Notice2023-04214
Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
March 2, 2023
Issuing agencies
Securities and Exchange Commission
Abstract
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 25, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $8,362 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on February 2, 2023. Applicant's Address: Brookfield Public Securities Group LLC, Brookfield Place, 250 Vesey Street, 15th Floor, New York, New York 10281-1023.
Full Text
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<title>Federal Register, Volume 88 Issue 41 (Thursday, March 2, 2023)</title>
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<body><pre>[Federal Register Volume 88, Number 41 (Thursday, March 2, 2023)]
[Notices]
[Pages 13209-13210]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-04214]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34842]
Applications for Deregistration Under Section 8(f) of the
Investment Company Act of 1940
February 24, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
February 2023. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant
[[Page 13210]]
using the Company name search field, on the SEC's EDGAR system. The
SEC's EDGAR system may be searched at <a href="https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also call the SEC's
Public Reference Room at (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by emailing the SEC's
Secretary at <a href="/cdn-cgi/l/email-protection#b9eadcdacbdccdd8cbc0ca94f6dfdfd0dadcf9cadcda97ded6cf"><span class="__cf_email__" data-cfemail="5b083e38293e2f3a29222876143d3d32383e1b283e38753c342d">[email protected]</span></a> and serving the relevant
applicant with a copy of the request by email, if an email address is
listed for the relevant applicant below, or personally or by mail, if a
physical address is listed for the relevant applicant below. Hearing
requests should be received by the SEC by 5:30 p.m. on March 21, 2023,
and should be accompanied by proof of service on applicants, in the
form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#1241777160776673606b613f5d74747b7177526177713c757d64"><span class="__cf_email__" data-cfemail="6b380e08190e1f0a19121846240d0d02080e2b180e08450c041d">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#3665535544534257444f451b7950505f55537645535518515940"><span class="__cf_email__" data-cfemail="4516202637203124373c36680a23232c2620053620266b222a33">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
Center Coast Brookfield Core MLP Fund I, LLC [File No. 811-22565]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
25, 2018, applicant made liquidating distributions to its shareholders
based on net asset value. Expenses of $8,362 incurred in connection
with the liquidation were paid by the applicant.
Filing Date: The application was filed on February 2, 2023.
Applicant's Address: Brookfield Public Securities Group LLC,
Brookfield Place, 250 Vesey Street, 15th Floor, New York, New York
10281-1023.
Forward Funds [File No. 811-06722]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Ultimus Managers Trust, and on November 18, 2022 made a final
distribution to its shareholders based on net asset value. Expenses of
$396,976 incurred in connection with the reorganization were paid by
the parent company of the applicant and the parent company of the
acquiring fund.
Filing Dates: The application was filed on December 9, 2022, and
amended on February 16, 2023.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#afeccec381e8c6c3c2cedddbc6c1efc4c3c8cedbcadc81ccc0c2"><span class="__cf_email__" data-cfemail="afeccec381e8c6c3c2cedddbc6c1efc4c3c8cedbcadc81ccc0c2">[email protected]</span></a>.
FPA Capital Fund, Inc. [File No. 811-01596]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
FPA Queens road Small Cap Value Fund, a series of Bragg Capital Trust,
and on January 31, 2021 made a final distribution to its shareholders
based on net asset value. Expenses of $408,250 incurred in connection
with the reorganization were paid by the applicant and the applicant's
investment adviser.
Filing Dates: The application was filed on May 16, 2022, and
amended on January 30, 2023.
Applicant's Address: 11601 Wilshire Boulevard, Suite 1200, Los
Angeles, California 90025.
FPA Paramount Fund, Inc. [File No. 811-00852]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Phaeacian Global Value Fund, a series of Datum One Series Trust, and on
October 16, 2020 made a final distribution to its shareholders based on
net asset value. Expenses of $202,042 incurred in connection with the
reorganization were paid by the applicant's investment adviser and the
acquiring fund's investment adviser.
Filing Dates: The application was filed on May 16, 2022, and
amended on January 30, 2023.
Applicant's Address: 11601 Wilshire Boulevard, Suite 1200, Los
Angeles, California 90025.
Salient MF Trust [File No. 811-22678]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Ultimus Managers Trust, and on November 18, 2022 made a final
distribution to its shareholders based on net asset value. Expenses of
$770,747 incurred in connection with the reorganization were paid by
the parent company of the applicant and the parent company of the
acquiring fund.
Filing Dates: The application was filed on December 9, 2022, and
amended on February 16, 2023.
Applicant's Address: <a href="/cdn-cgi/l/email-protection#eba88a87c5ac8287868a999f8285ab80878c8a9f8e98c5888486"><span class="__cf_email__" data-cfemail="cf8caea3e188a6a3a2aebdbba6a18fa4a3a8aebbaabce1aca0a2">[email protected]</span></a>.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-04214 Filed 3-1-23; 8:45 am]
BILLING CODE 8011-01-P
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