Notice2022-24764
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
November 15, 2022
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 87 Issue 219 (Tuesday, November 15, 2022)</title>
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[Federal Register Volume 87, Number 219 (Tuesday, November 15, 2022)]
[Notices]
[Pages 68555-68556]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-24764]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-96263; File No. SR-NYSE-2022-11]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Withdrawal of a Proposed Rule Change, as Modified by
Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a
Limited Exemption From the Shareholder Approval Requirements for
Closed-End Management Investment Companies With Equity Securities
Listed Under Section 102.04 of the Listed Company Manual
November 8, 2022.
On February 23, 2022, the New York Stock Exchange LLC (``Exchange''
or
[[Page 68556]]
``NYSE'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Exchange Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to amend Section 312.03 of the
NYSE Listed Company Manual to provide an exemption from certain
shareholder approval requirements of that rule for listed registered
closed-end management investment companies and business development
companies under certain circumstances. On March 8, 2022, the Exchange
filed Amendment No. 1 to the proposed rule change, which amended and
replaced the proposed rule change in its entirety. The proposed rule
change, as modified by Amendment No. 1, was published for comment in
the Federal Register on March 15, 2022.\3\ The Commission has received
no comments on the proposed rule change, as modified by Amendment No.
1.
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 94388 (Mar. 9,
2022), 87 FR 14589 (Mar. 15, 2022).
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On April 26, 2022, pursuant to Section 19(b)(2) of the Exchange
Act,\4\ the Commission designated a longer period within which to
approve the proposed rule change, disapprove the proposed rule change,
or institute proceedings to determine whether to disapprove the
proposed rule change.\5\ On June 13, 2022, the Commission instituted
proceedings under Section 19(b)(2)(B) of the Exchange Act \6\ to
determine whether to approve or disapprove the proposed rule change, as
modified by Amendment No. 1.\7\ On September 9, 2022, the Commission
designated a longer period for Commission action on the proposed rule
change to determine whether to approve or disapprove the proposed rule
change, as modified by Amendment No. 1.\8\
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\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 94795 (Apr. 26,
2022), 87 FR 25689 (May 2, 2022).
\6\ 15 U.S.C. 78s(b)(2)(B).
\7\ See Securities Exchange Act Release No. 95093 (June 13,
2022), 87 FR 36548 (June 17, 2022).
\8\ See Securities Exchange Act Release No. 95716 (Sept. 9,
2022), 87 FR 56716 (Sept. 15, 2022).
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On November 4, 2022, the Exchange withdrew the proposed rule
change, as modified by Amendment No. 1 (SR-NYSE-2022-11).
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\9\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-24764 Filed 11-14-22; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on November 15, 2022.
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