Notice2023-01578

Order Making Fiscal Year 2023 Annual Adjustments to Transaction Fee Rates

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Published
January 26, 2023

Issuing agencies

Securities and Exchange Commission

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<title>Federal Register, Volume 88 Issue 17 (Thursday, January 26, 2023)</title>
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[Federal Register Volume 88, Number 17 (Thursday, January 26, 2023)]
[Notices]
[Pages 5051-5058]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-01578]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-96724/January 23, 2023]


Order Making Fiscal Year 2023 Annual Adjustments to Transaction 
Fee Rates

I. Background

    Section 31 of the Securities Exchange Act of 1934 (``Exchange 
Act'') requires each national securities exchange and national 
securities association to pay transaction fees to the Commission.\1\ 
Specifically, Section 31(b) requires each national securities exchange 
to pay to the Commission fees based on the aggregate dollar amount of 
sales of certain securities (``covered sales'') transacted on the 
exchange.\2\ Section 31(c) requires each national securities 
association to pay to the Commission fees based on the aggregate dollar 
amount of covered sales transacted by or through any member of the 
association other than on an exchange.\3\
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    \1\ 15 U.S.C. 78ee.
    \2\ 15 U.S.C. 78ee(b).
    \3\ 15 U.S.C. 78ee(c).
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    Section 31 of the Exchange Act requires the Commission to annually 
adjust the fee rates applicable under Sections 31(b) and (c) to a 
uniform adjusted rate.\4\ Specifically, the Commission must adjust the 
fee rates to a uniform adjusted rate that is reasonably likely to 
produce aggregate fee collections (including assessments on security 
futures transactions) equal to the regular appropriation to the 
Commission for the applicable fiscal year.\5\
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    \4\ In some circumstances, the SEC also must make a mid-year 
adjustment to the fee rates applicable under Sections 31(b) and (c).
    \5\ 15 U.S.C. 78ee(j)(1) (the Commission must adjust the rates 
under Sections 31(b) and (c) to a ``uniform adjusted rate that, when 
applied to the baseline estimate of the aggregate dollar amount of 
sales for such fiscal year, is reasonably likely to produce 
aggregate fee collections under [Section 31] (including assessments 
collected under [Section 31(d)]) that are equal to the regular 
appropriation to the Commission by Congress for such fiscal 
year.'').
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    The Commission is required to publish notice of the new fee rates 
under Section 31 not later than 30 days after the date on which an Act 
making a regular appropriation for the applicable fiscal year is 
enacted.\6\ On December 29, 2022, the President signed into law the 
Consolidated Appropriations Act, 2023, which includes total 
appropriations of $2,209,770,000 to the SEC for fiscal year 2023.
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    \6\ 15 U.S.C. 78ee(g).
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II. Fiscal Year 2023 Annual Adjustment to the Fee Rate

    The new fee rate is determined by (1) subtracting the sum of fees 
estimated to be collected prior to the effective date of the new fee 
rate \7\ and estimated assessments on security futures transactions to 
be collected under Section 31(d) of the Exchange Act for all of fiscal 
year 2023 \8\ from an amount equal to the regular appropriation to the 
Commission for fiscal year 2023, and (2) dividing by the estimated 
aggregate dollar amount of covered sales for the remainder of the 
fiscal year following the effective date of the new fee rate.\9\
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    \7\ The sum of fees to be collected prior to the effective date 
of the new fee rate is determined by applying the current fee rate 
to the dollar amount of covered sales prior to the effective date of 
the new fee rate. The exchanges and FINRA have provided data on the 
dollar amount of covered sales through November, 2022. To calculate 
the dollar amount of covered sales from December, 2022 to the 
effective date of the new fee rate, the Commission is using the same 
methodology it used in fiscal year 2020. This methodology is 
described in Appendix A of this order.
    \8\ Currently, security futures do not trade on any market, 
therefore the Commission has not collected any assessments for 
transactions in security futures. Accordingly, the forecast for the 
assessments for all of fiscal year 2023 for single stock futures is 
zero.
    \9\ To estimate the aggregate dollar amount of covered sales for 
the remainder of fiscal year 2023 following the effective date of 
the new fee rate, the Commission is using the same methodology it 
used previously. This methodology is described in Appendix A of this 
order.
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    As noted above, the Consolidated Appropriations Act, 2023, includes 
total appropriations of $2,209,770,000 to the Commission for fiscal 
year 2023.\10\ The Commission estimates that it will collect 
$1,601,107,658 in fees for the period prior to the effective date of 
the new fee rate and $0 in assessments on round turn transactions in 
security futures products during all of fiscal year 2023. Using the 
methodology described in Appendix A, the Commission estimates that the 
aggregate dollar amount of covered sales for the remainder of fiscal 
year 2023 to be $76,211,125,379,350.
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    \10\ The President signed into law the ``Consolidated 
Appropriations Act, 2023'' on December 29, 2022. This legislation 
included an appropriation of $2,149,000,000 to the SEC for fiscal 
year 2023 operations. The Act further directed that ``[i]n addition 
to the foregoing appropriation, for move, replication, and related 
costs associated with a replacement lease for the Commission's 
District of Columbia headquarters facilities, not to exceed 
$57,405,000, to remain available until expended; and for move, 
replication, and related costs associated with a replacement lease 
for the Commission's San Francisco Regional Office facilities, not 
to exceed $3,365,000, to remain available until expended.'' The sum 
of these amounts is $2,209,770,000. Finally, the Act further 
directed that ``for purposes of calculating the fee rate under 
section 31(j) . . . all amounts appropriated under this heading 
shall be deemed to be the regular appropriation to the Commission 
for fiscal year 2023.''
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    The uniform adjusted rate is computed by dividing the residual fees 
to be collected of $608,662,342 by the estimated aggregate dollar 
amount of covered sales for the remainder of fiscal year 2023 of 
$76,211,125,379,350; this results in a uniform adjusted rate for fiscal 
year 2023 of $8.00 per million.\11\
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    \11\ Appendix A shows the process of calculating the fiscal year 
2023 annual adjustment and includes the data used by the Commission 
in making this adjustment.
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III. Effective Date of the Uniform Adjusted Rate

