Notice2023-11960

Sunshine Act Meetings

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
June 5, 2023

Issuing agencies

Securities and Exchange Commission

Full Text

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<title>Federal Register, Volume 88 Issue 107 (Monday, June 5, 2023)</title>
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[Federal Register Volume 88, Number 107 (Monday, June 5, 2023)]
[Notices]
[Pages 36624-36625]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-11960]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission will hold an Open Meeting on 
Wednesday, June 7, 2023 at 10:00 a.m.

PLACE: The meeting will be webcast on the Commission's website at 
<a href="http://www.sec.gov">www.sec.gov</a>.

STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public via webcast on the Commission's website at <a href="http://www.sec.gov">www.sec.gov</a>.

MATTERS TO BE CONSIDERED: 
    1. The Commission will consider whether to adopt rules under the 
Securities Exchange Act of 1934 (``Exchange Act'') that are designed to 
prevent fraud, manipulation, and deception in connection with 
transactions in security-based swaps as well as to prevent the 
personnel of a security-based swap dealer or major security-based swap 
participant from taking actions to coerce, mislead, or otherwise 
interfere with such entity's chief compliance officer.
    2. The Commission will consider whether to adopt rule amendments to 
Regulation M under the Exchange Act that remove certain existing rule 
exceptions that reference credit ratings and substitute in their place 
new exceptions that are based on alternative standards of 
creditworthiness.
    3. The Commission will consider whether to approve a proposed 
amendment to the CAT NMS Plan to implement a revised funding model 
(``Executed Share Model'') for the consolidated audit trail (``CAT'') 
and to establish a fee schedule for Participant CAT fees in accordance 
with the Executed Share Model.

[[Page 36625]]


CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman from the Office of the Secretary 
at (202) 551-5400.
    Authority: 5 U.S.C. 552b.

    Dated: May 31, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-11960 Filed 6-1-23; 11:15 am]
BILLING CODE 8011-01-P


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Indexed from Federal Register on June 5, 2023.

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