Notice2023-11960
Sunshine Act Meetings
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
June 5, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 107 (Monday, June 5, 2023)</title>
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[Federal Register Volume 88, Number 107 (Monday, June 5, 2023)]
[Notices]
[Pages 36624-36625]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-11960]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission will hold an Open Meeting on
Wednesday, June 7, 2023 at 10:00 a.m.
PLACE: The meeting will be webcast on the Commission's website at
<a href="http://www.sec.gov">www.sec.gov</a>.
STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to
the public via webcast on the Commission's website at <a href="http://www.sec.gov">www.sec.gov</a>.
MATTERS TO BE CONSIDERED:
1. The Commission will consider whether to adopt rules under the
Securities Exchange Act of 1934 (``Exchange Act'') that are designed to
prevent fraud, manipulation, and deception in connection with
transactions in security-based swaps as well as to prevent the
personnel of a security-based swap dealer or major security-based swap
participant from taking actions to coerce, mislead, or otherwise
interfere with such entity's chief compliance officer.
2. The Commission will consider whether to adopt rule amendments to
Regulation M under the Exchange Act that remove certain existing rule
exceptions that reference credit ratings and substitute in their place
new exceptions that are based on alternative standards of
creditworthiness.
3. The Commission will consider whether to approve a proposed
amendment to the CAT NMS Plan to implement a revised funding model
(``Executed Share Model'') for the consolidated audit trail (``CAT'')
and to establish a fee schedule for Participant CAT fees in accordance
with the Executed Share Model.
[[Page 36625]]
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: May 31, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-11960 Filed 6-1-23; 11:15 am]
BILLING CODE 8011-01-P
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