    Under Section 31(j)(4)(A) of the Exchange Act, the fiscal year 2023 
annual adjustments to the fee rates applicable under Sections 31(b) and 
(c) of the Exchange Act shall take effect on the later of October 1, 
2022, or 60 days after the date on which a regular appropriation to the 
Commission for fiscal year 2023 is enacted.\12\ The regular 
appropriation to the Commission for fiscal year 2023 was enacted on 
December 29, 2022, and accordingly, the new fee rates applicable under 
Sections 31(b) and (c) of the Exchange Act will take effect on February 
27, 2023.
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    \12\ 15 U.S.C. 78ee(j)(4)(A).
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IV. Conclusion

    Accordingly, pursuant to Section 31 of the Exchange Act,
    It is hereby ordered that the fee rates applicable under Sections 
31(b) and (c) of the Exchange Act shall be $8.00 per $1,000,000 
effective on February 27, 2023.

    By the Commission.
J. Matthew DeLesDernier,
Deputy Secretary.

Appendix A

    This appendix provides the methodology for determining the 
annual adjustment to the

[[Page 5052]]

fee rates applicable under Sections 31(b) and (c) of the Exchange 
Act for fiscal year 2023. Section 31 of the Exchange Act requires 
the fee rates to be adjusted so that it is reasonably likely that 
the Commission will collect aggregate fees equal to its regular 
appropriation for fiscal year 2023.
    To make the adjustment, the Commission must project the 
aggregate dollar amount of covered sales of securities on the 
securities exchanges and certain over-the-counter (``OTC'') markets 
over the course of the year. The fee rate equals the ratio of the 
Commission's regular appropriation for fiscal year 2023 (less the 
sum of fees to be collected during fiscal year 2023 prior to the 
effective date of the new fee rate and aggregate assessments on 
security futures transactions during all of fiscal year 2023) to the 
estimated aggregate dollar amount of covered sales for the remainder 
of the fiscal year following the effective date of the new fee rate.
    For 2023, the Commission has estimated the aggregate dollar 
amount of covered sales by projecting forward the trend established 
in the previous decade. More specifically, the dollar amount of 
covered sales was forecasted for months subsequent to November 2022, 
the last month for which the Commission has data on the dollar 
volume of covered sales.\13\
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    \13\ To determine the availability of data, the Commission 
compares the date of the appropriation with the date the transaction 
data are due from the exchanges (10 business days after the end of 
the month). If the business day following the date of the 
appropriation is equal to or subsequent to the date the data are due 
from the exchanges, the Commission uses these data. The 
appropriation was signed on December 29, 2022. The first business 
day after this date was December 30, 2022. Data for November were 
due from the exchanges on December 14, 2022. As a result, the 
Commission used November 2022 and earlier data to forecast volume 
for December 2022 and later months.
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    The following sections describe this process in detail.

