Notice2023-22349
Order Cancelling Registrations of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
October 10, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 194 (Tuesday, October 10, 2023)</title>
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[Federal Register Volume 88, Number 194 (Tuesday, October 10, 2023)]
[Notices]
[Page 69973]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-22349]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-98680]
Order Cancelling Registrations of Certain Municipal Advisors
Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
October 3, 2023.
The municipal advisors whose names appear in the attached Appendix,
hereinafter referred to as the ``registrants,'' are registered as
municipal advisors pursuant to Sections 15B(a)(1)(B) and 15B(a)(2) of
the Securities Exchange Act of 1934 (the ``Act'').
On August 29, 2023, a Notice of Intention to Cancel Registration of
Certain Municipal Advisors, including the registrants, was published in
the Federal Register (Securities Exchange Act Release No. 34-98208).
The notice gave interested persons an opportunity to request a hearing
and stated that an order or orders cancelling the registrations would
be issued unless a hearing was ordered. No request for a hearing has
been filed by any of the registrants, and the Securities and Exchange
Commission (the ``Commission'') has not ordered a hearing.
Pursuant to Section 15B(c)(3) of the Act, the Commission has found
that each of the registrants is no longer in existence or has ceased to
do business as a municipal advisor.
Accordingly,
It is ordered, pursuant to Section 15B(c)(3) of the Act, that the
registration of each registrant be, and hereby is, cancelled.
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\1\ 17 CFR 200.30-3a(a)(1)(ii).
For the Commission, by the Office of Municipal Securities,
pursuant to delegated authority.\1\
Sherry R. Haywood,
Assistant Secretary.
Appendix:
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SEC ID
Registrant name No.
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Betnun Nathan S............................................. 867-02495
Christen Group, Inc......................................... 867-02467
Southern Cross Financial Group LLC.......................... 867-02544
OCONNOR & Co SECURITIES, INC................................ 867-01245
Capital Alaska LLC.......................................... 867-02604
Fray Municipal Securities................................... 867-02064
Massena Associates LLC...................................... 867-02569
SUMMERS, CARROLL, WHISLER LLC............................... 867-01938
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[FR Doc. 2023-22349 Filed 10-6-23; 8:45 am]
BILLING CODE 8011-01-P
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