Technical Amendments to Form BD and Form BDW
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Issuing agencies
Abstract
The Securities and Exchange Commission ("Commission") is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs") and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition of "jurisdiction" in the forms.
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