A. Baseline Estimate of the Aggregate Dollar Amount of Covered Sales 
for Fiscal Year 2023

    First, calculate the average daily dollar amount of covered 
sales (``ADS'') for each month in the sample (February 2012-November 
2022). The monthly total dollar amount of covered sales (exchange 
plus certain OTC markets) is presented in column C of Table A.
    The model forecasts the monthly moving average of the average 
daily dollar amount of covered sales. Each month's average daily 
dollar amount of covered sales is calculated by dividing the total 
covered sales for that month (column C of Table A) by the number of 
trading days for that month (column B of Table A). These amounts are 
shown in column D of Table A. The moving average will span the same 
number of months required to be forecast for the remainder of the 
fiscal year. The trailing moving average used in the forecast model 
is presented in column E of Table A.
    To capture the recent trends in the monthly changes in the 
moving averages, calculate the 1-month and 2-month lags of the 
trailing moving average shown in column E in Table A. These amounts 
are shown in columns F and G, respectively, of Table A.
    Next, model the monthly trailing moving average of ADS as 
function of a constant term and the two lagged trailing moving 
averages using the ordinary least squares technique.
    Use the estimated model to forecast the trailing moving average 
of ADS of the first month after the last available monthly data. 
Estimate the trailing moving average of the second month using the 
forecasted value of the first month and the actual value of the 
month before that. Similarly, estimate the trailing moving average 
of the third month using the forecasted values of the two previous 
months. Continue in this fashion until the end of the fiscal year.
    The estimate of the trailing moving average ADS for the last 
applicable month in the fiscal year is a prediction of the moving 
average for those months that need to be predicted. This estimate is 
used as the predicted value of ADS for each month in the forecast 
period; to obtain the forecast total covered sales for each month, 
multiply the predicted ADS by the number of days in each month.
    The following is a more formal (mathematical) description of the 
procedure:
    1. Begin with the monthly data for total dollar volume of 
covered sales (column C). The sample spans ten years, from February 
2012-November 2022.\14\ Divide each month's total dollar volume by 
the number of trading days in that month (column B) to obtain the 
average daily dollar volume (ADS, column D).
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    \14\ Because the model uses a two period lag in the 9-month 
trailing moving average of average daily covered sales, ten 
additional months of data are added to the table so that the model 
is estimated with 120 observations.
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    2. For each month t, calculate the 9-month trailing moving 
average of ADS (shown in column E). For example, the value for 
October, 2012 is the average of the 9 months ending in October, 
2012, or February 2012 through October 2012 inclusive.
    3. Calculate the 1-month and 2-month lags of the trailing moving 
average. For example, the 1-month lag of the 9-month trailing moving 
average for November, 2012 is equal to the 9-month trailing moving 
average for October, 2012. The 2-month lag of the 9-month trailing 
moving average for December, 2012 is equal to the 9-month trailing 
moving average for October 2012. These are shown in columns F and G.
    4. Estimate the model using ordinary least squares:

y<INF>t</INF> = [alpha] + [beta]<INF>1</INF> y<INF>t-1</INF> + 
[beta]<INF>2</INF> y<INF>t-2</INF> + u<INF>t</INF>

    Where yt is the 9-month trailing moving average of the average 
daily sales for month t, and y<INF>t-1</INF> and y<INF>t-2</INF> are 
the 1-month and 2-month lags of y<INF>t,</INF> and u<INF>t</INF> 
representing the error term for month t. The model can be estimated 
using standard commercially available software. The estimated 
parameter values are a = +2,150,476,361, b<INF>1</INF> = +1.587842, 
b<INF>2</INF> = -0.590472. The root-mean squared error (RMSE) of the 
regression is 8,030,961,258.
    5. The predicted value of the 9-month trailing moving average of 
the last month to be forecast represents the final forecast of 
covered sales for the entire prediction period. This value is shown 
in column H. This represents the prediction for August of 2023. To 
calculate this value from the model above, one needs the 1-month and 
2-month lag of the 9-month trailing moving average ADS, i.e., the 9-
month trailing moving average for June and July. The 9-month 
trailing moving average for July is obtained by using the 1-month 
and 2-month lags for July, that is, the 9-month trailing moving 
averages for June and May. To arrive at all the necessary inputs, 
one begins with the first month to be forecast, in this case, 
December 2022, and iterates predictions forward until the last month 
is predicted. One then multiplies the final predicted 9-month 
trailing moving average ADS by the number of days in each month to 
arrive at the forecast total dollar amount of covered sales. This is 
shown in column I.
    6. For example, for December 2022, using the a, b<INF>1</INF>, 
and b<INF>2</INF> parameter estimates shown above, along with the 1-
month and two-month lags in the 9-month trailing moving average ADS 
(representing the 9-month trailing moving average ADS for October 
and November 2022, respectively), one can estimate the forecast 9-
month trailing moving average ADS for December: +2,150,476,361 + 
(1.587842 x 606,143,338,486) + (-0.590472 x 627,874,685,327) = 
593,867,637,983.
    7. With the estimated 9-month trailing moving average ADS for 
December 2022 calculated above, one can estimate the 9-month 
trailing moving average ADS for January, 2023. The estimate obtained 
from December becomes the 1-month lag for January, and the 1-month 
lag used in the December forecast becomes the 2-month lag for the 
January forecast. Thus, the predicted 9-month trailing moving 
average ADS for January 2023 is calculated as: +2150476361 + 
(1.587842 x 593,867,637,983) + (-0.590472 x 606,143,338,486) = 
587,207,522,789.
    8. Using the forecasts for December and January, one can 
estimate the value for February. Repeat this procedure for 
subsequent months, until the estimate for August 2023 is obtained. 
This value is 586,239,425,995.\15\ This value is then used to 
calculate the final forecast total monthly covered sales for all 9 
months from December 2022 through August 2023.
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    \15\ One obtains insignificantly different values using the 
rounded parameter estimates shown above. The predicted ADS values 
displayed above represents the full precision estimate.
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    9. To obtain the estimate of total monthly covered sales for 
each month, multiply the number of trading days in the month, shown 
in column B in Table A, by the final forecast 9-month trailing 
moving average ADS, shown in column H of Table A. This product is 
shown in column I of Table A, and these figures are used to 
calculate the new fee rate.

