Notice2023-05138
Sunshine Act Meetings
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
March 13, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 48 (Monday, March 13, 2023)</title>
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[Federal Register Volume 88, Number 48 (Monday, March 13, 2023)]
[Notices]
[Pages 15499-15500]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-05138]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission will hold an Open Meeting on
Wednesday, March 15, 2023 at 10:00 a.m.
PLACE: The meeting will be webcast on the Commission's website at
<a href="http://www.sec.gov">www.sec.gov</a>.
STATUS: This meeting will begin at 10:00 a.m. and will be open to the
public via webcast on the Commission's website at <a href="http://www.sec.gov">www.sec.gov</a>.
MATTERS TO BE CONSIDERED:
1. The Commission will consider whether to propose amendments to
rules under Regulation S-P to require brokers and dealers, investment
companies, and investment advisers registered with the Commission to
adopt written policies and procedures for incident response programs to
address unauthorized access to or use of customer information,
including procedures for providing timely notification to certain
affected
[[Page 15500]]
individuals. The proposed amendments would also broaden the scope of
information covered under these rules and extend application of these
rules to cover transfer agents registered with the Commission or
another appropriate regulatory authority. The Commission will also
consider whether to propose corresponding amendments to recordkeeping
rules under the Securities Exchange Act of 1934 (``Exchange Act''),
Investment Company Act of 1940, and Investment Advisers Act of 1940.
Finally, the Commission will also consider whether to propose
amendments to conform annual privacy notice delivery provisions to the
terms of an exception provided by a statutory amendment to the Gramm-
Leach-Bliley Act.
2. The Commission will consider whether to propose a new rule and
form and certain related rule and exemptive order amendments under the
Exchange Act to require certain registrants under the Exchange Act to
address their cybersecurity risks through policies and procedures,
notification and reporting to the Commission, public disclosure, and
record retention. The proposed cybersecurity requirements would apply
to broker-dealers, clearing agencies, major security-based swap
participants, the Municipal Securities Rulemaking Board, national
securities associations, national securities exchanges, security-based
swap data repositories, security-based swap dealers, and transfer
agents.
3. The Commission will consider whether to propose amendments to
Regulation SCI under the Exchange Act to expand the scope of entities
subject to Regulation SCI and to update certain provisions of
Regulation SCI.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: March 8, 2023.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2023-05138 Filed 3-9-23; 11:15 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on March 13, 2023.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.