Notice2023-22186
Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
Primary source
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Published
October 5, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 192 (Thursday, October 5, 2023)</title>
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[Federal Register Volume 88, Number 192 (Thursday, October 5, 2023)]
[Notices]
[Page 69242]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-22186]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-148, OMB Control No. 3235-0133]
Submission for OMB Review; Comment Request; Extension: Rule 17a-
19 and Form X-17A-19
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information provided for in Rule 17a-
19 (17 CFR 240.17a-19) and Form X-17A-19 of the Securities Exchange Act
of 1934 (15 U.S.C. 78a et seq.).
Rule 17a-19 requires every national securities exchange and
registered national securities association to file a Form X-17A-19 with
the Commission and the Securities Investor Protection Corporation
(``SIPC'') within 5 business days of the initiation, suspension, or
termination of any member and, when terminating the membership interest
of any member, to notify that member of its obligation to file
financial reports as required by Exchange Act Rule 17a-5(b).\1\ There
are currently a total of 25 national securities exchanges and
registered national securities associations that are potential
respondents under the rule.
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\1\ 17 CFR 240.17a-5(b).
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Commission staff anticipates that the national securities exchanges
and registered national securities associations collectively will make
420 total filings annually pursuant to Rule 17a-19 and that each filing
will take approximately 15 minutes. The total reporting burden is
estimated to be approximately 105 total annual hours.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent by November 6, 2023 to (i) <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a> and (ii) David Bottom, Director/Chief Information
Officer, Securities and Exchange Commission, c/o John Pezzullo, 100 F
Street NE, Washington, DC 20549, or by sending an email to:
<a href="/cdn-cgi/l/email-protection#9acac8dbc5d7fbf3f6f8f5e2dae9fff9b4fdf5ec"><span class="__cf_email__" data-cfemail="adfdffecf2e0ccc4c1cfc2d5eddec8ce83cac2db">[email protected]</span></a>.
Dated: October 2, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-22186 Filed 10-4-23; 8:45 am]
BILLING CODE 8011-01-P
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