B. Using the Forecasts From A To Calculate the New Fee Rate

    1. Use Table A to estimate fees collected for the period 
September 1, 2022 through February 26, 2023. The projected aggregate 
dollar amount of covered sales for this period is 
$69,917,364,964,488. Actual and projected fee collections at the 
current fee rate of $22.90 per million are $1,601,107,658.

[[Page 5053]]

    2. Estimate the amount of assessments on security futures 
products collected from September 1, 2022 through August 31, 2023. 
The only entity reporting assessable security futures products 
ceased operations in September, 2020.\16\ Consequently, the 
estimated amount of assessments on security futures products 
collected from September 2022 through August 2023 is zero.
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    \16\ Currently, security futures do not trade on any market, 
therefore the Commission has not collected any assessments for 
transactions in security futures. Accordingly, the forecast for the 
assessments for all of fiscal year 2023 for single stock futures is 
zero.
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    3. Subtract the amount $1,601,107,658 from the target off-
setting collection amount set by Congress of $2,209,770,000, leaving 
$608,662,342 to be collected on dollar volume for the period 
February 27, 2023 through August 31, 2023.
    4. Use Table A to estimate dollar volume for the period February 
27, 2023 through August 31, 2023. The estimate is 
$76,211,125,379,350. Finally, compute the fee rate required to 
produce the additional $608,662,342 in revenue. This rate is 
$608,662,342 divided by $76,211,125,379,350 or 0.00000798653.
    5. Round the result to the seventh decimal point, yielding a 
rate of 0.00000800 (or $8.00 per million).
    This table summarizes the estimates of the aggregate dollar 
amount of covered sales, by time period. The figures in this table 
can be used to determine the new fee rate.
BILLING CODE 8011-01-P

[[Page 5054]]

[GRAPHIC] [TIFF OMITTED] TN26JA23.000

BILLING CODE 8011-01-C

[[Page 5055]]



