Notice2022-26901
Sunshine Act Meetings
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
December 9, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 236 (Friday, December 9, 2022)</title>
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[Federal Register Volume 87, Number 236 (Friday, December 9, 2022)]
[Notices]
[Page 75683]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-26901]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission will hold an Open Meeting on
Wednesday, December 14, 2022 at 10:00 a.m.
PLACE: The meeting will be webcast on the Commission's website at
<a href="http://www.sec.gov">www.sec.gov</a>.
STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to
the public via webcast on the Commission's website at <a href="http://www.sec.gov">www.sec.gov</a>.
MATTERS TO BE CONSIDERED:
1. The Commission will consider whether to adopt amendments to Rule
10b5-1 under the Securities Exchange Act, and new disclosure regarding
Rule 10b5-1 trading arrangements and insider trading policies and
procedures, as well as amendments regarding the disclosure of the
timing of certain equity compensation awards and reporting of gifts on
Form 4.
2. The Commission will consider whether to propose rule amendments
to update the disclosure required by Rule 605 under Regulation NMS of
the Securities Exchange Act of 1934 for order executions in national
market system stocks. The proposed rule amendments would expand the
scope of entities subject to Rule 605, modify the information required
to be reported under the rule, and change how orders are categorized
for purposes of the rule.
3. The Commission will consider whether to propose amendments to
certain rules under Regulation NMS of the Securities Exchange Act of
1934 to adopt variable minimum pricing increments for the quoting and
trading of NMS stocks, reduce access fee caps, and enhance the
transparency of better priced orders.
4. The Commission will consider whether to propose a new rule under
Regulation NMS of the Securities Exchange Act of 1934 titled the Order
Competition Rule, which would require certain equity orders of retail
investors to be exposed to competition in fair and open auctions before
such orders could be executed internally by any trading center that
restricts order-by-order competition.
5. The Commission will consider whether to propose new rules under
the Securities Exchange Act of 1934 titled Regulation Best Execution,
which would establish a best execution standard and require detailed
policies and procedures for brokers, dealers, government securities
brokers, government securities dealers, and municipal securities
dealers and more robust policies and procedures for entities engaging
in certain conflicted transactions with retail customers, as well as
related review and documentation requirements.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: December 7, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-26901 Filed 12-7-22; 4:15 pm]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on December 9, 2022.
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