Intent To Request an Extension From OMB of One Current Public Collection of Information: Cybersecurity Measures for Surface Modes
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Abstract
The Transportation Security Administration (TSA) invites public comment on one currently-approved Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0074, abstracted below, that we will submit to OMB for an extension in compliance with the Paperwork Reduction Act (PRA). On October 26, 2022, OMB approved TSA's request for an emergency approval of this collection to address the ongoing cybersecurity threat to surface transportation and associated infrastructure. TSA is now seeking to renew the collection, which expires on April 30, 2023, with incorporation of the subject of the emergency request. The ICR describes the nature of the information collection and its expected burden. The collection allows TSA to address the ongoing cybersecurity threat to surface transportation systems and associated infrastructure.
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<title>Federal Register, Volume 87 Issue 218 (Monday, November 14, 2022)</title>
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[Federal Register Volume 87, Number 218 (Monday, November 14, 2022)]
[Notices]
[Pages 68185-68186]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2022-24621]
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DEPARTMENT OF HOMELAND SECURITY
Transportation Security Administration
Intent To Request an Extension From OMB of One Current Public
Collection of Information: Cybersecurity Measures for Surface Modes
AGENCY: Transportation Security Administration, DHS.
ACTION: 60-Day notice.
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SUMMARY: The Transportation Security Administration (TSA) invites
public comment on one currently-approved Information Collection Request
(ICR), Office of Management and Budget (OMB) control number 1652-0074,
abstracted below, that we will submit to OMB for an extension in
compliance with the Paperwork Reduction Act (PRA). On October 26, 2022,
OMB approved TSA's request for an emergency approval of this collection
to address the ongoing cybersecurity threat to surface transportation
and associated infrastructure. TSA is now seeking to renew the
collection, which expires on April 30, 2023, with incorporation of the
subject of the emergency request. The ICR describes the nature of the
information collection and its expected burden. The collection allows
TSA to address the ongoing cybersecurity threat to surface
transportation systems and associated infrastructure.
DATES: Send your comments by January 13, 2023.
ADDRESSES: Comments may be emailed to <a href="/cdn-cgi/l/email-protection#40141301101201003433216e2428336e272f36"><span class="__cf_email__" data-cfemail="bfebecfeefedfeffcbccde91dbd7cc91d8d0c9">[email protected]</span></a> or delivered
to the TSA PRA Officer, Information Technology (IT), TSA-11,
Transportation Security Administration, 6595 Springfield Center Drive,
Springfield, VA 20598-6011.
FOR FURTHER INFORMATION CONTACT: Christina A. Walsh at the above
address, or by telephone (571) 227-2062.
SUPPLEMENTARY INFORMATION:
Comments Invited
In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C.
3501 et seq.), an agency may not conduct or sponsor, and a person is
not required to respond to, a collection of information unless it
displays a valid OMB control number. The ICR documentation will be
available at <a href="http://www.reginfo.gov">http://www.reginfo.gov</a> upon its submission to OMB.
Therefore, in preparation for OMB review and approval of the following
information collection, TSA is soliciting comments to--
(1) Evaluate whether the proposed information requirement is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden;
(3) Enhance the quality, utility, and clarity of the information to
be collected; and
(4) Minimize the burden of the collection of information on those
who are to respond, including using appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology.
Information Collection Requirement
OMB Control Number 1652-0074; Cybersecurity Measures for Surface
Modes. TSA is specifically empowered to assess threats to
transportation; \1\ develop policies, strategies, and plans for dealing
with threats to transportation; \2\ oversee the implementation and
adequacy of security measures at transportation facilities; \3\ and
carry out other appropriate duties relating to transportation
security.\4\ Additionally, under 49 U.S.C. Sec. 114(l)(2),\5\ TSA has
the authority to issue Security Directives (SDs) if the Administrator
of TSA determines that a regulation or SD must be issued immediately in
order to protect transportation security.
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\1\ 49 U.S.C. 114(f)(2).
\2\ 49 U.S.C. 114(f)(3).