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                (A)                    (B)              (C)                   (D)                  (E)                 (F)                 (G)                 (H)                  (I)
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                                       # of
                                     trading    Total dollar amount  Average daily dollar   9-month trailing    1-month lag of 9-   2-month lag of 9-   Forecast 9-month   Forecast total dollar
               Month                 days in         of sales           amount of sales    moving average ADS    month trailing      month trailing      trailing moving      amount of sales
                                      month                                  (ADS)                             moving average ADS  moving average ADS      average ADS
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Feb-12............................         20    $5,011,862,514,132      $250,593,125,707  ..................  ..................  ..................  ..................  .....................
Mar-12............................         22     5,638,847,967,025       256,311,271,228  ..................  ..................  ..................  ..................  .....................
Apr-12............................         20     5,084,239,396,560       254,211,969,828  ..................  ..................  ..................  ..................  .....................
May-12............................         22     5,611,638,053,374       255,074,456,972  ..................  ..................  ..................  ..................  .....................
Jun-12............................         21     5,121,896,896,362       243,899,852,208  ..................  ..................  ..................  ..................  .....................
Jul-12............................         21     4,567,519,314,374       217,500,919,732  ..................  ..................  ..................  ..................  .....................
Aug-12............................         23     4,621,597,884,730       200,939,038,467  ..................  ..................  ..................  ..................  .....................
Sep-12............................         19     4,598,499,962,682       242,026,313,825  ..................  ..................  ..................  ..................  .....................
Oct-12............................         21     5,095,175,588,310       242,627,408,967    $240,353,817,437  ..................  ..................  ..................  .....................
Nov-12............................         21     4,547,882,974,292       216,565,855,919     236,573,009,683    $240,353,817,437  ..................  ..................  .....................
Dec-12............................         20     4,744,922,754,360       237,246,137,718     234,454,661,515     236,573,009,683    $240,353,817,437  ..................  .....................
Jan-13............................         21     5,079,603,817,496       241,885,896,071     233,085,097,764     234,454,661,515     236,573,009,683  ..................  .....................
Feb-13............................         19     4,800,663,527,089       252,666,501,426     232,817,547,148     233,085,097,764     234,454,661,515  ..................  .....................
Mar-13............................         20     4,917,701,839,870       245,885,091,993     233,038,129,346     232,817,547,148     233,085,097,764  ..................  .....................
Apr-13............................         22     5,451,358,637,079       247,789,028,958     236,403,474,816     233,038,129,346     232,817,547,148  ..................  .....................
May-13............................         22     5,681,788,831,869       258,263,128,721     242,772,818,178     236,403,474,816     233,038,129,346  ..................  .....................
Jun-13............................         20     5,623,545,462,226       281,177,273,111     247,122,924,765     242,772,818,178     236,403,474,816  ..................  .....................
Jul-13............................         22     5,083,861,509,754       231,084,614,080     245,840,392,000     247,122,924,765     242,772,818,178  ..................  .....................
Aug-13............................         22     4,925,611,193,095       223,891,417,868     246,654,343,327     245,840,392,000     247,122,924,765  ..................  .....................
Sep-13............................         20     4,959,197,626,713       247,959,881,336     247,844,759,285     246,654,343,327     245,840,392,000  ..................  .....................
Oct-13............................         23     5,928,804,028,970       257,774,088,216     249,610,113,968     247,844,759,285     246,654,343,327  ..................  .....................
Nov-13............................         20     5,182,024,612,049       259,101,230,602     250,325,083,876     249,610,113,968     247,844,759,285  ..................  .....................
Dec-13............................         21     5,265,282,994,173       250,727,761,627     250,863,158,280     250,325,083,876     249,610,113,968  ..................  .....................
Jan-14............................         21     5,808,700,114,288       276,604,767,347     254,064,906,990     250,863,158,280     250,325,083,876  ..................  .....................
Feb-14............................         19     6,018,926,931,054       316,785,627,950     260,567,406,904     254,064,906,990     250,863,158,280  ..................  .....................
Mar-14............................         21     6,068,617,342,988       288,981,778,238     261,434,574,140     260,567,406,904     254,064,906,990  ..................  .....................
Apr-14............................         21     6,013,948,953,528       286,378,521,597     267,578,341,642     261,434,574,140     260,567,406,904  ..................  .....................
