Notice2023-01247
Forum Real Estate Income Fund, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
January 24, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 15 (Tuesday, January 24, 2023)</title>
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[Federal Register Volume 88, Number 15 (Tuesday, January 24, 2023)]
[Notices]
[Page 4249]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-01247]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34811; File No. 812-15224]
Forum Real Estate Income Fund, et al.
January 18, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or
``SEC'').
ACTION: Notice.
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Notice of an application for an order pursuant to section 6(c) of
the Investment Company Act of 1940 (the ``Act'') for an exemption from
sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections
6(c) and 23(c) of the Act for certain exemptions from rule 23c-3 under
the Act, and pursuant to section 17(d) of the Act and rule 17d-1
thereunder.
Summary of Application: Applicants request an order to permit certain
registered closed-end management investment companies to issue multiple
classes of shares and to impose early withdrawal charges and asset-
based distribution and/or service fees.
Applicants: Forum Real Estate Income Fund (formerly Forum CRE Income
Fund) and Forum Capital Advisors LLC.
Filing Dates: The application was filed on April 29, 2021, and amended
on, October 26, 2021, May 17, 2022, August 24, 2022, November 29, 2022,
and January 6, 2023.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#4516202637203124373c36680a23232c2620053620266b222a33"><span class="__cf_email__" data-cfemail="4310262031263722313a306e0c25252a2026033026206d242c35">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on February
13, 2023, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#0251676170677663707b712f4d64646b6167427167612c656d74"><span class="__cf_email__" data-cfemail="0556606677607164777c76284a63636c6660457660662b626a73">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#6437010716011005161d17492b02020d0701241701074a030b12"><span class="__cf_email__" data-cfemail="50033533223524312229237d1f3636393335102335337e373f26">[email protected]</span></a>. Applicants:
Kelley Howes, Esq., <a href="/cdn-cgi/l/email-protection#690201061e0c1a2904060f06470a0604"><span class="__cf_email__" data-cfemail="c4afacabb3a1b784a9aba2abeaa7aba9">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Asaf Barouk, Senior Counsel, or
Robert S. Shapiro, Assistant Chief Counsel, at (202) 551-6825 (Division
of Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' fifth amended and
restated application, dated January 6, 2023, which may be obtained via
the Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at,
at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You
may also call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-01247 Filed 1-23-23; 8:45 am]
BILLING CODE 8011-01-P
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