Notice2023-08424
Proposed Collection; Comment Request; Extension: Form 5-Annual Statement of Beneficial Ownership
Primary source
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Published
April 21, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 77 (Friday, April 21, 2023)</title>
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[Federal Register Volume 88, Number 77 (Friday, April 21, 2023)]
[Notices]
[Page 24647]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-08424]
[[Page 24647]]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-323, OMB Control No. 3235-0362]
Proposed Collection; Comment Request; Extension: Form 5--Annual
Statement of Beneficial Ownership
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Under Section 16(a) of the Securities Exchange Act of 1934
(``Exchange Act'') (15 U.S.C. 78a et seq.) every person who is directly
or indirectly the beneficial owner of more than 10 percent of any class
of any equity security (other than an exempted security) which
registered pursuant to Section 12 of the Exchange Act, or who is a
director or an officer of the issuer of such security (collectively
``reporting persons''), must file statements setting forth their
security holdings in the issuer with the Commission. Form 5 (17 CFR
249.105) is an annual statement of beneficial ownership of securities.
Approximately 5,939 reporting persons file Form 5 annually and we
estimate that it takes approximately one hour to prepare the form for a
total of 5,939 annual burden hours.
Written comments are invited on: (a) whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication by June 20, 2023.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comment to David Bottom, Director/Chief
Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington, DC 20549 or send an email to:
<a href="/cdn-cgi/l/email-protection#48181a0917052921242a2730083b2d2b662f273e"><span class="__cf_email__" data-cfemail="451517041a08242c29272a3d053620266b222a33">[email protected]</span></a>.
Dated: April 17, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-08424 Filed 4-20-23; 8:45 am]
BILLING CODE 8011-01-P
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