May-14............................         21     5,265,594,447,318       250,742,592,729     270,561,805,516     267,578,341,642     261,434,574,140  ..................  .....................
Jun-14............................         21     5,159,506,989,669       245,690,809,032     270,309,686,371     270,561,805,516     267,578,341,642  ..................  .....................
Jul-14............................         22     5,364,099,567,460       243,822,707,612     268,759,532,970     270,309,686,371     270,561,805,516  ..................  .....................
Aug-14............................         21     5,075,332,147,677       241,682,483,223     266,824,116,595     268,759,532,970     270,309,686,371  ..................  .....................
Sep-14............................         21     5,507,943,363,243       262,283,017,297     268,108,033,892     266,824,116,595     268,759,532,970  ..................  .....................
Oct-14............................         23     7,796,638,035,879       338,984,262,430     275,039,088,901     268,108,033,892     266,824,116,595  ..................  .....................
Nov-14............................         19     5,340,847,027,697       281,097,211,984     271,073,709,349     275,039,088,901     268,108,033,892  ..................  .....................
Dec-14............................         22     6,559,110,068,128       298,141,366,733     272,091,441,404     271,073,709,349     275,039,088,901  ..................  .....................
Jan-15............................         20     6,185,619,541,044       309,280,977,052     274,636,158,677     272,091,441,404     271,073,709,349  ..................  .....................
Feb-15............................         19     5,723,523,235,641       301,238,065,034     280,246,766,711     274,636,158,677     272,091,441,404  ..................  .....................
Mar-15............................         22     6,395,046,297,249       290,683,922,602     285,246,001,552     280,246,766,711     274,636,158,677  ..................  .....................
Apr-15............................         21     5,625,548,298,004       267,883,252,286     287,919,395,405     285,246,001,552     280,246,766,711  ..................  .....................
May-15............................         20     5,521,351,972,386       276,067,598,619     291,739,963,782     287,919,395,405     285,246,001,552  ..................  .....................
Jun-15............................         22     6,005,521,460,806       272,978,248,218     292,928,322,773     291,739,963,782     287,919,395,405  ..................  .....................
Jul-15............................         22     6,493,670,315,390       295,166,832,518     288,059,719,450     292,928,322,773     291,739,963,782  ..................  .....................
Aug-15............................         21     6,963,901,249,270       331,614,345,203     293,672,734,252     288,059,719,450     292,928,322,773  ..................  .....................
Sep-15............................         21     6,434,496,770,897       306,404,608,138     294,590,872,186     293,672,734,252     288,059,719,450  ..................  .....................
Oct-15............................         22     6,592,594,708,082       299,663,395,822     293,522,252,049     294,590,872,186     293,672,734,252  ..................  .....................
Nov-15............................         20     5,822,824,015,945       291,141,200,797     292,400,378,245     293,522,252,049     294,590,872,186  ..................  .....................
Dec-15............................         22     6,384,337,478,801       290,197,158,127     292,346,293,303     292,400,378,245     293,522,252,049  ..................  .....................
Jan-16............................         19     6,696,059,796,055       352,424,199,792     301,739,731,915     292,346,293,303     292,400,378,245  ..................  .....................
Feb-16............................         20     6,659,878,908,747       332,993,945,437     308,064,881,562     301,739,731,915     292,346,293,303  ..................  .....................
Mar-16............................         22     6,161,943,754,542       280,088,352,479     308,854,893,146     308,064,881,562     301,739,731,915  ..................  .....................
Apr-16............................         21     5,541,076,988,322       263,860,808,968     305,376,446,085     308,854,893,146     308,064,881,562  ..................  .....................
May-16............................         21     5,693,520,415,112       271,120,019,767     298,654,854,370     305,376,446,085     308,854,893,146  ..................  .....................
Jun-16............................         22     6,317,212,852,759       287,146,038,762     296,515,013,328     298,654,854,370     305,376,446,085  ..................  .....................
Jul-16............................         20     5,331,797,261,269       266,589,863,063     292,840,176,355     296,515,013,328     298,654,854,370  ..................  .....................
Aug-16............................         23     5,635,976,607,786       245,042,461,208     287,718,094,178     292,840,176,355     296,515,013,328  ..................  .....................
Sep-16............................         21     5,942,072,286,976       282,955,823,189     286,913,501,407     287,718,094,178     292,840,176,355  ..................  .....................
Oct-16............................         21     5,460,906,573,682       260,043,170,175     276,648,942,561     286,913,501,407     287,718,094,178  ..................  .....................
Nov-16............................         21     6,845,287,809,886       325,966,086,185     275,868,069,311     276,648,942,561     286,913,501,407  ..................  .....................
Dec-16............................         21     6,208,579,880,985       295,646,660,999     277,596,770,257     275,868,069,311     276,648,942,561  ..................  .....................

