Agency Information Collection Activities: Comment Request; Grantee Reporting Requirements for the Industry-University Cooperative Research Centers (IUCRC) Program
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Abstract
The National Science Foundation (NSF) has submitted the following request for revision of the approved collection of research and development data in accordance with the Paperwork Reduction Act of 1995. This is the second notice for public comment; the first was published in the Federal Register and no comments were received. NSF is forwarding the proposed renewal submission to the Office of Management and Budget (OMB) for clearance simultaneously with the publication of this second notice.
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<title>Federal Register, Volume 88 Issue 93 (Monday, May 15, 2023)</title>
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[Federal Register Volume 88, Number 93 (Monday, May 15, 2023)]
[Notices]
[Pages 31039-31040]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-10285]
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NATIONAL SCIENCE FOUNDATION
Agency Information Collection Activities: Comment Request;
Grantee Reporting Requirements for the Industry-University Cooperative
Research Centers (IUCRC) Program
AGENCY: National Science Foundation.
ACTION: Submission for OMB review; comment request.
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SUMMARY: The National Science Foundation (NSF) has submitted the
following request for revision of the approved collection of research
and development data in accordance with the Paperwork Reduction Act of
1995. This is the second notice for public comment; the first was
published in the Federal Register and no comments were received. NSF is
forwarding the proposed renewal submission to the Office of Management
and Budget (OMB) for clearance simultaneously with the publication of
this second notice.
DATES: Written comments and recommendations for the proposed
information collection should be sent within 30 days of publication of
this notice to <a href="http://www.reginfo.gov/public/do/PRAmain">www.reginfo.gov/public/do/PRAmain</a>. Find this particular
information collection by selecting ``Currently under 30-day Review--
Open for Public Comments'' or by using the search function.
FOR FURTHER INFORMATION CONTACT: Suzanne H. Plimpton, Reports Clearance
Officer, National Science Foundation, 2415 Eisenhower Avenue,
Alexandria, VA 22314; 703-292-7556, or send email to <a href="/cdn-cgi/l/email-protection#9ae9eaf6f3f7eaeef5daf4e9fcb4fdf5ec"><span class="__cf_email__" data-cfemail="bbc8cbd7d2d6cbcfd4fbd5c8dd95dcd4cd">[email protected]</span></a>.
Individuals who use a telecommunications device for the deaf (TDD) may
call the Federal Information Relay Service (FIRS) at 1-800-877-8339,
which is accessible 24 hours a day, 7 days a week, 365 days a year
(including Federal holidays).
SUPPLEMENTARY INFORMATION: NSF may not conduct or sponsor a collection
of information unless the collection of information displays a
currently valid OMB control number and the agency informs potential
persons who are to respond to the collection of information that such
persons are not required to respond to the collection of information
unless it displays a currently valid OMB control number.
Title of Collection: Grantee Reporting Requirements for the
Industry-University Cooperative Research Centers (IUCRC) Program.
OMB Number: 3145-0088.
Type of Request: Revision to and extension of approval of an
information collection.
Proposed Project
The IUCRC program provides a structure for academic researchers to
conduct fundamental, pre-competitive research of shared interest to
industry and government organizations. These organizations pay
membership fees to a consortium so that they can collectively envision
and fund research, with at least 90% of Member funds allocated to the
direct costs of these shared research projects.
IUCRCs are formed around research areas of strategic interest to
U.S. industry. Industry is defined very broadly to include companies
(large and small), startups and non-profit organizations. Principal
Investigators form a Center around emerging research topics of current
research interest, in a pre-competitive space but with clear pathways
to applied research and commercial development. Industry partners join
at inception, as an existing Center grows, or they inspire the creation
of a new Center by recruiting university partners to leverage NSF
support. Government agencies participate in IUCRCs as Members or by
partnering directly with NSF at the strategic level.
Universities, academic researchers, and students benefit from IUCRC
participation through the research funding, the establishment and
growth of industry partnerships, and educational and career placement
opportunities for students. Industry Members benefit by accessing
knowledge, facilities, equipment, and intellectual property in a highly
cost-efficient model; leveraging Center research outcomes in their
future proprietary projects; interacting in an informal, collaborative
way with other private sector and government entities with shared
interests; and identifying and recruiting talent. NSF provides funding
to support Center administrative costs and a governance framework to
manage membership, operations, and evaluation.
