Notice2023-24663
Nomura Alternative Income Fund, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
November 8, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 215 (Wednesday, November 8, 2023)</title>
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[Federal Register Volume 88, Number 215 (Wednesday, November 8, 2023)]
[Notices]
[Pages 77127-77128]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-24663]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35045; File No. 812-15439]
Nomura Alternative Income Fund, et al.
November 3, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order (``Order'') under sections 17(d)
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule
17d-1 under the Act to permit certain joint transactions otherwise
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1
under the Act.
Summary of Application: Applicants request an order to permit
certain business development companies (``BDCs'') and closed-end
management investment companies to co-invest in portfolio companies
with each other and with certain affiliated investment entities.
Applicants: Nomura Alternative Income Fund, Nomura Private Capital
LLC, and NCOF, LLC.
Filing Dates: The application was filed on February 16, 2023, and
amended on June 26, 2023, and September 28, 2023.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#5605333524332237242f257b1930303f35331625333578313920"><span class="__cf_email__" data-cfemail="88dbedebfaedfce9faf1fba5c7eeeee1ebedc8fbedeba6efe7fe">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below,
[[Page 77128]]
or personally or by mail, if a physical address is listed for the
relevant Applicant below. Hearing requests should be received by the
Commission by 5:30 p.m. on November 27, 2023, and should be accompanied
by proof of service on applicants, in the form of an affidavit or, for
lawyers, a certificate of service. Pursuant to rule 0-5 under the Act,
hearing requests should state the nature of the writer's interest, any
facts bearing upon the desirability of a hearing on the matter, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by emailing the
Commission's Secretary at <a href="/cdn-cgi/l/email-protection#b2e1d7d1c0d7c6d3c0cbc19ffdd4d4dbd1d7f2c1d7d19cd5ddc4"><span class="__cf_email__" data-cfemail="3c6f595f4e59485d4e454f11735a5a555f597c4f595f125b534a">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#dc8fb9bfaeb9a8bdaea5aff193babab5bfb99cafb9bff2bbb3aa"><span class="__cf_email__" data-cfemail="1546707667706174676c66385a73737c7670556670763b727a63">[email protected]</span></a>. Applicants:
Joshua B. Deringer, Esq., Faegre Drinker Biddle & Reath LLP, at
<a href="/cdn-cgi/l/email-protection#375d58445f4256195352455e595052457751565250455253455e595c52451954585a"><span class="__cf_email__" data-cfemail="7812170b100d19561c1d0a11161f1d0a381e191d1f0a1d1c0a1116131d0a561b1715">[email protected]</span></a>; with a copy to Robert Stark, Nomura
Private Capital LLC, Worldwide Plaza, 309 W 49th Street, New York, NY
10019.
FOR FURTHER INFORMATION CONTACT: Kieran G. Brown, Senior Counsel, or
Terri Jordan, Branch Chief, at (202) 551-6825 (Division of Investment
Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
and restated application, dated September 28, 2023, which may be
obtained via the Commission's website by searching for the file number
at the top of this document, or for an Applicant using the Company name
search field, on the SEC's EDGAR system.
The SEC's EDGAR system may be searched at, <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also call the
SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-24663 Filed 11-7-23; 8:45 am]
BILLING CODE 8011-01-P
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