Notice2023-14239
Submission for OMB Review; Comment Request; Extension: Form 5-Annual Statement of Beneficial Ownership
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
July 6, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 128 (Thursday, July 6, 2023)</title>
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<body><pre>[Federal Register Volume 88, Number 128 (Thursday, July 6, 2023)]
[Notices]
[Page 43159]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-14239]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-323, OMB Control No. 3235-0362]
Submission for OMB Review; Comment Request; Extension: Form 5--
Annual Statement of Beneficial Ownership
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Under Section 16(a) of the Securities Exchange Act of 1934
(``Exchange Act'') (15 U.S.C. 78a et seq.) every person who is directly
or indirectly the beneficial owner of more than 10 percent of any class
of any equity security (other than an exempted security) which
registered pursuant to Section 12 of the Exchange Act, or who is a
director or an officer of the issuer of such security (collectively
``reporting persons''), must file statements setting forth their
security holdings in the issuer with the Commission. Form 5 (17 CFR
249.105) is an annual statement of beneficial ownership of securities.
The information disclosure provided on Form 5 is mandatory. All
information is provided to the public for review. We estimate that
approximately 5,939 reporting persons file Form 5 annually and we
estimate that it takes approximately one hour to prepare the form for a
total of 5,939 annual burden hours.
An agency may conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid control number.
The public may view background documentation for this information
collection at the following website: <a href="http://www.reginfo.gov">www.reginfo.gov</a>. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
by August 7, 2023 to (i) <a href="http://www.reginfo.gov/public/do/PRAMain">www.reginfo.gov/public/do/PRAMain</a> and (ii)
David Bottom, Director/Chief Information Officer, Securities and
Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC
20549, or by sending an email to: <a href="/cdn-cgi/l/email-protection#217173607e6c40484d434e59615244420f464e57"><span class="__cf_email__" data-cfemail="2d7d7f6c72604c44414f42556d5e484e034a425b">[email protected]</span></a>.
Dated: June 30, 2023.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. 2023-14239 Filed 7-5-23; 8:45 am]
BILLING CODE 8011-01-P
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