[[Page 5056]]

 
Jan-17............................         20     5,598,200,907,603       279,910,045,380     279,380,018,748     277,596,770,257     275,868,069,311  ..................  .....................
Feb-17............................         19     5,443,426,609,533       286,496,137,344     281,088,476,256     279,380,018,748     277,596,770,257  ..................  .....................
Mar-17............................         23     6,661,861,914,530       289,646,170,197     281,366,268,638     281,088,476,256     279,380,018,748  ..................  .....................
Apr-17............................         19     5,116,714,033,499       269,300,738,605     281,667,477,031     281,366,268,638     281,088,476,256  ..................  .....................
May-17............................         22     6,305,822,460,672       286,628,293,667     286,288,125,082     281,667,477,031     281,366,268,638  ..................  .....................
Jun-17............................         22     6,854,993,097,601       311,590,595,346     289,469,766,433     286,288,125,082     281,667,477,031  ..................  .....................
Jul-17............................         20     5,394,333,070,522       269,716,653,526     290,544,597,917     289,469,766,433     286,288,125,082  ..................  .....................
Aug-17............................         23     6,206,204,906,864       269,834,995,951     284,307,810,113     290,544,597,917     289,469,766,433  ..................  .....................
Sep-17............................         20     5,939,886,169,525       296,994,308,476     284,457,548,721     284,307,810,113     290,544,597,917  ..................  .....................
Oct-17............................         22     6,134,529,538,894       278,842,251,768     284,338,904,987     284,457,548,721     284,307,810,113  ..................  .....................
Nov-17............................         21     6,289,748,560,897       299,511,836,233     285,785,093,752     284,338,904,987     284,457,548,721  ..................  .....................
Dec-17............................         20     6,672,181,323,001       333,609,066,150     290,669,859,969     285,785,093,752     284,338,904,987  ..................  .....................
Jan-18............................         21     7,672,288,677,308       365,347,079,872     301,341,675,665     290,669,859,969     285,785,093,752  ..................  .....................
Feb-18............................         19     8,725,420,462,639       459,232,655,928     320,519,938,139     301,341,675,665     290,669,859,969  ..................  .....................
Mar-18............................         21     8,264,755,011,030       393,559,762,430     329,627,623,370     320,519,938,139     301,341,675,665  ..................  .....................
Apr-18............................         21     7,490,308,402,446       356,681,352,497     339,290,367,701     329,627,623,370     320,519,938,139  ..................  .....................
May-18............................         22     7,242,077,467,361       329,185,339,426     345,884,850,309     339,290,367,701     329,627,623,370  ..................  .....................
Jun-18............................         21     7,936,783,802,579       377,942,085,837     354,879,047,793     345,884,850,309     339,290,367,701  ..................  .....................
Jul-18............................         21     6,807,593,326,456       324,171,110,784     359,915,587,684     354,879,047,793     345,884,850,309  ..................  .....................
Aug-18............................         23     7,363,115,477,823       320,135,455,558     362,207,100,942     359,915,587,684     354,879,047,793  ..................  .....................
Sep-18............................         19     6,781,988,459,996       356,946,761,052     364,800,178,154     362,207,100,942     359,915,587,684  ..................  .....................
Oct-18............................         23    10,133,514,482,168       440,587,586,181     373,160,234,410     364,800,178,154     362,207,100,942  ..................  .....................
Nov-18............................         21     8,414,847,862,204       400,707,041,057     366,657,388,314     373,160,234,410     364,800,178,154  ..................  .....................
Dec-18............................         19     9,075,221,733,736       477,643,249,144     375,999,997,948     366,657,388,314     373,160,234,410  ..................  .....................
Jan-19............................         21     7,960,664,643,749       379,079,268,750     378,488,655,310     375,999,997,948     366,657,388,314  ..................  .....................
Feb-19............................         19     6,676,391,653,247       351,389,034,381     380,955,732,527     378,488,655,310     375,999,997,948  ..................  .....................
Mar-19............................         21     7,828,979,311,928       372,808,538,663     380,385,338,397     380,955,732,527     378,488,655,310  ..................  .....................
Apr-19............................         21     6,907,923,076,080       328,948,717,909     380,916,183,633     380,385,338,397     380,955,732,527  ..................  .....................
May-19............................         22     7,895,053,976,747       358,866,089,852     385,219,587,443     380,916,183,633     380,385,338,397  ..................  .....................
Jun-19............................         20     7,070,583,442,058       353,529,172,103     384,839,855,338     385,219,587,443     380,916,183,633  ..................  .....................
Jul-19............................         22     6,792,811,319,721       308,764,150,896     370,192,806,973     384,839,855,338     385,219,587,443  ..................  .....................
Aug-19............................         22     8,059,527,400,976       366,342,154,590     366,374,486,254     370,192,806,973     384,839,855,338  ..................  .....................
Sep-19............................         20     6,958,132,871,506       347,906,643,575     351,959,307,858     366,374,486,254     370,192,806,973  ..................  .....................
Oct-19............................         23     7,235,982,824,882       314,607,948,908     344,795,827,875     351,959,307,858     366,374,486,254  ..................  .....................
Nov-19............................         20     6,784,888,230,209       339,244,411,510     343,446,425,334     344,795,827,875     351,959,307,858  ..................  .....................
Dec-19............................         21     7,252,856,724,647       345,374,129,745     340,398,157,677     343,446,425,334     344,795,827,875  ..................  .....................
Jan-20............................         21     8,178,172,797,805       389,436,799,895     347,119,055,675     340,398,157,677     343,446,425,334  ..................  .....................
Feb-20............................         19     8,951,554,790,521       471,134,462,659     359,593,319,320     347,119,055,675     340,398,157,677  ..................  .....................
Mar-20............................         22    16,218,726,536,159       737,214,842,553     402,225,060,481     359,593,319,320     347,119,055,675  ..................  .....................
Apr-20............................         21    10,289,596,902,933       489,980,804,902     422,360,244,260     402,225,060,481     359,593,319,320  ..................  .....................
May-20............................         20     9,435,524,799,540       471,776,239,977     434,075,142,636     422,360,244,260     402,225,060,481  ..................  .....................
Jun-20............................         22    12,093,857,552,130       549,720,797,824     456,498,937,553     434,075,142,636     422,360,244,260  ..................  .....................
Jul-20............................         22    10,355,334,352,448       470,697,016,020     473,842,167,232     456,498,937,553     434,075,142,636  ..................  .....................
Aug-20............................         21     9,763,364,099,611       464,922,099,981     487,806,354,840     473,842,167,232     456,498,937,553  ..................  .....................
Sep-20............................         21    11,545,564,207,158       549,788,771,769     510,519,092,842     487,806,354,840     473,842,167,232  ..................  .....................
Oct-20............................         22    10,052,383,314,951       456,926,514,316     518,017,950,000     510,519,092,842     487,806,354,840  ..................  .....................
Nov-20............................         20    11,039,477,432,965       551,973,871,648     527,000,106,555     518,017,950,000     510,519,092,842  ..................  .....................
Dec-20............................         22    12,172,302,216,779       553,286,464,399     506,563,620,093     527,000,106,555     518,017,950,000  ..................  .....................
Jan-21............................         19    12,396,479,814,996       652,446,306,052     524,615,342,443     506,563,620,093     527,000,106,555  ..................  .....................
Feb-21............................         19    12,103,659,666,497       637,034,719,289     542,977,395,700     524,615,342,443     506,563,620,093  ..................  .....................
Mar-21............................         23    16,485,012,205,966       716,739,661,129     561,535,047,178     542,977,395,700     524,615,342,443  ..................  .....................
Apr-21............................         21    11,602,282,119,601       552,489,624,743     570,623,114,814     561,535,047,178     542,977,395,700  ..................  .....................
May-21............................         20    11,729,455,630,914       586,472,781,546     584,128,746,099     570,623,114,814     561,535,047,178  ..................  .....................
Jun-21............................         22    13,038,812,281,463       592,673,285,521     588,893,692,071     584,128,746,099     570,623,114,814  ..................  .....................
Jul-21............................         21    11,623,478,100,180       553,498,957,151     599,623,963,498     588,893,692,071     584,128,746,099  ..................  .....................
Aug-21............................         22    11,493,350,851,643       522,425,038,711     596,340,759,838     599,623,963,498     588,893,692,071  ..................  .....................
Sep-21............................         21    12,312,072,157,576       586,289,150,361     600,007,724,945     596,340,759,838     599,623,963,498  ..................  .....................
Oct-21............................         21    12,011,570,888,110       571,979,566,100     591,066,976,061     600,007,724,945     596,340,759,838  ..................  .....................
Nov-21............................         21    13,996,377,941,116       666,494,187,672     594,340,250,326     591,066,976,061     600,007,724,945  ..................  .....................

