Notice2023-00639
Cadre Horizon Fund, Inc., et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
January 17, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 88 Issue 10 (Tuesday, January 17, 2023)</title>
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[Federal Register Volume 88, Number 10 (Tuesday, January 17, 2023)]
[Notices]
[Pages 2687-2688]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2023-00639]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34801; File No. 812-15412]
Cadre Horizon Fund, Inc., et al.
January 10, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under section 6(c) of the Investment
Company Act of 1940 (the ``Act'') for an exemption from sections
18(a)(2), 18(c) and 18(i) of the Act, pursuant to sections 6(c) and
23(c) of the Act for certain exemptions from rule 23c-3 under the Act,
and pursuant to section 17(d) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit
certain registered closed-end management investment companies to issue
multiple classes of shares and to impose asset-based service and
distribution fees, and early withdrawal charges.
Applicants: Cadre Horizon Fund, Inc., CCV, LLC, and RealCadre LLC.
Filing Dates: The application was filed on November 29, 2022.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#a9facccadbccddc8dbd0da84e6cfcfc0cacce9daccca87cec6df"><span class="__cf_email__" data-cfemail="cc9fa9afbea9b8adbeb5bfe183aaaaa5afa98cbfa9afe2aba3ba">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on, February
6, 2023, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any fact bearing upon the desirability
of a hearing on the matter, the reason for the request, and the issues
contested. Persons who wish to be notified of a hearing may request
notification by emailing the Commission's Secretary at <a href="/cdn-cgi/l/email-protection#491a2c2a3b2c3d283b303a64062f2f202a2c093a2c2a672e263f"><span class="__cf_email__" data-cfemail="5300363021362732212a207e1c35353a3036132036307d343c25">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#97c4f2f4e5f2e3f6e5eee4bad8f1f1fef4f2d7e4f2f4b9f0f8e1"><span class="__cf_email__" data-cfemail="b6e5d3d5c4d3c2d7c4cfc59bf9d0d0dfd5d3f6c5d3d598d1d9c0">[email protected]</span></a>. Applicants:
Benjamin Wells, <a href="/cdn-cgi/l/email-protection#b9dbcedcd5d5caf9cacddbd5d8ce97dad6d4"><span class="__cf_email__" data-cfemail="462431232a2a35063532242a27316825292b">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Jennifer O. Palmer, Senior Counsel, or
Terri G. Jordan, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
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SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
dated November 29, 2022, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field, on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at <a href="http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html">http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html</a>. You may also
call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-00639 Filed 1-13-23; 8:45 am]
BILLING CODE 8011-01-P
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