping Requirements for Industry Test Data, as Required by Rule 17a-1 Under the Exchange Act and Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail

Primary source

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Published

December 1, 2023

Issuing agencies

Securities and Exchange Commission

View on FederalRegister.gov →Plain-text source

Indexed from Federal Register on December 1, 2023.

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