[[Page 5057]]

 
Dec-21............................         22    15,494,373,840,971       704,289,720,044     592,956,923,539     594,340,250,326     591,066,976,061  ..................  .....................
Jan-22............................         20    16,002,717,162,409       800,135,858,120     620,473,171,692     592,956,923,539     594,340,250,326  ..................  .....................
Feb-22............................         19    14,483,452,476,259       762,286,972,435     640,008,081,791     620,473,171,692     592,956,923,539  ..................  .....................
Mar-22............................         23    17,089,275,084,128       743,011,960,179     656,712,378,975     640,008,081,791     620,473,171,692  ..................  .....................
Apr-22............................         20    13,123,148,685,917       656,157,434,296     668,118,876,435     656,712,378,975     640,008,081,791  ..................  .....................
May-22............................         21    15,039,352,606,836       716,159,647,945     689,644,944,128     668,118,876,435     656,712,378,975  ..................  .....................
Jun-22............................         21    13,021,062,095,851       620,050,575,993     693,396,213,643     689,644,944,128     668,118,876,435  ..................  .....................
Jul-22............................         20    10,112,087,348,637       505,604,367,432     686,021,191,568     693,396,213,643     689,644,944,128  ..................  .....................
Aug-22............................         23    11,593,039,396,644       504,045,191,158     667,971,303,067     686,021,191,568     693,396,213,643  ..................  .....................
Sep-22............................         21    12,052,452,021,792       573,926,286,752     653,486,477,146     667,971,303,067     686,021,191,568  ..................  .....................
Oct-22............................         21    11,962,224,366,908       569,629,731,758     627,874,685,327     653,486,477,146     667,971,303,067  ..................  .....................
Nov-22............................         21    11,900,801,868,077       566,704,850,861     606,143,338,486     627,874,685,327     653,486,477,146  ..................  .....................
Dec-22............................         21  ....................  ....................  ..................     606,143,338,486     627,874,685,327    $586,239,425,995    $12,311,027,945,895
Jan-23............................         20  ....................  ....................  ..................  ..................     606,143,338,486     586,239,425,995     11,724,788,519,900
Feb-23............................         19  ....................  ....................  ..................  ..................  ..................     586,239,425,995     11,138,549,093,905
Mar-23............................         23  ....................  ....................  ..................  ..................  ..................     586,239,425,995     13,483,506,797,885
Apr-23............................         19  ....................  ....................  ..................  ..................  ..................     586,239,425,995     11,138,549,093,905
May-23............................         22  ....................  ....................  ..................  ..................  ..................     586,239,425,995     12,897,267,371,890
Jun-23............................         21  ....................  ....................  ..................  ..................  ..................     586,239,425,995     12,311,027,945,895
Jul-23............................         20  ....................  ....................  ..................  ..................  ..................     586,239,425,995     11,724,788,519,900
Aug-23............................         23  ....................  ....................  ..................  ..................  ..................     586,239,425,995     13,483,506,797,885
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[[Page 5058]]

[GRAPHIC] [TIFF OMITTED] TN26JA23.001

[FR Doc. 2023-01578 Filed 1-25-23; 8:45 am]
BILLING CODE 8011-01-C


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Indexed from Federal Register on January 26, 2023.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.