Notice2023-05694
Sunshine Act Meeting
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
March 20, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 53 (Monday, March 20, 2023)</title>
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[Federal Register Volume 88, Number 53 (Monday, March 20, 2023)]
[Notices]
[Page 16687]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-05694]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission will hold an Open Meeting on
Wednesday, March 22, 2023 at 10:00 a.m.
Place: The meeting will be webcast on the Commission's website at
<a href="http://www.sec.gov">www.sec.gov</a>.
Status: The meeting will begin at 10:00 a.m. (ET) and will be open to
the public via webcast on the Commission's website at <a href="http://www.sec.gov">www.sec.gov</a>.
MATTERS TO BE CONSIDERED:
1. The Commission will consider whether to adopt amendments to Form
PF, the confidential reporting form for certain registered investment
advisers to private funds, to require current reporting for certain
private fund advisers and revise certain reporting requirements.
2. The Commission will consider whether to:
a. Propose to require the electronic filing or submission on the
Commission's Electronic Data Gathering, Analysis, and Retrieval (EDGAR)
system, using structured data where appropriate, of several forms,
notices, and reports required under the Exchange Act;
b. Propose to rescind Form 19b-4(e) and require the information
currently contained in Form 19b-4(e) instead to be publicly posted on
the listing self-regulatory organization's website; and remove the
requirement in Form 19b-4 for a manual signature and the related manual
signature retention requirement;
c. Propose to amend the Commission's Informal and Other Procedures
to reflect that Form 1 and Form 1-N would be submitted electronically
and to make certain technical revisions;
d. Propose to amend the requirement for supplemental materials for
registered clearing agencies to require that a clearing agency post to
its website the required supplemental information, rather than submit
such material in paper copy to the Commission;
e. Propose to allow electronic signatures in certain broker-dealer
filings and proposing amendments regarding the Financial and
Operational Combined Uniform Single Report (Form X-17A-5) to harmonize
with other rules, make technical corrections, and provide
clarifications; and
f. Propose to require that notices made pursuant to Rule 3a71-
3(d)(1)(vi) be withdrawn in specified circumstances.
Contact Person for more Information: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: March 15, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-05694 Filed 3-16-23; 11:15 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on March 20, 2023.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.