\3\ 49 U.S.C. 114(f)(11).
\4\ 49 U.S.C. 114(f)(15).
\5\ Notwithstanding any other provision of law or executive
order (including an executive order requiring a cost-benefit
analysis), if the Administrator determines that a regulation or
security directive must be issued immediately in order to protect
transportation security, the Administrator shall issue the
regulation or security directive without providing notice or an
opportunity for comment and without prior approval of the Secretary.
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On November 30, 2021, OMB approved TSA's request for an emergency
approval of this information collection to address the ongoing
cybersecurity threat to surface transportation and associated
infrastructure. On April 7, 2022, TSA submitted an extension request to
OMB, which was approved on October 25, 2022. See ICR Reference Number
202203-1652-003. On October 26, 2022, OMB approved TSA's request for an
additional emergency approval, revising this information collection.
See ICR Reference Number: 202210-1652-001. The collection covers both
mandatory reporting and voluntary reporting of information. The OMB
approval allowed for the additional institution of mandatory reporting
requirements and collection of information voluntarily submitted. See
ICR Reference Number: 202111-1652-003. TSA is now seeking renewal of
this information collection for the maximum three-year approval period.
The request for a revised collection was necessary as a result of
actions TSA took to address the ongoing cybersecurity threats to the
United States' national and economic security posed by this threat to
surface transportation and associated infrastructure. On October 18,
2022, TSA issued SD 1580/1582-2022-01 Rail Cybersecurity Mitigation
Actions, Contingency Planning, and Testing, which applies to Owner/
Operators including the ``Higher Risk'' freight
[[Page 68186]]
railroads identified in 49 CFR 1580.101 and additional TSA-designated
freight and passenger railroads. This SD became effective on October
24, 2022. The emergency request did not affect the previously-approved
collection for SD 1580-21-01 and SD 1582-21-01, which remain in effect,
mandating TSA-specified Owner/Operators of ``higher risk'' railroads
and rail transit systems, respectively, to implement an array of
cybersecurity measures to prevent disruption and degradation to their
infrastructure.\6\ The scope of these SDs align with the railroads and
rail transit systems required to report significant security incidents
to TSA under 49 CFR 1570.203.
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\6\ Companies and agencies that are identified as higher-risk
service the regions with the highest surface transportation-specific
risk. Risk ranking is based on considerations related to ridership,
location of services provided (use of the same stations and stops),
and relationship between feeder and primary systems. See <a href="https://www.tsa.gov/sites/default/files/guidance-docs/high_threat_urban_area_htua_group_designations_0.pdf">https://www.tsa.gov/sites/default/files/guidance-docs/high_threat_urban_area_htua_group_designations_0.pdf</a>
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In addition, the emergency request did not affect the previously-
issued ``information circular'' (IC), which remain in effect. The IC
contains non-binding recommendations with the same measures for
railroad Owner/Operators, public transportation agencies, rail transit
system Owner/Operators, and certain over-the-road bus Owner/Operators
not specifically covered under SDs 1580-21-01 or 1582-21-01.
The requirements in the SDs and the recommendations in the IC allow
TSA to execute its security responsibilities within the surface
transportation industry, through awareness of potential security
incidents and suspicious activities. TSA plans to collect the following
information:
A. SD 1580/82-2022-01 includes the following requirements:
1. The Cybersecurity Implementation Plan submitted to TSA for
approval that addresses how the Owner/Operator will achieve each of the
following prescribed objectives in the SD:
<bullet> identification of the Owner/Operator's Critical Cyber
Systems;
<bullet> implementation of network segmentation policies and
controls to ensure that the Operational Technology system can continue
to safely operate in the event that an Information Technology system
has been compromised;
<bullet> implementation of access control measures to secure and
prevent unauthorized access to critical cyber systems;
<bullet> implementation of continuous monitoring and detection
policies and procedures to detect cybersecurity threats and correct
anomalies that affect Critical Cyber System operations; and;
<bullet> reduction of the risk of exploitation of unpatched systems
through the application of security patches and updates for operating
systems, applications, drivers and firmware on Critical Cyber Systems
in a timely manner using a risk-based methodology.
