Notice2023-03342
Carlyle AlpInvest Private Markets Fund, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
February 17, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 33 (Friday, February 17, 2023)</title>
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[Federal Register Volume 88, Number 33 (Friday, February 17, 2023)]
[Notices]
[Page 10406]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-03342]
[[Page 10406]]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34832; 812-15353]
Carlyle AlpInvest Private Markets Fund, et al.
February 13, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under section 6(c) of the Investment
Company Act of 1940 (the ``Act'') for an exemption from sections
18(a)(2), 18(c) and 18(i) of the Act and for an order pursuant to
section 17(d) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit certain
registered closed-end management investment companies to issue multiple
classes of shares of beneficial interest with varying sales loads and
to impose asset-based distribution and/or service fees.
Applicants: Carlyle AlpInvest Private Markets Fund (the ``Initial
Fund''), and AlpInvest Private Equity Investment Management, LLC (the
``Adviser'').
Filing Date: The application was filed on June 16, 2022 and amended on
July 20, 2022, November 10, 2022 and January 24, 2023.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the Commission's Secretary at <a href="/cdn-cgi/l/email-protection#c89badabbaadbca9bab1bbe587aeaea1abad88bbadabe6afa7be"><span class="__cf_email__" data-cfemail="2c7f494f5e49584d5e555f01634a4a454f496c5f494f024b435a">[email protected]</span></a> and serving the
relevant Applicant with a copy of the request by email, if an email
address is listed for the relevant Applicant below, or personally or by
mail, if a physical address is listed for the relevant Applicant below.
Hearing requests should be received by the Commission by 5:30 p.m.
on March 10, 2023, and should be accompanied by proof of service on
Applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#4c1f292f3e29382d3e353f61032a2a252f290c3f292f622b233a"><span class="__cf_email__" data-cfemail="fdae989e8f98899c8f848ed0b29b9b949e98bd8e989ed39a928b">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#590a3c3a2b3c2d382b202a74163f3f303a3c192a3c3a773e362f"><span class="__cf_email__" data-cfemail="1c4f797f6e79687d6e656f31537a7a757f795c6f797f327b736a">[email protected]</span></a>. Applicants:
Cameron Fairall, Carlyle AlpInvest Private Markets Fund, One Vanderbilt
Avenue, Suite 3400, New York, NY 10017; Michael G. Doherty,
<a href="/cdn-cgi/l/email-protection#1a577379727b7f76345e75727f686e635a68756a7f697d687b6334797577"><span class="__cf_email__" data-cfemail="cb86a2a8a3aaaea7e58fa4a3aeb9bfb28bb9a4bbaeb8acb9aab2e5a8a4a6">[email protected]</span></a> and Gregory C. Davis,
<a href="/cdn-cgi/l/email-protection#d89faabdbfb7aaa1f69cb9aeb1ab98aab7a8bdabbfaab9a1f6bbb7b5"><span class="__cf_email__" data-cfemail="a7e0d5c2c0c8d5de89e3c6d1ced4e7d5c8d7c2d4c0d5c6de89c4c8ca">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Laura L. Solomon, Senior Counsel or
Lisa Reid Ragen, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and condition, please refer to Applicants' third amended and
restated application, dated January 24, 2023, which may be obtained via
the Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at,
at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You
may also call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-03342 Filed 2-16-23; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on February 17, 2023.
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