Sites within Centers will be required to provide data to NSF and/or
its authorized representatives (contractors and/or grantees) annually--
after the award expires for their fiscal year of activity--for the life
of the Phase I, and if applicable, Phase II, and Phase III award(s).
Information collected are both quantitative and descriptive; they
will provide managing Program Directors a means to monitor the
operational and financial states of the Centers and ensure that the
award is in good standing. These data will also allow NSF to assess the
Centers in terms of intellectual, broader, and commercial impacts that
are core to our review criteria. Finally, in compliance with the
Evidence Act of 2019, information collected will be used in satisfying
congressional requests, and supporting the agency's policymaking and
reporting needs.
In addition to the agency's annual report requirement, Principal
Investigators (IUCRC Center and Site Directors) of the awards are
required to provide the following information:
Center-Related Information:
<bullet> Center Data Reporting
[cir] A comprehensive annual survey collecting information on
structure, funding, membership, personnel, and outcomes of the Center
during a given reporting period. A Center must submit data for each
fiscal year no later than September 30 of each year of operation, as
well as after the award expires to describe its final year of activity.
Certification of Membership
[cir] A list of members and membership fees collected by the Center
and certified by the respective university's Sponsored Research Office
(SRO), Total Program Income collected during the reporting period, In-
kind Contributions during the reporting period, Allocation and
Expenditures of each Site's research funds by project
Site Research Projects Summary
[cir] A list all projects in which the Site participated, including
each project's goals; research tasks; key milestones, metrics/
deliverables; developing results or outcomes; project budgets; and
personnel.
<bullet> Assessment Coordinator Report
[cir] An independent assessment of the annual Center activities
(this report is done by an independent evaluator, and uploaded by the
Principal Investigator as part of the NSF annual reporting
requirement).
Logistical Information:
<bullet> IUCRC Directory
[cir] IUCRCs must provide accurate and current information for the
online IUCRC directory. The IUCRC program helps awardees to get their
information updated on the website.
Optional:
<bullet> IUCRC Impact Stories for Public Distribution
IUCRCs are highly encouraged to submit information on their
emerging research highlights and significant breakthrough stories to
NSF to showcase their impact to the public and industry (see <a href="https://iucrc.nsf.gov/centers/achievements/">https://iucrc.nsf.gov/centers/achievements/</a>) including new products, technology
creation and/or enhancements, intellectual property of significant
commercial relevance, and major improvements in cost-savings,
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efficiency, sustainability, productivity, and job growth.
Not only do these data provide valuable information on program
activities, products, outcomes, and impact, they also help to paint a
detailed longitudinal view of the program, provide insights for
benchmarking individual Center performance, advancing industry-
university engagement approaches, strengthening future workforce, and
contribute to the Nation's research and technology ecosystem.
Use of the Information: The information collected is for internal
use by NSF, sharing with the US public, congressional requests, and for
securing future funding for continued IUCRC program maintenance and
growth. Survey data is collected and published at <a href="https://iucrcstats.org">https://iucrcstats.org</a>, made possible through NSF grant award 1732084.
Estimate Burden on the Public: Estimated at 16 hours per award for
225 sites for a total of 3,600 hours (per year).
Respondents: IUCRC Awardees (Academic Institutions).
Estimated Number of Respondents: One from each IUCRC site
(estimated: 225 active sites/year).
Comments: Comments are invited on (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Agency, including whether the information shall
have practical utility; (b) the accuracy of the Agency's estimate of
the burden of the proposed collection of information; (c) ways to
enhance the quality, utility, and clarity of the information on
respondents, including through the use of automated collection
techniques or other forms of information technology; and (d) ways to
minimize the burden of the collection of information on those who are
to respond, including through the use of appropriate automated,
electronic, mechanical, or other technological collection techniques or
other forms of information technology.
Dated: May 10, 2023.
Suzanne H. Plimpton,
Reports Clearance Officer, National Science Foundation.
[FR Doc. 2023-10285 Filed 5-12-23; 8:45 am]
BILLING CODE 7555-01-P
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