2. The Annual Audit Plan for the Cybersecurity Assessment Program
that describes how the Owner/Operator will proactively and regularly
assess the effectiveness of cybersecurity measures, and identify and
resolve device, network, and/or system vulnerabilities.
3. Provide documentation as necessary to establish compliance, to
be provided upon TSA request.
B. SD 1580-21-01, SD 1582-21-01, and IC 2021-01 remain in effect
and include the following information collection requirements for the
SDs and recommendations for the IC:
1. Designate a Cybersecurity Coordinator who is available to TSA
24/7 to coordinate cybersecurity practices and address any incidents
that arise.
2. Report cybersecurity incidents to the Cybersecurity and
Infrastructure Security Agency (CISA).
3. Develop a cybersecurity incident response plan.
4. Complete a cybersecurity vulnerability assessment to address
cybersecurity gaps using the form provided by TSA.
TSA, in conjunction with federal partners such as CISA, will use
the reports of cybersecurity incidents to evaluate and respond to
imminent and evolving cybersecurity incidents and threats as they
occur, and as a basis for creating new cybersecurity policy moving
forward. This monitoring will allow TSA and federal partners to take
action to contain threats, take mitigating action, and issue timely
warnings to similarly-situated entities against further spread of the
threat. TSA and its federal partners will also use the information to
inform timely modifications to cybersecurity requirements to improve
transportation security and national economic security. TSA will use
the collection of information to ensure compliance with TSA's
cybersecurity measures required by the SDs and the recommendations
under the IC.
Certification of Completion of SD Requirements
The SDs and IC took effect on October 24, 2022. Within 7 days of
the effective date of the SDs, Owner/Operators must provide their
designated Cybersecurity Coordinator information; within 90 days of the
effective date of the SDs, Owner/Operators must submit their
Cybersecurity Implementation Plan; within 120 days of the effective
date of the SDs, Owner/Operators must complete the Vulnerability
Assessment (TSA form); within 180 days of the effective date of the
SDs, Owner/Operators must adopt a Cybersecurity Incident Response Plan;
and within 7 days of completing the Cybersecurity Incident Response
Plan requirement, Owner/Operators must submit a statement to TSA via
email certifying that the Owner/Operator has completed this
requirement. Owner/Operators can complete and submit the required
information via email or other electronic options provided by TSA.
Documentation of compliance must be provided upon request. As the
measures in the IC are voluntary, the IC does not require Owner/
Operators to report on their compliance.
Portions of the responses that are deemed Sensitive Security
Information (SSI) are protected in accordance with procedures meeting
the transmission, handling, and storage requirements of SSI set forth
in 49 CFR part 1520.\7\
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\7\ In addition, all data in TSA systems are statutorily
required to comply with the Federal Information Security
Modernization Act 2014 (FISMA) following the National Institute of
Standards and Technology Special Publication 800.37 REV2 or Risk
Management Framework, and other federal information security
requirements including Federal Information Processing Standards 199
and Executive Order 14028. All systems, networks, servers, clouds
and endpoints under the FISMA boundary are hardened to meet the
Department of Defense Security Technical Implementation Guidelines,
as well as DHS Policy (4300.A) and TSA policy (TSA IA Handbook).
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TSA estimates SD 1580/82-2022-01 applies to a total of 73 Owner/
Operators; and SD 1580-21-01, SD 1582-21-01, and IC 2021-01 apply to
457 railroad Owner/Operators, 115 public transportation agencies and
rail transit system Owner/Operators, and 209 over-the-road bus Owner/
Operators, for a total of 781 respondents. For this collection, TSA
estimates the total annual respondents to be 854 and the total annual
hour burden to be 134,023 hours.
Dated: November 7, 2022.
Christina A. Walsh,
TSA Paperwork Reduction Act Officer, Information Technology.
[FR Doc. 2022-24621 Filed 11-10-22; 8:45 am]
BILLING CODE 9110-05-P
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